- Neuberger Berman (New York, NY)
- …ensuring ongoing oversight and escalation of control matters + Partner with Compliance , Risk, Legal , Operations, and other control partners to ensure ... years of experience in financial services, with significant experience in business controls , risk management, audit, or compliance within Wealth Management,… more
- TYLin (Newark, NJ)
- …reporting. + Develop and enforce document control procedures and project controls standards to ensure accuracy, compliance , and consistency. + Provide ... programs in the country? We are seeking a Project Controls Manager - Document Controls ...**What We're Looking For** + Significant experience in project controls and document control management on large-scale… more
- RVO Health (New York, NY)
- …+ Partner with Legal to develop and enforce privacy and compliance controls , policies, standards, and guidelines that align with regulatory requirements. ... controls to safeguard the processing of data, ensuring compliance with relevant data protection regulations, internal policies, state...the privacy posture of the organization by partnering with legal and privacy teams on privacy compliance … more
- SMBC (New York, NY)
- … with expertise in US securities, laws and regulations. + Proactively engage with Compliance , Legal and other control function colleagues to enhance the ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- Warner Music Group (New York, NY)
- …Prepare deal recoupment analyses to determine recoverability of outstanding advances in compliance with internal control requirements. + Create & maintain ... company that retains the creative spirit of a nimble independent. **Job Title:** Manager , Finance **A little bit about our team:** ADA Worldwide strives to provide… more
- Warner Music Group (New York, NY)
- …advance recoupment and Participations expense and balance sheet entries + Oversee SOX compliance and internal controls , respond to audit requests + Build and ... for Shared Services is the home to the financial, legal , and administrative functions that provide critical support and...reporting, reviewing the work of others, and owning team controls , systems, and processes + It's important that you… more
- TYLin (New York, NY)
- …**Job Summary** Our Construction Management team is seeking a Project Manager with a systems background for various rail/transit projects. **Responsibilities & ... services for rail transit projects involving traction power, signaling and train control equipment, SCADA, APM OS, substations and signal buildings, public address… more
- Neuberger Berman (New York, NY)
- …exam preparation for employeesMonitor and review email communications as part of compliance controls + Review and update registration policies and procedures ... looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the...1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm… more
- Neuberger Berman (New York, NY)
- …NB Private Credit, the accounting, valuation and operations functions are critical control functions with respect to the business. This individual will bear ... + Managing all communication with lenders + Oversight and compliance of fund credit facilities by accurately comprehending and...+ Review and analyze distribution waterfalls based on fund legal documents + Review partnership and fund IRRs on… more
- Dentons US LLP (Short Hills, NJ)
- …highly collaborative team, help support the firm's US Conflicts team ensuring effective compliance controls and procedures are in place in relation to supporting ... conflicts of interest, protection of confidential information and to ensure compliance with applicable legislative requirements and management of risk. This position… more
- JPMorgan Chase (Brooklyn, NY)
- The Legal , Compliance & Controls team is responsible for developing cross-organizational strategy and executing on initiatives to deliver priorities across ... related business processes, platforms, and data standards. As a Vice President within Legal Controls and CCOR, you will be responsible for crafting strategic… more
- JPMorgan Chase (Jersey City, NJ)
- …services, and play a pivotal role in shaping our control environment. As a Legal Entity Control Manager , you'll have the opportunity to collaborate with ... stakeholders and drive compliance initiatives that impact our business worldwide. As a Legal Entity Control Manager within the JPMS LLC Control … more
- New York Power Authority (White Plains, NY)
- Manager , Project Cost Controls Location: White Plains, US **Summary** The Manager Financial Controls will ensure the accuracy and proper recording of ... financial transactions associated with the Utility Operations. The Manager Financial Controls will provide day to...NYPA strategic vision + Establish and maintain necessary financial controls to ensure compliance with NYPA's corporate… more
- Robert Half Finance & Accounting (Parsippany, NJ)
- Description We are looking for an experienced and strategic Senior Manager of Internal Controls to join our team in Fairfield, New Jersey. In this role, you will ... take ownership of designing, implementing, and maintaining the internal control framework to ensure compliance with regulatory standards and industry best… more
- City National Bank (New York, NY)
- *BUSINESS CONTROLS MANAGER * WHAT IS THE OPPORTUNITY? This position will work directly with the City National Bank's ("CNB") and Business Control Officer ... ("BCO") and Senior Business Control Manager for US Mortgage Banking and will partner with...the business teams' liaison for business line risk management, compliance activities, legal engagement, and internal or… more
- TD Bank (New York, NY)
- …role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is critical in ... reengineering. + Serve as an advisor to the business, legal and compliance stakeholders on complex conflict...management within a global financial institution, preferably in a Control room or Compliance function. + Bachelor's… more
- JPMorgan Chase (Jersey City, NJ)
- Join JPMorgan as a Control Manager at the Vice President level and be part of a team that ensures strong and consistent controls are observed across the ... the security and success of the firm. As a Control Manager in the Chief Data &...Compliance Risk Assessments (CRA), etc.) + Ensure key controls described in relevant Data Risk Management Standards and… more
- JPMorgan Chase (Jersey City, NJ)
- …sustainable solutions to mitigate compliance and operational risk. As a Control Manager - Senior Associate within Treasury/Chief Investment Office, you'll be ... Join JPMorgan Chase as a Control Manager ! Control Management...with colleagues from the LOBs and Functions such as Compliance , Risk, Legal , HR, and Technology to… more
- JPMorgan Chase (Jersey City, NJ)
- …and sustainable solutions to mitigate compliance and operational risk. As a Control Manager - Associate within the Treasury/Chief Investment Office, you will ... Join JPMorgan Chase as a Control Manager - Associate within the...for TCIO/ ASI such as NBIA/ PSCM/ NPA and Legal Obligations/ Compliance Risk Assessment. + Support… more
- TD Bank (New York, NY)
- …The day accountabilities would entail: working closely with regional HR heads, legal , and compliance teams to ensure alignment and proactive management ... with Employee Relations and HR Advice CoE, HR 1B, Legal , Compliance , Risk, and internal and external...complete all required training + Understands, utilizes and follows compliance /risk and control programs + Consults with… more
