- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...Corporate Product Team. This is a key leadership role reporting to the Head of Special Credits, responsible for… more
- Capco, a Wipro Company (New York, NY)
- …and leadership across all levels. **About the Job:** In a typical financial services market, customer experience is key. But in today's increasingly competitive ... are at an all-time high, but many Chief Marketing Officers in financial services firms cite operational inefficiency, technology limitations, data access, and… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- Tutor Perini (New York, NY)
- …materials, and processes to verify compliance with project specifications and regulatory requirements. + Document and report non -conformities; support the ... our clients make "public works" work. Our corporate integrity, financial strength and outstanding record of performance makes us...Engineer** As a Quality Assurance / Quality Control Engineer reporting to the Quality Control Manager, you will play… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- SMBC (Jersey City, NJ)
- …of the bank and reporting results/findings to management and Head of Non - Financial Risk, as necessary. **Role Responsibilities:** - Provide 2nd Line risk ... and has the role of monitoring and assessing business practices in relation to the non - financial risk framework of SMBC. RMDAD implements a non - financial … more
- SMBC (Jersey City, NJ)
- …operating environment, and supports interaction between the Compliance, 1LoD and 2LoD Non - Financial Risk and Enterprise Risk functions. The control management ... assessment, issue management and incident management + Deep understanding of the regulatory environment affecting the financial services industry, with a strong… more
- Bank of America (New York, NY)
- Global Markets Non - Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets- Non - Financial - Regulatory - Reporting --GM-NFRR--Operational-Monitoring\_25004657) **Job Description:**… more
- Mizuho Corporate Bank (New York, NY)
- …Finance concentration preferred + 4+ years of work experience preferred at a large financial institution, knowledge of regulatory reporting and controls + ... largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team...part of the recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in… more
- Mizuho Corporate Bank (New York, NY)
- …Assistant Vice President : This position is as a senior SME in the derivatives regulatory reporting tea m . Depending on your specific function within ... + Support the reconciliation and issue identification processes within regulatory reporting operations. + Assist with business...part of the recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in… more
- Bank of America (New York, NY)
- …and data providers to improve data quality of regulatory reports, and with Non Financial Regulatory Reporting Interpretation and Technology teams to ... and is responsible for position monitoring and preparation of non - financial regulatory disclosures under the...financial regulatory disclosures under the relevant regulatory reporting laws across multiple regimes (substantial… more
- Bank of America (New York, NY)
- …services, and processes. Job Description: This role is responsible for preparation of non - financial regulatory reporting (NFRR), including submitting, ... with key stakeholders, including upstream process owners, data providers, and Non - Financial Regulatory Reporting Interpretation and Technology teams… more
- Bank of America (New York, NY)
- …partnerships with key stakeholders, including upstream process owners, data providers, and Non - Financial Regulatory Reporting Interpretation and ... Regulatory Reporting Operations Professional New York,...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- Bank of America (New York, NY)
- …partnerships with key stakeholders, including upstream process owners, data providers, and Non - Financial Regulatory Reporting Interpretation and ... Regulatory Reporting Operations Professional Chandler, Arizona;New...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- Raymond James Financial, Inc. (New York, NY)
- … Analyst_ ) plays a key role in supporting the firm's compliance with non - financial regulatory reporting requirements. Leveraging advanced knowledge and ... + Performs other duties and responsibilities as assigned **Knowledge of** : + Non - Financial Regulatory reporting requirements + Financial market… more
- Motion Recruitment Partners (New York, NY)
- …repetitive tasks. + Provides comprehensive Project Management Office (PMO) support across Non - Financial Regulatory Reporting (NFRR) implementations, ... PMO Manager - Regulatory Operations New York, NY **Hybrid** Contract $90/hr...trusted brand with over 200 years of continuously evolving financial services worldwide. You will work alongside some of… more
- Bank of America (New York, NY)
- …The Enterprise Position Monitoring and Disclosures team is part of the Global Markets Non - Financial Regulatory Reporting department. The is a global ... Oversee issue resolution arising from disclosures and discussing such issues with other Non - Financial Regulatory Reporting (NFRR) and Global Compliance &… more
- Motion Recruitment Partners (New York, NY)
- …Office skills; including Visio and Project. + Demonstrated knowledge of one or more non - financial regulatory reporting regulations - EMIR, SFTR, MiFID ... + Support the Change Management Lead in the direct management of multiple regulatory reporting projects, ensuring alignment with strategic objectives and … more
- Mizuho Corporate Bank (New York, NY)
- VP - Non - Financial Risk ( Reporting ) Americas Risk Department The Americas Risk Department, as a 2nd line of defense organization, provides common risk ... is critical to Mizuho's success in the Americas as well as meeting regulatory expectations and requirements. The Non - Financial Risk Management (NFRM)… more
