- RGP (New York, NY)
- Reference Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead ... As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you will...and industry leaders. + Opportunities to engage in strategic, regulatory , and operational initiatives across leading financial… more
- SMBC (New York, NY)
- …procedures to ensure consistency in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation of ... the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit, and Technology. The Regulatory...regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory… more
- SMBC (New York, NY)
- …in the Risk Management Coordination Team plays a pivotal role in operational coordination and facilitation of risk oversight processes across SMBC entities. ... Risk Coordination Team Lead and the Head of Market and Liquidity Risk . **Key Responsibilities:** **Oversight and Regulatory Engagement:** - Assist with… more
- Neuberger Berman (New York, NY)
- …portfolio construction, compliance). + Familiarity with investment guideline oversight, investment risk , and operational risk frameworks. + Technical ... We are seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg,… more
- SMBC (New York, NY)
- …skills, effective business communication, attention to detail, and knowledge of regulatory requirements related to risk management **Role Objectives** + ... portfolio of benefits to its employees. **Role Description** The Model Governance Manager will be integral in maintaining the integrity, compliance, and performance… more
- SMBC (New York, NY)
- …part of SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has launched an ... understanding of data management principles, and the ability to navigate complex regulatory and control environments. The role will manage end-to-end delivery for… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** The Third-Party Vendor Relationship Manager plays a role in supporting the CISO Organization by overseeing the ... organizational objectives and meet established standards for performance, compliance, and risk management. A key responsibility of this position is leading strategic… more
- Banc of California (New York, NY)
- …role in the future of Banc of California. Our core values - Entrepreneurialism, Operational Excellence, and Superior Analytics - empower us in creating a dynamic and ... more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The SVP, Credit Manager is responsible for hands on management of all...is responsible for hands on management of all credit risk aspects of the lending process and the Corporate… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** The Credit Planning Manager supports the Chief Credit Risk Officer as well as Co-Head(s) ... team is responsible for developing, recommending, communicating and implementing credit risk management policies, strategies and operational guidelines for the… more
- Neuberger Berman (New York, NY)
- …with Compliance, Risk , Product, and other control groups to support effective operational risk management and regulatory compliance. + Contribute to ... and Operations team will provide critical support in executing the operational strategy for Neuberger Berman's Alternatives platform. This Operations Project … more
- Port Authority of New York and New Jersey (Jersey City, NJ)
- **Description** The Cybersecurity Operations Center Manager is responsible for overseeing the day-to-day operations of the Cybersecurity Operations Center, (CSOC), ... optimizing security operations through automation and improved processes. The CSOC Manager will also ensure the effective integration of security monitoring tools… more
- Neuberger Berman (New York, NY)
- …This individual will ensure operational processes, governance structures, and risk management practices support both regulatory requirements and business ... ongoing oversight and escalation of control matters + Partner with Compliance, Risk , Legal, Operations, and other control partners to ensure the highest standards… more
- Bloomberg (New York, NY)
- Operational Risk Manager - Regulatory Mapping - 12 month contract Location New York Business Area Legal, Compliance, and Risk Ref # 10045734 ... Compliance management. **We'll Trust You To:** + Execute end-to-end Regulatory Obligation Mapping for operational risk...+ Execute end-to-end Regulatory Obligation Mapping for operational risk domains (eg, Software Development Life… more
- Deloitte (New York, NY)
- Financial Services Manager - Regulatory & Financial Risk Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted ... on November 30, 2025 Work You'll Do As a Manager , you will have opportunities to: + Learn how...to identify, evaluate, and prioritize business, operational , regulatory , and technology risks as well as risk… more
- TD Bank (New York, NY)
- …Experience in assessing third-party risks and evaluating control reliance + Familiarity with regulatory expectations and evolving risk themes in banking sector + ... details for this role. **Line of Business:** Finance **Job Description:** The Finance Manager provides a range of strategic Finance advice, analysis and support for… more
- TD Bank (New York, NY)
- …and effectiveness + Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code ... enhancing their FCRM knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... people, systems or external events. Working with the Enterprise Risk Manager for Fraud and Payment Systems,...of current regulatory /industry trends impacting the Bank's operational risk management program or practices. *… more
- American Express (New York, NY)
- …strengthened across the enterprise. Reporting to the Director for Business Disruption & Operational Resilience Risk Management, the Manager is responsible ... management programs, including Risk and Control Self Assessments, Operational Risk Management, etc. + Support compliance with resilience-related regulations… more
- Scotiabank (New York, NY)
- Senior Manager , Operational Risk **Requisition ID:** 212288 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline ... to results, in an inclusive and high-performing culture. **Senior Manager US Operational Risk , US...institution. + Working knowledge of Capital Markets and current regulatory environment in the Financial Services industry. + Expertise… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Operational Risk Manager is responsible for ... Firm in identification, evaluation, control testing, and management of operational risk , whilst supporting risk ...risk framework for your role ensuring that all regulatory or company determined parameters are complied with. +… more
