- HSBC (New York, NY)
- …research documents written by Global Investment Research (GIR) analysts from a regulatory perspective to allow distribution in the US. All Research (including ... and any other member of GIR) must be approved by a registered Supervisory Analyst (SA) before it can be distributed into the US. Currency, economics and most… more
- Neuberger Berman (New York, NY)
- Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration ... information to ensure compliance with US regulatory requirements. This role involves supporting new hires and current employees with licensing and registration… more
- Neuberger Berman (New York, NY)
- The Quantitative Analyst /Associate will join Neuberger Berman's Investment Risk group in our New York office, supporting independent risk oversight for the firm's ... analysis for a range of portfolio management teams. The role also covers regulatory Liquidity Risk monitoring for the firm's 1940-Act mutual funds, along with… more
- SMBC (New York, NY)
- …vendors. + Experience working in an environment where adherence to banking compliance and regulatory standards is essential. **Qualifications and Skills** ... rebuilding our Corporate Cash Management and Transaction Banking application. The Business Analyst is a part of the Cash Management/Transaction Banking group within… more
- SMBC (New York, NY)
- …to include: bank capital structure, and a general understanding of regulatory requirements. Regional Bank coverage experience is a plus. **Role Objectives** ... a fast-paced entrepreneurial environment + An interest in the regulatory framework for Banks and Broker Dealers, to include...of general elements of credit risk as well as legal/ compliance related to Bank and Broker Dealers + Excellent… more
- SMBC (White Plains, NY)
- …resource for junior staff members + Prepares or verifies daily reports in compliance with regulatory requirements (Dodd-Frank, EMIR, Canada) + No approval ... executed by the bank's domestic and global branch offices. The Derivatives Analyst is responsible for review of the administrators and representatives daily… more
- HSBC (New York, NY)
- …HSBC and regulatory standards, policies and practices; report control weaknesses, compliance breaches and operational loss events **Management of Risk** + Apply ... difficult to analyze and require a high degree of analyst skill to evaluate the relevant risk factors. The...be responsible for ensuring appropriate documenting of all legal, compliance and credit risks per guidelines and approvals. The… more
- SMBC (New York, NY)
- …+ Experience working in regulated environments with adherence to banking and regulatory compliance , as well as data governance standards. + Adaptability ... Management business is seeking a highly skilled and customer-focused data analyst with strong visualization and project management capabilities. The Strategy and… more
- SMBC (New York, NY)
- …guidance to front office to ensure consistent and complete credit applications and compliance with internal policies and procedures + Ensure US Regulatory ... experience in the financial services industry within the credit function as a credit analyst , including at least 3-5 year of experience in covering the FI sector +… more
- ManpowerGroup (New York, NY)
- Our client in the finance industry is seeking an AML Compliance Analyst to join their team. As an AML Compliance Analyst , you will be part of the ... Monitoring which will align successfully in the organization. **Job Title:** AML Compliance Analyst **Location:** (Remote) **Pay Range:** $65-70/HR W2 **What's… more
- Molina Healthcare (Yonkers, NY)
- …practices to ensure adherence to and compliance with State and Federal regulatory guidelines. The Sr. Analyst develops and performs audits and oversight ... state and federal regulatory rules, contracts, and other guidance to assess compliance and support building regulatory compliance audit procedures. * At… more
- Mizuho Corporate Bank (New York, NY)
- …week with the remainder worked remotely. Summary: Mizuho is looking for a Regulatory Reporting Business Analyst with strong proficiency in Power BI development, ... and findings, and maintaining and updating the Business Requirement Documents in compliance with regulatory requirements. + Support preparation of Regulatory… more
- TD Bank (New York, NY)
- …to ensure alignment with integrated remediation activities to our regulators. The Analyst - Regulatory Management and Remediation Office. This will involve: ... Preferred Qualifications: Short Term Assignment The TD Securities US Regulatory Management & Remediation team is responsible for the...closely with senior leaders across TDS, Risk, Legal, HR, Compliance and will work in close alignment with our… more
- MUFG (New York, NY)
- …in real time and serve as owner of production issues. + Interface with Regulatory bodies (DTCC) to identify potential gaps and ensure compliance including any ... short/long term requirement which may impact internal Regulatory Reporting System file feeds and architecture + Provides articulate and accurate reporting to the… more
- Seton Education Partners (Bronx, NY)
- Elementary School Special Education Compliance and Billing Analyst Bronx, New York Seton Education Partners seeks a mission-driven, detail-oriented leader to ... serve as the Elementary School Special Education Compliance and Billing Analyst for the Brilla...support to K-4 Student Services teams, updating them on regulatory changes and best practices for documentation and service… more
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments ... candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member of...alignment with the firm's policies and procedures to ensure regulatory compliance and information integrity + Collaborate… more
- WMCHealth (Valhalla, NY)
- …Internal Applicant link Job Details: Job Summary: The 340B Program Compliance Analyst is responsible for maintaining regulatory compliance within the ... Compliance Analyst , 340B Program ( On-Site... Compliance Analyst , 340B Program ( On-Site ) Company: WMC...stakeholders, ensuring proper utilization of the 340B program and compliance with all regulatory requirements in conjunction… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …on track to grow their career as of day one. Position Summary The Senior Compliance Analyst is responsible for supporting and overseeing the Bank's Compliance ... and enhancing the organization's overall compliance framework. Additionally, the Senior Compliance Analyst manages the Internal Loan Review (ILR) Program in… more
- Kean University (Union, NJ)
- …documents you may wish to submit.** Office of Research and Sponsored Programs ** Compliance Analyst ** Reporting to the Director of Research Compliance , ... following up on requests from principal investigators and research administrators. The Compliance Analyst provides professional support via customer service to… more
- TD Bank (New York, NY)
- …**Department Overview:** The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining ...**Job Details:** We are seeking an experienced VP-level Quantitative Analyst to focus on the development and tuning of… more
