- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... Change Management + Compliance Alerts and other Communications Governance and Reporting : The Regulatory Governance Team is responsible for producing management… more
- Neuberger Berman (New York, NY)
- …applications, updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete ... day-to-day processing of registration information to ensure compliance with US regulatory requirements. This role involves supporting new hires and current employees… more
- SMBC (Jersey City, NJ)
- …**Role Description** The department is seeking for a data governance Associate for financial regulatory reporting . The prime objective of this role is to drive ... change that enhances the quality of data for Financial regulatory reporting , secure compliance with enterprise data standards and align on best practices, and… more
- SMBC (Jersey City, NJ)
- …data experienced associate who mainly focuses on for data quality over financial regulatory reporting data attributes/elements to make sure that the ... external to finance and establish, support, maintain and continuously improve stronger regulatory reporting data governance. This role will also ensure… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** This position is a subject matter expert in the Regulatory Reporting Automation for BHC, Branch, Liquidity or Broker Dealer ... and monitoring and evaluating work. This position works closely with Director of Regulatory Reporting Change Management Department to ensure proper review of all… more
- Lundbeck (New York, NY)
- …Environment/Compliance - Ability to apply knowledge of pharmaceutical and regulatory environment, including accountability and adherence to Lundbeck policies and ... account plans Strong analytical background, and experience using sales data reporting tools to identify trends Experience in product launches Previous experience… more
- Lundbeck (New York, NY)
- …Environment/Compliance - Ability to apply knowledge of pharmaceutical and regulatory environment, including Lundbeck policies and procedures and FDA regulations ... therapeutic class Strong analytical background, and experience using sales data reporting tools to identify trends Strong leadership through participation in… more
- SMBC (Jersey City, NJ)
- …years on data analytics, data quality, and compliance of finance or financial regulatory reporting . + Exceptional written and verbal communication skills + ... solutions. + Lead gap assessments against data policies and standards and reporting (management or regulatory ) requirements to identify gaps and determine… more
- SMBC (New York, NY)
- …and Finance to align vendor services with business needs. - Support audits, regulatory exams, and internal reporting related to vendor oversight. Continuous ... is critical in ensuring that vendor relationships align with business goals, regulatory requirements, and risk management standards. The ideal candidate will bring… more
- Eisai, Inc (Nutley, NJ)
- …selection and onboarding Present updates to senior leadership on compliance trends, regulatory changes, and program enhancements C ontribute to compliance RAMP (Risk ... biotech industry Experience with data analytics tools such as Tableau or other reporting tools to create meaning ful summaries of insights from multiple data sources… more
- HSBC (New York, NY)
- **Description** **Litigation, Regulatory Enforcement and Investigations (LREI), HSBC Technology & Services (USA) Inc., New York, NY:** Provide strategic support to ... the fast-moving Generative AI landscape. Consolidate and automate global litigation reporting . Build strategic outsourcing models for the team including building… more
- SMBC (New York, NY)
- …concepts (VaR, stress-testing, and counterparty exposure estimation, documentation and reporting approaches). - Understand regulatory requirements applicable to ... of risk oversight processes across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management. The VP is responsible… more
- SMBC (White Plains, NY)
- …Finance or relevant discipline is preferred + Knowledge of Canadian and EMEA reporting , regulatory systems + Strong analytical, critical thinking and problem ... staff members + Prepares or verifies daily reports in compliance with regulatory requirements (Dodd-Frank, EMIR, Canada) + No approval authority + Documents… more
- Vaco by Highspring (Port Chester, NY)
- …opportunity to play a critical role in ensuring adherence to regulatory requirements while supporting a growing, innovative organization. The ideal candidate ... will bring deep knowledge of regulatory compliance, fraud detection, and risk controls, paired with...at all levels on compliance obligations and best practices.. Reporting : Assist with compliance-related reporting to the… more
- Suburban Propane (Whippany, NJ)
- …Department on data collection and management to ensure accurate and timely regulatory reporting . **25% travel required** **Why join the Suburban Propane ... team?** Because we care about the physical, mental, and financial wellbeing of our employees and provide them with competitive pay plus incentive potential and an outstanding benefits package including: + Medical, dental, and vision (eligibility after just 30… more
- SMBC (Jersey City, NJ)
- …and SMBC's business model to maintain a solid foundation of the applicable regulatory framework. + Supports the consolidation and reporting of results within ... SMBC offers a competitive portfolio of benefits to its employees. **Role Description** Reporting to the Head of Compliance Monitoring & Testing ("M&T") in the… more
- SMBC (New York, NY)
- …part of SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has launched an ... understanding of data management principles, and the ability to navigate complex regulatory and control environments. The role will manage end-to-end delivery for… more
- Jet Aviation (Teterboro, NJ)
- …multiple stakeholders, ensuring on-time delivery without compromising quality or regulatory compliance. Your ability to anticipate challenges, mitigate risks, and ... uninterrupted operations and safeguarding our reputation for seamless customer experiences. Reporting directly to the VP of FBO Operations, you will manage… more
- Tradeweb (New York, NY)
- …life-cycle including conducting risk assessments, engagement planning, audit execution and reporting ; assisting the annual planning process to deliver the Internal ... Business Audit Universe which incorporates all key business and regulatory risk areas for Tradeweb + Manage end-to-end delivery...leverage work across audit reviews, SOX 404, SOC and regulatory reviews so that risks are identified, assessed and… more
- SMBC (New York, NY)
- …of Credit Department Americas ("CDAD") as a business management and coordination function, reporting to the team head in Credit Planning, CDAD. The team is ... and its various financial products. The role is responsible for routinely reporting credit risk related reports/documents, to senior management, head office, and… more
