- TD Bank (New York, NY)
- …banking sector. + Deep knowledge and experience of internal controls over financial reporting + Strong understanding of SOX 404 and FDICIA regulatory ... with various stakeholders and team members as required. The Financial Controls team is a newly established...frameworks (eg, + Provides training, guidance, and support to process/ control owners on SOX requirements and best… more
- TD Bank (New York, NY)
- …banking sector. + Deep knowledge and experience of internal controls over financial reporting + Strong understanding of SOX 404 and FDICIA regulatory ... and advice to various internal and external stakeholders. The Financial Controls team is a newly established...frameworks (eg, + Provides training, guidance, and support to process/ control owners on SOX requirements and best… more
- S&P Global (New York, NY)
- …the Role:** **Grade Level (for internal use):** 12 **S&P Global Corporate** ** Manager , First Line Technology Controls Testing** **The Team:** Digital Solutions ... Ensure compliance with operational standards and regulatory compliance efforts. + Oversee SOX /SOC controls mapping and reporting to maintain transparency and… more
- JPMorgan Chase (Jersey City, NJ)
- …are at Manager level - leading planning and/or executing IT Controls attestation audits, including SOC/ SOX audits + Exceptional issue management, exceptions ... response to external auditors with respect to potential and confirmed control exceptions, including identification of relevant compensating controls for… more
- JPMorgan Chase (Jersey City, NJ)
- …control testing; facilitate identification of findings, relevant compensating controls , remediation, validation, and closure of findings within defined ... existing and new technology platforms to drive adherence to control standards. + Track and communicate overall progress of...knowledge of information technology and auditing of IT general controls ( SOx / SOC 1 / SOC… more
- TD Bank (New York, NY)
- …(eg, GDPR, SOX ) and the ability to manage governance and control functions within a matrixed organization. + Exceptional interpersonal and communication skills, ... **Job Description:** The TD Securities, Employee Relations Director, Regulatory and Controls is responsible for leading the oversight and management of employee… more
- Bank of America (Jersey City, NJ)
- …organization's adherence to security best practices, laws/rules/regulations, and policies. The Control Specialist will analyze technology, controls and various ... and Access Management (IAM) specific laws, rules, regulations, and Guidelines such as SOX , OCC, NIST, ISO/EC, FFIEC within the financial services sector. .… more
- JPMorgan Chase (Jersey City, NJ)
- …and skills:** + Bachelor's degree required + 5 years of experience in financial services industry with background in controls , audit, quality assurance, ... Control Management maintains a strong and consistent ...risk identification and assessment, effective design and testing of controls and sustainable solutions to mitigate compliance and operational… more
- Stryker (Mahwah, NJ)
- …ledgers, intercompany management, internal control remediation, M&A integration controls , legal entity management, tax strategy, financial reporting systems, ... **What You Will Do** The **Senior Manager , GQO Accounting and Financial Compliance**...controls , providing training, and using ERP systems for SOX compliance. Collaborate with Internal Audit and external auditors… more
- US Bank (New York, NY)
- …Includes identifying and analyzing business processes, key risks and critical controls ; interviewing auditees; determining audit scope; evaluating control design ... Relevant Financial Service Industry knowledge (eg, Accounting, Financial Reporting, Tax, SOX , M&A, Lending, Regulatory...accounting or finance + Experience in auditing risks and controls within Financial Services (eg Accounting, Tax,… more
- JPMorgan Chase (Jersey City, NJ)
- …enhancing our organization's governance and operational excellence! As a Technology Audit Manager within our Cybersecurity and Technology Controls Internal Audit ... are on the lookout for a talented Technology Audit Manager to join our join our Cybersecurity and Technology... to join our join our Cybersecurity and Technology Controls Internal Audit team. This is your opportunity to… more
- NBC Universal (Englewood Cliffs, NJ)
- …Ensure that operational and design effectiveness of internal controls over financial reporting is maintained and support Sarbanes-Oxley ( SOX ) compliance. + ... and supported in accordance with company policies, generally accepted accounting principles and SOX controls . + Key member of the TV Networks controllership team… more
- NBC Universal (New York, NY)
- …performance targets and Service Level Agreement thresholds + Perform Risk Assessment, SOX / Internal Audit Readiness reviews, control rationalization, and ... Reporting to the Vice President, Risk & Compliance, the Manager /Senior Manager , Risk & Compliance will be...Financial Technology Strategy Group, establish an appropriate risk, control and compliance approach which is robust but is… more
- US Bank (New York, NY)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Corporate Function - Other is a management position that supports the… more
- Mitsubishi Chemical Group (New York, NY)
- …evaluate the effectiveness and efficiency of business practices (policies and internal controls ), reliability of financial reporting, processes for deterring and ... **Senior Manager , Internal Audit (2048)** + Title:Senior Manager...required + Minimum 10 years of internal audit, internal control , SOX , risk management, public accounting or… more
- TD Bank (New York, NY)
- …are in compliance with applicable internal and external requirements ( eg financial controls , segregation of duties, transaction approvals and physical ... Solves unique and ambiguous problems with broad impact; typically oversees standards, controls and operating methods that have significant financial and… more
- BMO Financial Group (New York, NY)
- …showcasing a comprehensive grasp of the industry. Develops or maintains an effective financial governance and controls framework that defines the ways and ... an oversight of SEC Rule 17a-5. Applies specialized knowledge of Accounting & Financial management risk, regulatory compliance and internal controls related to … more
- TD Bank (New York, NY)
- …of the Independent Capital Evaluation including review of processes, procedures, and controls to ensure that the business, control , and infrastructure functions ... role. **Job Description:** We are looking for a Senior Manager to join TD's Capital Risk & Governance team....Accountabilities** + Maintain a culture of risk management and control , supported by effective processes in alignment with the… more
- Turner & Townsend (New York, NY)
- …outcomes by striking the right balance for our people, clients, stakeholders, and society. + SOX control responsibilities may be part of this role, which are to ... Communicate or meet with general contractor and owner project manager to gather status information to prepare a cost...effectively with post contract cost variances and the change control processes. + Manage Cost impact / contingency management… more
- NBC Universal (Englewood Cliffs, NJ)
- …Ensure that operational and design effectiveness of internal controls over financial reporting is maintained and support Sarbanes-Oxley ( SOX ) compliance. + ... and supported in accordance with company policies, generally accepted accounting principles and SOX controls . + Partner as trusted advisor with the TV Networks… more