- Bank of America (New York, NY)
- Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina, United States;New York, New York **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Compliance Operational - Risk - Specialist Trade-Surveillance\_25040545-2)… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist , Global Transaction Banking **Reports to:** ... ("FCRM") program that meets regulatory requirements and mitigates financial crime risk . This involves providing guidance on regulatory compliance , close… more
- Capital One (New York, NY)
- Principal Risk Specialist Do you like working in the spotlight? Are you ready to work on the front line of a top 10 Bank? Can you build relationships as well as ... with business units to identify, assess, and mitigate Network-specific operational and regulatory risks. The Business Risk ...regularly worked. Chicago, IL: $106,700 - $121,700 for Principal Risk Specialist McLean, VA: $117,300 - $133,900… more
- TD Bank (New York, NY)
- …for this role. **Line of Business:** Risk Management **Job Description:** The Group Risk Specialist provides a comprehensive and diverse range of risk ... models. The role will support the governance of Non-Model/EUC risk to the bank by executing compliance ...+ Establishes and provides on-going analysis and reporting on operational risk and/or other major risk… more
- Truist (New York, NY)
- …and training, and/or equivalent education, training and experience. 3. Experience in compliance and operational risk mitigation and remediation. 4. ... **Please review the following job description:** The Business Unit Risk Advisor Specialist II-FINRA engages with the...risk support to assigned Business Unit across all risk types to promote and strengthen compliance … more
- Bank of America (New York, NY)
- …supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... and operational risks in alignment with the Compliance and Operational Risk Management...management of processes unique to economic sanctions. The Sanctions Risk Specialist is a function within GES… more
- Deloitte (New York, NY)
- …Clinical Documentation Specialist - Senior Consultant Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk ... you'll do As a Senior Consultant in our Regulatory, Risk , & Forensic Healthcare Practice, you will have the...be aligned to the following areas and include: + Operational Improvement: For business process that include significant clinical… more
- Bloomberg (New York, NY)
- …managing risks supporting the Enterprise Product Organization. The Control Management Specialist will be responsible for assessing operational processes, ... Control Management Specialist Location New York Business Area Accounting and...the broader risk management agenda including product, risk management, legal and compliance and internal… more
- TD Bank (New York, NY)
- …delivery of the ORM Stress Testing Program, ensuring all regulatory requirements for operational risk losses and capital are met within required timelines.** ... development and execution of the methodology, procedures, and documentation for operational risk stress testing programs.** **Collaboration: Partner extensively… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (New York, NY)
- …with risk appetite + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of ... and by verticals. Areas of opportunity with the Senior Business Management specialist role include: project management (Policy and Model reviews as well as… more
- TD Bank (New York, NY)
- …Issue Management: Integrations of enterprise Issue Management into the broader Compliance Management System: Testing, Risk Assessment, LRR's **Customer ... Business:** Enterprise Enabling Functions **Job Description:** **The eGRC Business Analysis Specialist - Laws, Rules, and Regulations** is responsible to ensure that… more
- TD Bank (Ramsey, NJ)
- …**Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and operational oversight of ... point of escalation and governance, maintaining rigorous standards of compliance and operational excellence. **Depth & Scope:**...flagged live orders, acting as a dual control for higher- risk transactions to mitigate operational and market… more
- MUFG (Jersey City, NJ)
- …Develop and refine prompt architectures tailored to financial use cases, ensuring regulatory compliance and minimizing operational risk . + Conduct A/B ... financial services sector. As a Prompt Engineer / LLM Specialist , you will design, optimize, and implement prompts, tools,...representative of banking and financial scenarios. + Collaborate with compliance and risk teams to validate prompt… more
- Robert Half Legal (New York, NY)
- …of organizational policies and procedures. This role involves ensuring regulatory compliance and operational efficiency across diverse business units, including ... clear, concise, and accurate P& Ps to ensure company-wide consistency and compliance with legal, regulatory, and operational requirements, ensuring alignment… more
- Deloitte (New York, NY)
- …+ 2+ years bridging OT and IT environments, including integration planning and security/ compliance risk mitigation. + 2+ years in network performance assurance: ... integrate networks that bridge corporate IT platforms with plant/field OT environments, planning risk mitigation and compliance in line with the Purdue model. +… more
- ManpowerGroup (New York, NY)
- …resolution of exceptions. + Collaborate with trading, risk , finance, and compliance teams to deliver seamless operational support. **What's Needed?** + ... a leading organization in the financial services industry, is seeking a Trade Operations Specialist to join their team. As a Trade Operations Specialist , you… more
- City of New York (New York, NY)
- …and data. This position is central to enhancing our security posture, reducing risk , and ensuring compliance with regulatory requirements. By driving the ... Office), CPO (Chief Product Office), Budget, Enterprise Architecture, Planning & Compliance , and Information Security. Your Impact: As the Endpoint Security and… more
- Banco Popular Puerto Rico (New York, NY)
- …business process analysis and research to improve internal controls to mitigate risk and reduce losses, enhance operational quality and maintain department's ... York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Branch Administration Specialist Core Branch Administration We are seeking a Branch Administration … more