- Principal Financial Group (New York, NY)
- **What You'll Do** As an Associate Director , you'll help drive strategy and execution for a diverse mix of portfolios. The team focuses on the value-add and ... opportunistic end of the risk spectrum, spanning both closed-end fund strategies and separate account mandates. You'll take a hands-on role in positioning these… more
- SMBC (New York, NY)
- …ensure all compliance guidelines are satisfied in transactions, generally, manage risk through the documentation process and continually monitor projects to minimize ... and mitigate risk . + Build relationships and collaborate with other members...negotiation with investors; while displaying sound communication skills with senior management and relevant people involved. + Initiate and… more
- SMBC (New York, NY)
- …performance. + Prepare periodic reports and information pertaining to the account for senior management. Pro-actively escalate credit risk , operational risk , ... such as analyze financial statements (including 13-week cash flow reporting ) and develop financial models to: (i) measure and...Description** SMBC's Special Credit Group is looking for a Director to join the Corporate Product Team. Among other… more
- SMBC (Jersey City, NJ)
- …quality financial regulatory reports and development of a control framework to mitigate risk , enhance the accuracy of regulatory reporting , and ensure compliance ... regulatory reporting requirements in order to communicate results to Senior Management and US Regulatory Agencies. + Exceptional verbal and written presentation… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** As part of the Risk Management Department, the Model Validation Group develops and enhances the Model ... Risk Management framework for the Americas Division to ensure...the integrity of model implementation, inputs, outputs, monitoring and reporting . - Communicates findings from validate work to management… more
- SMBC (Jersey City, NJ)
- …(RRQA), within SMBC's Finance Control Oversight (FCO) function, conducts independent risk -based assessments of US regulatory reporting processes to evaluate ... of related controls. The RRQA VP applies significant regulatory reporting expertise in a senior assessment role,...Associates. The VP works under the supervision of the Director (assessment owner) and plays a critical role in… more
- SMBC (Jersey City, NJ)
- …to influence senior levels. **Role Description** The Regulatory Policy Director will mainly support regulatory reporting stakeholders by providing regulatory ... competitive portfolio of benefits to its employees. **Overview** As a Regulatory Policy Director at SMBC you will be the authoritative source on the application and… more
- Organon & Co. (Jersey City, NJ)
- …management of approved products, business development activities, and contributions to risk assessments and information requests from health authorities for the ... + Oversight of non-clinical input into life-cycle management of and required reporting and maintenance activities for the general medicines portfolio of products… more
- SMBC (Jersey City, NJ)
- …critical milestones and deliverables. + Perform ongoing monitoring and provide transparent reporting to impacted stakeholders and senior management. + Build ... enhance critical Finance processes within its US operations, including financial planning, reporting , and data management. Working with core Finance teams and other… more
- Tradeweb (New York, NY)
- …corporate teams to manage the end-to-end audit life-cycle including conducting risk assessments, engagement planning, audit execution and reporting ; assisting ... Internal Audit Department. This role will report directly to Director , Technology Audit, Internal Audit. This role offers the...other audit teams, to support the delivery of periodic risk assessments and annual planning to develop the Internal… more
- SMBC (New York, NY)
- …+ Familiarity with trade lifecycle, settlements, risk management, and regulatory reporting . + Exceptional ability to influence senior stakeholders and manage ... enterprise platforms. + Partner with operations, business teams, and senior leadership to define requirements and success metrics. +...with at least 5 years in program management at Director level. + Proven track record of delivering large-scale… more
- SMBC (Jersey City, NJ)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** Reporting to the Data Analytics Director , FCC Analytics, in the Compliance ... trends and evaluate changes of customer, product, and transactional risk exposure. + Develop MIS reports for submission to... exposure. + Develop MIS reports for submission to senior Branch management. + Apply data from BSA/AML Compliance… more
- SMBC (Jersey City, NJ)
- …objectives, and monitoring and evaluating work. This position works closely with Director of Regulatory Reporting Change Management Department to ensure proper ... position is a subject matter expert in the Regulatory Reporting Automation for BHC, Branch, Liquidity or Broker Dealer...governance and IT stakeholders to identify additional areas of risk and procuring their help in solving complex issues… more
- CIBC (New York, NY)
- …more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) CIBC Bank USA seeks a Senior Director , Risk Reporting and Innovation to ... the Chief Risk Officer on CIBC's aggregate risk profile. Maintain systems and processes to aggregate risk data and provide a comprehensive view to the Board… more
- Capital One (New York, NY)
- Director , Integration Strategy - Enterprise Risk The **Enterprise Services Risk ** organization is expanding with a focus on attracting innovative, ... and drive project and program delivery, including project and process management, reporting , engagement in senior leadership meetings, and drafting and reviewing… more
- MTA (New York, NY)
- …customer service, and rewarding opportunities. Position Objective: Under the guidance of the Senior Director , EO, and in close collaboration with the MTA ... Director , EO Analysis and Reporting Job...(DEI) initiatives. Findings and recommendations are delivered to the Senior Director , EO, and other senior… more
- Capital One (New York, NY)
- Senior Director , Network Compliance The Network Compliance Senior Director will perform a key risk management role in the second line of defense for ... framework for the network compliance program. The Network Compliance Senior Director is a critical member of...careers + Participate in reporting activities to senior leadership in the business and Risk … more
- JPMorgan Chase (Jersey City, NJ)
- …the firm's tech risk strategy and enhance industry compliance. As a Tech Risk & Controls Director in Global Standards and Control Lifecycle Management, you ... risk through execution of the Firm's management framework tools, including risk event management, reporting , and action plan tracking, and provide expert… more
- JPMorgan Chase (Jersey City, NJ)
- …credit risk management, liquidity management, capital adequacy, performance monitoring, risk reporting , and data quality processes. You will execute audits, ... global deliverables with our team! As an Audit Executive Director within the Wholesale Credit Risk team,...continuous monitoring activities. We are looking for an experienced senior business audit professional to lead this focused work,… more
- CUNY (New York, NY)
- …and Tax Compliance **POSITION DETAILS** The University Director of Financial Controls, Risk , and Tax Compliance is a senior leadership role responsible for ... Director of Financial Controls, Risk ,...Reporting to the Deputy Chief Financial Officer, the Director serves as the university's primary expert on internal… more
