- Formation Bio (New York, NY)
- …to develop and implement a comprehensive quality assurance strategy that ensures compliance with regulatory requirements and industry best practices to support ... patients, Formation Bio, founded in 2016 as TrialSpark Inc., has built technology platforms, processes, and capabilities to accelerate all aspects of drug… more
- Formation Bio (New York, NY)
- …vendors, for both development and manufacturing, ensuring high-quality deliverables and compliance with GMP and regulatory standards. Documentation: Author and ... review technical documents in collaboration with Quality colleagues to assure compliance with current GxP regulations. Regulatory submissions: Author, and… more
- Formation Bio (New York, NY)
- …all clinical trials comply with ICH-GCP, FDA regulations, and other applicable regulatory standards. Champion proactive risk management by identifying and ... patients, Formation Bio, founded in 2016 as TrialSpark Inc., has built technology platforms, processes, and capabilities to accelerate all aspects of drug… more
- Cipla (Central Islip, NY)
- …relationships, negotiating favorable contracts, identifying cost-saving opportunities, and maintaining compliance with regulatory and company policies. Success ... performance and resolve any issues or disputes that may arise. Ensure compliance with regulatory requirements, industry standards, and company policies. Ensure… more
- International Society on Thrombosis and Hemostasis (Rye, NY)
- …with a focus on commercial matters and corporate transactions involving regulatory issues and corporate governance. Resolve legal issues and disputes involving ... corporate and commercial transactions, including those pertaining to information systems technology . Negotiate and draft contracts in all areas, including enterprise… more
- New York State Bar Association (Rye, NY)
- …and investigations, risk mitigation strategies, and policy development aligned with regulatory and legal requirements. Work solo or in teams on assigned special ... the enterprise, focusing on commercial matters and corporate transactions involving regulatory issues and corporate governance. Resolve legal issues and disputes… more
- Interactive Brokers Group, Inc. (Greenwich, CT)
- …accordance with firm procedures Assist in the development of the firm's compliance testing program, including testing procedures, methodologies, risk assessments ... serving individual investors and institutions with a focus on technology and client commitment. You could be just the...is looking for a motivated and talented Head of Compliance Testing who is knowledgeable of US securities and/or… more
- MasterCard (Harrison, NY)
- …frameworks and standards that drive product innovation, operational excellence, and regulatory compliance across a hybrid cloud environment. The Mastercard's ... payments choices, making transactions secure, simple, smart and accessible. Our technology and innovation, partnerships and networks combine to deliver a unique… more
- Guidehouse (New York, NY)
- …roles-preferably within financial services or banking technology environments + Operational risk and/or big bank compliance (first or second line of defense) ... management frameworks, guidelines, and policies + Ensure alignment with regulatory requirements + Communicate risk and control...+ Banking regulations, compliance , and risk management requirements + … more
- TD Bank (New York, NY)
- …key risk indicators and monitor best practices that drive technology risk and regulatory compliance + Designs appropriate risk appetite ... policies and standards, risk and control assessments, access controls, regulatory compliance , technology resiliency, risk and control governance and… more
- JPMorgan Chase (New York, NY)
- …(IAM) Technology Operational Risk Management Executive Director within the Compliance Conduct and Operational Risk Technology & Cybersecurity (CCOR ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...and Corporate Functions (CFs). Your role will involve ensuring compliance with technology and cybersecurity laws, rules,… more
- Guidehouse (New York, NY)
- …state assessments (including process mapping). + Proven experience in RCSA, operational risk , or technology risk roles-preferably within financial services ... execute Risk and Control Self-Assessments (RCSA) specifically for the technology stack within the financial institution(s) + Identify, assess and mitigate risks… more
- Guidehouse (New York, NY)
- …or technology risk roles-preferably within financial services or banking technology environments + Compliance and risk assessment processes for large ... execute Risk and Control Self-Assessments (RCSA), specifically for the technology stack within financial institutions + Identify, assess, and mitigate risks… more
- RGP (New York, NY)
- …strategy consulting firm (required). + Extensive experience in risk management, regulatory compliance , and digital technology within the financial ... RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice....regulatory landscapes. You'll work at the intersection of risk , compliance , and technology , delivering… more
- Capgemini (New York, NY)
- …least 8 years of experience in consulting or industry roles focused on finance, risk management, or regulatory compliance , ideally within financial services ... In this role you will: + Lead strategic client engagements across finance, risk , and compliance , translating complex regulatory requirements into actionable… more
- American Express (New York, NY)
- …comply with applicable regulatory obligations. + Support the execution of compliance risk assessments and ongoing monitoring activities within the business ... Senior Analyst to support the business in managing compliance risk across products, processes, and customer...and internal policies, working closely with both business and compliance partners. The ideal candidate has strong regulatory… more
- JPMorgan Chase (New York, NY)
- …and other regions on regulatory matters, cross border questions, compliance risk assessments, project management and formulating consistent approaches on ... status quo and striving to be best-in-class. As a Compliance Risk Management Vice President within ...functions. Additionally, you will need to have experience in Compliance , as well as familiarity with regulatory … more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the Compliance , Conduct and Operational ... and other functions. The candidate should possess expertise in Compliance and a strong understanding of regulatory ,...Conduct Violation Program + Assist in the completion of Compliance Risk Assessment matters, including challenges +… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As the Compliance Risk Management Director within the Compliance , Conduct and ... role, you will leverage your knowledge and experience in Compliance , along with familiarity with regulatory and...Assist team with reporting, metrics, project management, and conducting compliance risk assessments. + Develop and perform… more
- SMBC (New York, NY)
- …Home Office, Finance & Operations, Risk , HR, Internal Audit, and Technology . The Regulatory Governance team collaborates with internal support functions to ... Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction...officer certifications + Participate in evaluation and implementation of Compliance technology . + Help to identify gaps… more
