- Columbia Bank (Fair Lawn, NJ)
- Summary: The BSA / AML Manager plays a key role in...'s compliance with the Bank Secrecy Act ( BSA ), Anti-Money Laundering ( AML ), and Office ... & Supervision Responsibilities + Develops, evaluates, and oversees the Bank 's daily BSA / AML compliance activities,...team leadership and development. + Comprehensive understanding of the Bank Secrecy Act ( BSA… more
- City National Bank (Jersey City, NJ)
- *SR AUDIT MANAGER - BSA / AML * WHAT IS THE...BSA requirements, including but not limited to the Bank Secrecy Act and OFAC regulations, ... policies, and the effectiveness of operations of the BSA / AML function. The Senior Manager ...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals and oversees, plans and ... executes audits and/or projects of varying complexity and may act as a subject matter expert in own area...area of significant risk, complexity or scope + People Manager role that generally manages a team greater than… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …a committee thereof. + Develop, implement, maintain, and administer the Bank 's BSA / AML /OFAC Bank Secrecy Act program, including but not limited ... ensuring the Bank 's compliance with all relevant Bank Secrecy Act ( BSA...Oversee parameter tuning and periodic model validation for the Bank 's BSA / AML /OFAC software. + Oversee… more
- Citigroup (New York, NY)
- …complex, highly-matrixed organizations Knowledge of the laws applicable to money laundering, including the Bank Secrecy Act , The USA PATRIOT Act , US ... The Compl AML Core Sr Director manages multiple teams of...necessary. + Continually review and monitor the results from Manager Control Assessments (MCAs) to determine if changes are… more
- Bank of America (New York, NY)
- …writing python code * Financial services expertise * Subject matter expertise in Bank Secrecy Act /Anti-Money Laundering, Sanctions, Customer Relationship Hub ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Client-Quantitative-Analyst-Team-Lead AML Governance-Controls\_25024745-1) **Job Description:** At Bank of… more
- Amalgamated Bank (New York, NY)
- …employees and customers. Essential Job Functions: BSA / AML /OFAC + Maintain an effective Bank Secrecy Act ( BSA ) Program, as mandated by regulatory ... Financial Crimes Compliance to oversee all aspects of the bank -wide BSA / AML /OFAC Compliance program and...five (5) years of prior financial institution experience in Bank Secrecy Act and all… more
- Bank of America (New York, NY)
- …judgement, and influence to ensure compliance and operational risk management objectives and Bank Secrecy Act and Anti-Money Laundering program requirements ... responsible for advising the front line units (FLUs) on Bank Secrecy Act /Anti-Money Laundering laws,...role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will… more
- TD Bank (New York, NY)
- …high-risk customer types and associated activity + Ensures adherence to AML regulations, the Bank Secrecy Act ( BSA ), Office of Foreign Assets Control ... discretion, independent judgment, and specialized knowledge of anti-money laundering ( AML ) regulations and financial crime risk management practices. The Financial… more
- TD Bank (New York, NY)
- …of exception reports when needed. + Participate in the annual enterprise-wide AML / BSA /Sanctions/ABAC risk assessment process. + Conduct targeted AML /OFAC ... and functions on development, maintenance, and implementation of all aspects of AML /ATF/Sanctions/ABAC compliance programs in line with the Bank 's risk appetite… more
- Mizuho Corporate Bank (New York, NY)
- Job Description: Experienced BSA / AML professional within the KYC Onboarding Operational Control team to perform a high-quality 4-eye (QA) review of the KYC for ... new clients. Knowledgeable and experienced BSA / AML individual reviewing onboarding KYC, both onshore...and update procedures. + Work with the Operational Control Manager in close coordination with Compliance, to provide clarity… more
- TD Bank (New York, NY)
- …with other departments + Supports the business with consistent application of BSA / AML risk escalation, review and approval processes, KYC due diligence ... specific area of functional expertise as authorized by the manager + Escalates non-standard or high risk transactions or...improvement of programs, processes, policies and tools to meet BSA / AML requirements and industry best practices +… more
- TD Bank (New York, NY)
- …vendors + Develops and operationalize technology standards, policies and processes to address BSA / AML /OFAC risks + Develops and maintains a working knowledge of ... the technical aspects of projects, ensuring alignment with the bank 's technology standards and architecture. Coordinate with development teams...BSA / AML /OFAC risks related to technology projects and… more
- TD Bank (New York, NY)
- …support the investigations process. + Participate in the annual enterprise-wide AML / BSA /Sanctions/ABAC risk assessment process, as required. + Conduct targeted ... AML /OFAC training, as appropriate. + Conduct periodic testing of AML functions as mandated by the Periodic AML Testing Program. + Participate in special… more
- Huntington National Bank (New York, NY)
- …are handled with the appropriate stakeholders for investigations and dispositioning (eg BSA / AML or Fraud Services) + Determine lessons learned from monitoring ... partner with various risk partners and stakeholders within Huntington Bank , including the 1st LOD Business Risk and Controls...Business Risk and Controls group, Enterprise Fraud Services, InfoSec, AML Ops, Third Party Management, 2nd LOD, and 3rd… more
- SMBC (Jersey City, NJ)
- …risk appetite. **Role Responsibilities** + Conduct end-to-end validations and reviews of BSA / AML /Fraud models, assessing model risk from the aspects of ... Analyst that will report to the Compliance Model Validation Manager , in the Risk Management Department, Americas Division. The...or related fields + Preferred experience in compliance analytics, BSA / AML model validations, or related domains in… more
- City National Bank (Jersey City, NJ)
- …with other audit groups to effectively plan, integrate and execute audits.Understands fraud, BSA / AML and general IT risks in order to identify and assess ... *AUDIT MANAGER II- CORPORATE FUNCTIONS* WHAT IS THE OPPORTUNITY?...work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements.… more
- City National Bank (Jersey City, NJ)
- …to adhere to regulatory requirements applicable to the area being audited. - Understands fraud, BSA / AML and general IT risks in order to identify and assess key ... *SR. AUDIT MANAGER -BUSINESS OPERATIONS* WHAT IS THE OPPORTUNITY? The Senior...of Audit for Business Operations will support City National Bank 's Internal Audit by providing independent, objective assurance over… more
- SMBC (New York, NY)
- …with delivering change projects in one or more Compliance disciplines (ie, BSA / AML , ABC, AF, Surveillance, Control Room, Testing, Regulatory Relations, etc.) ... employees. **Role Description** The Vice President, Compliance Transformation Project Manager manages Compliance transformation projects through their lifecycle. This… more
- MUFG (Jersey City, NJ)
- …- Familiarity with banking regulatory requirements for treasury functions including Basel III, BSA AML , LCR, and Volcker compliance requirements is a plus - ... appropriate, effective and timely and recommend corrective actions to Division Risk Manager . - Assist in coordinating requests and responses during internal audits… more