- JPMorgan Chase (Jersey City, NJ)
- …challenging the status quo and striving to be best-in-class. As a Control Room Officer within the Compliance , Conduct and Operational Risk (CCOR) ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan... teams, including Internal Audit, Operational Risk, and other Control functions. You are expected to possess knowledge and… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Independent Compliance Risk Management (ICRM)'s Control Room team. The ICRM Global Surveillance platform ... controls/surveillance. This Vice President (VP) role sits within the Control Room and is responsible for establishing...services preferred + 3+ in a Control Room environment strongly preferred + Knowledge of Compliance… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The position will report to the Head of Americas Control Room . Performs core Control Room advisory and monitoring ... Restricted list maintenance, and deal updates **Role Objectives** + Performs core Control Room advisory and monitoring functions. This requires interacting with… more
- TD Bank (New York, NY)
- …role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is critical in ... in conflicts management within a global financial institution, preferably in a Control room or Compliance function. + Bachelor's degree required; advanced… more
- Citizens (New York, NY)
- …finance, equity research, and sales and trading. Position Overview We are seeking a Compliance Officer to support our Research, Investment Banking Compliance ... a dynamic environment. Key Responsibilities + Regulatory Oversight: Monitor compliance with SEC, FINRA, and global regulations related to...and related activities. + Coordinate with Trading and BD Control Room , and the Centralized Control… more
- Global Elite Group (Newark, NJ)
- Aviation Security Officer - EWR Job Details Job Location EWR OFFICE - NEWARK, NJ Position Type Part Time Salary Range $20.50 - $20.50 Hourly Job Category Security ... Officer Description Aviation Security Officer - Aviation...of each position is to ensure that we maintain compliance with local and federal regulations in respect to… more
- Global Elite Group (Jamaica, NY)
- Aviation Security Officer - JFK Job Details Job Location JFK OFFICE - JAMAICA, NY Position Type Full-Time/Part-Time Education Level None Salary Range $20.50 - $20.50 ... Travel Percentage None Job Shift Any Job Category Security Officer Description Aviation Security Officer - Aviation...of each position is to ensure that we maintain compliance with local and federal regulations in respect to… more
- Fresenius Medical Center (New York, NY)
- …various activities necessary for the preparation of the patient and the procedure room for the radiology procedures in compliance with the organization's ... core values and customer service philosophy. Adheres to the Organization's Compliance Program, including following all regulatory and policy requirements. Assists… more