- Merck & Co. (New York, NY)
- …Health industry, people management and team leadership experienceRequired Skills/Abilities: Technical, product & market knowledge. Market share mindset ... regional sales goals and organizational objectives to position the broad product portfolio. This position provides direct leadership and development to the… more
- DWS Group (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: Today, ... markets face a whole new set of pressures -...business to implement appropriate systems and implement controls in compliance with global and divisional procedures to prevent financial… more
- DWS Group (New York, NY)
- …accounting and reporting systems, and aid various teams involved in the product development process including Portfolio Management, Compliance , Governance, and ... York Job Code: #LI-MB1 #LI-0 2 About DWS: Today, markets face a whole new set of pressures -...RREEF to support department and company initiatives. Support the product launch process from an accounting and operational set-up… more
- DWS Group (New York, NY)
- … market color for Securitized Products (ABS, CLO, CMBS, RMBS) with a primary product focus on ABS and CLO. Communicate market color, relative value and trade ... York, NY Job Code: #LI-LV2 #LI-02 About DWS: Today, markets face a whole new set of pressures -...and efficiency. Successful relationship and interactions with Operations, Technology, Compliance , Risk and Audit. Your Skills & Experience: Proven… more
- Citigroup (New York, NY)
- Serves as a function/business/ product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... a diverse staff; Advanced degree a plus **Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time Type:** Full time… more
- Citigroup (New York, NY)
- …firm's risk appetite and protects the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in order to ... compliance leadership to the Cash Equities businesses. Provides compliance guidance on function/business/ product rules and regulations relating to… more
- HSBC (New York, NY)
- …capacity, working closely with technology to successfully deliver. As our US Cash Equities Product Owner you will: + Work with key stakeholders across ... sales, business, and COO, ensuring the Cash Equities product vision, strategy and delivery roadmap...risk and control standards and gain legal, risk and compliance approval in regards to product enhancements… more
- JPMorgan Chase (New York, NY)
- … evolution and client product usage. + Maintain a working knowledge of equities trading, market structure, and the equities market regulatory ... with them to identify and quantify their custom requirements. + Ensure compliance with regulatory obligations, including adherence to market access controls… more
- JPMorgan Chase (New York, NY)
- … evolution and client product usage. + Maintain a working knowledge of equities trading, market structure, and the equities market regulatory ... skills. + Experienced in Q/kdb and Python. + Comprehensive understanding of equities execution products, market structure, and the regulatory landscape. +… more
- JPMorgan Chase (New York, NY)
- …support for the various product desks within the broker-dealer cash equity business and advise on market structure developments, best execution requirements, ... and skills** + Strong experience and familiarity with broker-dealer cash equities legal, regulatory and compliance issues, broker-dealer regulatory requirements,… more
- Bank of America (Jersey City, NJ)
- …by working with product management and other stakeholders + Driving the Equities Cash Technology Algo Trading platform strategy, with the goal of expanding the ... Senior Technology Manager - (Registered)- Global Equities Cash Technology - Jersey City, New Jersey...exams and reviews), ensuring all relevant risk, financial, and compliance policies are met + Manages relationships with business… more
- Nuveen Investments (New York, NY)
- … Product and Business Development, Retirement Solutions, Risk and Compliance , Technology, and Wealth Management. **Key Roles and Duties** + **Support ... specialized representations of our research and investment capabilities, competitive product positioning, and timely market perspectives. Client Portfolio… more
- Wells Fargo (New York, NY)
- …models for equities risk management, trading strategies, and pricing of equity derivatives products within an Agile environment. + Contribute to the development, ... emphasis on numerical optimization + 5+ years of derivative product and market experience in one or...accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which… more
- Wells Fargo (New York, NY)
- …** Equities ** risk management, trading strategies, and pricing of ** equity derivatives** products + Effectively communicate and partner with Business ... emphasis on numerical optimization + 7+ years of derivative product and market experience in one or...accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which… more
- Citigroup (New York, NY)
- …, Prime Brokerage, Advisory and Derivatives Sales in order to grow Citi's market share across the different product ecosystems. **Responsibilities:** + Originate ... Citi + Actively cover existing trading accounts to grow market share and overall Equities footprint. +...in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance… more
- JPMorgan Chase (Jersey City, NJ)
- …alignment with global fund offerings + Manage the legal and regulatory landscape to ensure product compliance + Act as a subject matter expert with product ... in Private Fund Services, you will help govern and define our private markets fund administration product . You'll become a Subject Matter Expert, providing… more
- Scotiabank (New York, NY)
- Director, Equity Sales Trader; Global Banking & Markets ; New York, New York **Requisition ID:** 218412 **Salary Range:** 300,000.00 - 300,000.00 _Please note ... in an inclusive and high-performing culture. **Title** : Director, Equity Sales Trader; Global Banking & Markets ;...Sell Side experience required + Strong working knowledge of Equities , Electronic Trading, Equity Research, Financing and… more
- JPMorgan Chase (New York, NY)
- …+ Collaborate with cross-functional teams, including technology, operations, sales, legal, and compliance , to ensure successful product development and launch. + ... internal and external stakeholders to gather insights and feedback for continuous product improvement. + Collaborate with trading desks, market participants, and… more
- TD Bank (New York, NY)
- … program supporting all corporate investment banking Functions including M&A, Debt and Equity Capital Markets . The Director Compliance TDS oversees/leads a ... **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team...Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- TD Bank (New York, NY)
- …role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal ... program supporting all corporate investment banking Functions including Debt and Equity Capital Markets . **Responsibilities:** + Provide day-to-day strategic… more
