- SMBC (New York, NY)
- …of benefits to its employees. **Overview** SMBC is seeking an experienced Audit Director with a minimum of 10 years' experience in the banking and finance/technology ... Reporting to the Cybersecurity Audit Team Head, the Audit Director will be responsible for (i) conducting cybersecurity and...their duties. In addition, they will (i) support IAD Management team in helping to identify areas of coverage… more
- SMBC (Jersey City, NJ)
- … remediation ; Preparing and presenting detailed reports on control deficiencies and remediation efforts to management and the board of directors. + Supporting ... Capital Analysis and Review (CCAR), are robust, effective, and compliant with regulatory requirements. This role is crucial for maintaining the integrity and… more
- SMBC (Jersey City, NJ)
- …and objectives, and monitoring and evaluating work. This position works closely with Director of Regulatory Reporting Change Management Department to ensure ... This position is a subject matter expert in the Regulatory Reporting Automation for BHC, Branch, Liquidity or Broker...gaps using tactical and strategical approach + Drive Data Management activities with focus on data definitions, data sourcing… more
- TD Bank (New York, NY)
- … activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This will involve: + Accountability ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team...+ Master's Degree in related discipline an asset The Director , Change Delivery-TDS leads, manages, and supports the end-to-end… more
- TD Bank (New York, NY)
- …+ developing action plans + leading Compliance implementation efforts + reporting on remediation efforts + drafting memos and management responses + Prepare ... reporting and metrics on remediation efforts to be delivered to senior management committees and the Board of Directors of impacted TD entities + Manage a team… more
- MUFG (New York, NY)
- …risk assessments, identifying issues, developing remediation plans and overseeing remediation + Understanding of the regulatory environment and regulations ... of our recruitment team will provide more details. The Head of Technology Risk Management will lead and oversee the firm's technology risk management function… more
- CBRE (New York, NY)
- Director of Compliance and Privacy, Industrious Job ID 241323 Posted 22-Oct-2025 Service line Corporate Segment Role type Full-time Areas of Interest Legal ... America **About the Role:** CBRE, Inc is seeking a Director of Compliance and Privacy to establish and oversee...the Vice President, Gov't & Defense, M&A Integration, and Regulatory Compliance and offers the opportunity to make a… more
- JPMorgan Chase (Jersey City, NJ)
- …Audit Chief Data Office's strategy for safeguarding critical data assets. As the Executive Director of Data Risk Management & Governance within the JPMC Internal ... + Lead the development and execution of a comprehensive data risk management strategy, ensuring alignment with firmwide strategy, regulatory requirements,… more
- City of New York (New York, NY)
- …Water Supply seeks to hire an Administrative Manager, M-3 to serve as Director , Environmental, Health and Safety in the Environmental, Health and Safety Directorate ... and Safety (EHS) Directorate is to actively promote and support the management and implementation of EHS programs through effective communication, education and… more
- JPMorgan Chase (Jersey City, NJ)
- …& Working Capital Business within the Americas Trade Distribution team. As an Executive Director within the Americas Trade Distribution team as part of the Trade & ... Working Capital Portfolio Management team, you will oversee North America distribution activities...participating in structuring transactions to meet local financial and regulatory requirements. In this pivotal role, you will support… more
- TD Bank (New York, NY)
- …to review and assess whether the Business is adhering to internal (risk management , oversight function and audit) and regulatory requirements, requests, and ... reviews and assesses whether the Business is adhering to internal (risk management , oversight function and audit) and regulatory requirements, requests, and… more
- Capital One (New York, NY)
- …federal, state, and international privacy laws and regulations. The Compliance Privacy Director performs a key risk management role to ensure compliance ... of international Privacy laws and regulations. The Compliance Privacy Director will apply risk, process management , and...management team + Subject matter expertise in key regulatory and audit requirements and three lines of defense… more
- PNC (New York, NY)
- …works closely with executive management , line of business, finance, risk management , internal audit, legal, and regulatory affairs partners across PNC. Your ... to contribute to the company's success. As a Managing Director in PNC's Corporate Treasury team you will be...Works with internal teams including business lines, finance, risk management and regulatory affairs. + Executes business… more
- American Express (New York, NY)
- …learning programs. + Lead audit and exam management , including preparation, remediation , and documentation activities tied to regulatory and internal control ... excellence: Establish frameworks and controls that ensure learning programs meet regulatory and risk management requirements while remaining efficient, scalable,… more
- TD Bank (New York, NY)
- …reviews and assesses whether the Business is adhering to internal (risk management , oversight function and audit) and regulatory requirements, requests, and ... activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is responsible for ensuring timely and consistent… more
- TD Bank (New York, NY)
- …experience in the investment banking space, preferably in an advisory capacity. The Director will primarily focus on the management of the firms compliance ... you more specific details for this role. **Job Description:** We are looking for a Director , US Compliance Advisory (DCM/ECM) to join our team in New York City. The… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... guidance and expertise on regulatory requirements and assisting business...approve inspection reports, ensuring findings are clearly documented and remediation plans are tracked to completion. + Prepare comprehensive… more
- City of New York (New York, NY)
- …Action Planning Office (CAPO) to align remediation with contractual and regulatory requirements. - Represent the Executive Director of CMO in strategic ... Investigation, Revenue and Enforcement Administration (IREA), Office of Data Security Management (ODSM) and the Vendor Monitoring Office (VMO). The Vendor Monitoring… more
- TD Bank (New York, NY)
- …(eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management : Ensure TDS meet regulatory ... for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global… more
- City of New York (New York, NY)
- …to the risks of coastal flooding and an integrated approach to watershed management . BCR will develop and implement strategic planning initiatives and will be ... agencies, while working closely with community and partners. BCR is seeking to hire a Director of Capital Planning (" Director "). The Director will report to… more
