- HSBC (New York, NY)
- …and regulatory obligations + Adhere to, and be able to demonstrate adherence to, internal controls and will implement the Group compliance policy by adhering to ... these responsibilities, the Group has adopted risk management and internal control structures referred to as the...unsure + Display an understanding of and adherence to internal controls , as well as relevant regulatory… more
- SMBC (Jersey City, NJ)
- …within the organization and will work directly with other groups including Internal Audit , Treasury, Risk, Controllers, Policy, IT, and data governance ... ensuring a sound regulatory reporting function under a strong internal control framework while ensuring proper compliance...control framework is in place to support effective controls . **Responsibility** + Lead and participate in the review… more
- SMBC (Jersey City, NJ)
- …+ Working knowledge of product control processes, trade lifecycle, and proper internal controls framework within capital markets fixed income or advisory. + ... We will trust this candidate to maintain a solid internal control framework around the entire trade...management reporting. The successful candidate will be involved in internal controls , process efficiency, and finance transformation… more
- SMBC (Jersey City, NJ)
- …professional certification (CPA, CIA, CFA) preferred. + 5+ years of experience in audit , regulatory reporting, or internal control assessment, with ... and plays a critical role in the execution of RRQA assessments-covering internal control effectiveness, reporting logic conformance, and accuracy of underlying… more
- Tradeweb (New York, NY)
- …all processes from record to report and continuously enhancing to the internal control environment + Actively participate in other special ad ... financial statement disclosures. The position will report to the Director of M&A Accounting and Integration and will work...accounting and SEC reporting teams and assist with external audit requests. This is a hands-on role and the… more
- Advance Local (Jersey City, NJ)
- …implementation and continuous improvement of data governance frameworks, risk controls , and compliance monitoring processes to safeguard sensitive information, ... enhance data quality, and ensure alignment with internal policies and external regulations. This role is essential...the Product Support Team, this role reports to the Director of Risk, Compliance & Support. **_The base salary… more
- American Express (New York, NY)
- …impact, and together, you will help us define the future of American Express. **About the Internal Audit Group at American Express** Our Internal Audit ... audit staff significantly as we continue to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds… more
- Bowery Residents Committee (Manhattan, NY)
- …findings and recommendations based on audit work performed to improve internal controls and other financial and operational processes. This includes drafting ... Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal...key controls , review of information technology general controls , review of third-party service organization control … more
- American Express (New York, NY)
- …8 years of experience in internal audit , risk management, or controls . + Strong understanding of risk frameworks control assessment processes, and ... impact, and together, you will help us define the future of American Express. **About the Internal Audit Group at American Express** Our Internal Audit … more
- Capital One (New York, NY)
- …area of subject-matter focus, building trust and mutual respect. Effectively represent internal audit at management meetings, internal forums, regulatory ... Director , Audit - Global Payment Network **Overview:**...and efficiency of Capital One's governance, risk management, and internal control processes. + You possess a… more
- JPMorgan Chase (Jersey City, NJ)
- …and grow Required qualifications, capabilities, and skills + 10+ years' experience with internal audit methodology, applying concepts in audit delivery, and ... to oversee global deliverables with our team! As an Audit Executive Director within the Wholesale Credit...interpersonal, leadership and coaching skills + Solid understanding of internal control concepts with the ability to… more
- Ankura (New York, NY)
- …including an assessment of an audit firm's system of quality control , internal control reviews, pre-inspection reviews, regulatory remediation ... Ankura Consulting has a full-time position for a Senior Director in its Audit Advisory Practice. ... firms with the identification of enhancements to their audit methodology and system of quality control .… more
- SMBC (New York, NY)
- …activities including Dodd Frank, Volcker and Trading supervision + Expert knowledge of audit techniques, risk, and internal controls assessment, and ... including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal candidate will...years of audit experience in the in Audit , Risk, Business Control , Compliance, Finance in… more
- CUNY (New York, NY)
- …Officer, the Director serves as the university's primary expert on internal controls and non-payroll tax matters, providing strategic guidance and technical ... University Director of Financial Controls , Risk, and... policies and procedures. + Conduct regular assessments of internal control systems to ensure effectiveness and… more
- ADP (Roseland, NJ)
- **ADP is hiring a** ** Director , Economic and Trade Sanctions, Export Controls Practice** The Director , Economic and Trade Sanctions, Export Controls ... support the Senior Director , AML practice, Export Controls and Economic and Trade Sanctions in designing an...Trade Sanctions, act as the point of contact for internal ( audit ) and external program reviews, assessments,… more
- Publicis Groupe (New York, NY)
- …Groupe North America; and you would be reporting to the Financial Monitoring Controls Director (NY). **Responsibilities** The role involves the following: + ... professionals. **Overview** We are looking for a Financial Monitoring Controls Associate Director - US + CANADA...background: + Minimum of 6 years of experience in Audit (external and/or internal ) + Big 4… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …grow and become your best self. Become a **maker of possible** with us. BD Internal Audit evaluates the adequacy and effectiveness of all worldwide internal ... to BD Management and its Board of Directors. The Internal Audit process encompasses the following major...+ Evaluate the adequacy of the Company's system of internal controls to ensure the safeguarding and… more
- MUFG (New York, NY)
- …developing scope and work programs. + Evaluate design and operational effectiveness of internal controls and identify control weaknesses. + Generate ... Assistant Vice President role within the Global Financial Crimes Internal Audit function is responsible for executing...the effectiveness of the Bank's governance, risk management and control processes. It reports to a Director .… more
- American Express (New York, NY)
- …impact, and together, you will help us define the future of American Express. Our Internal Audit Group is a worldwide function with 300 team members and offices ... audit staff significantly as we continue to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds… more
- Scotiabank (New York, NY)
- …in applying risk-based auditing standards, practices, techniques, processes, and methodologies to the audit of the internal controls . Ensures all activities ... York, NY **Purpose** As the 3rd Line of Defence, Internal Audit provides enterprise-wide, independent, and objective...assurance over the design and operations of the Bank's internal controls , risk management and governance processes.… more
