- US Customs and Border Protection (Saddle Brook, NJ)
- …while applying Federal, State, or local laws and regulations. Making determinations in compliance with laws and regulations that may lead to arrests, seizure ... Customs and Border Protection Officer (CBPO) US Customs and Border Protection (CBP)...agriculture laws and regulations. Facilitating the flow of legitimate trade and travel. Conducting inspections of individuals and conveyances.… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part ** Trade Surveillance Oversight** Team. This role will ... line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and present Oversight program materials to… more
- TD Bank (New York, NY)
- …**Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports ... Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a… more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** +… more
- SMBC (Jersey City, NJ)
- …across the operating environment. **SCOPE** The role will report to Functions Control Officer Lead for Compliance . The incumbent will be responsible ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... appetite and protects the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in order to partner to develop… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair ... details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join...team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in… more
- Deloitte (New York, NY)
- …the following SAP GTS Modules: + Compliance Management + Customs Management + Trade Preference + Technical or functional lead on at least 1 full-lifecycle ... foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses...of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU… more
- Deloitte (New York, NY)
- …the following SAP GTS Modules: + Compliance Management + Customs Management + Trade Preference + Technical or functional lead on at least 2 full-lifecycle ... foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses...of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU… more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent ... Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a… more
- Deloitte (New York, NY)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing… more
- Citizens (New York, NY)
- …finance, equity research, and sales and trading. Job Description We are seeking a Compliance Officer for our Fixed Income Sales & Trading team. Reporting to ... + Monitor trading activity and resolve exceptions related to trade reporting, order handling, and surveillance alerts. + Conduct... compliance frameworks. + Develop and deliver ongoing compliance training. + Lead responses to regulatory… more
- Citigroup (New York, NY)
- …internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM teams and ... Serves as a function/business/product compliance risk officer as a **Senior...provide credible challenge. + Participating in industry groups and trade association working groups or other forums. + Leading… more
- City of New York (New York, NY)
- …of the Office of Audit and Quality Assurance (OAQA), Office of Compliance and Support (OCS), Investigation, Revenue and Enforcement Administration (IREA), Office of ... of all new agendas in OQA&FI geared towards monitoring the performance and compliance of Cash Assistance, SNAP, and Medicaid programs. Ensure that all projects … more
- Sanofi Group (Morristown, NJ)
- …(Thoughtful Risk Taking) and a data subject centric approach. Reporting to our Chief Privacy Officer and group DPO, you will lead a team of Privacy Officers. You ... will be part of Sanofi Privacy Leadership and US Compliance Leadership team We are an innovative global healthcare company with one purpose: to chase the miracles of… more
- Citigroup (New York, NY)
- …a team and a portfolio of clients and require the person to lead and manage integrated sales and relationship programs, drive client-centric solutions to ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and coordination… more
- New York Power Authority (White Plains, NY)
- …for employees under the authority of the Chief Diversity, Equity and Inclusion Officer . The Investigator conduct annual workplace rights training for all members of ... inclusion and accessibility (DEIA) team, and this individual will collaborate with and lead initiatives in a wide variety of areas within the DEIA space.\#LI-CJ1… more
