- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 223397 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. ... and procedures. The primary responsibility of this position is to support compliance testing for Scotiabank's US operations. The US Compliance Testing… more
- Scotiabank (New York, NY)
- Compliance Testing Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 225071 **Salary Range:** 90,000.00 - 167,200.00 _Please note that ... for every future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring… more
- TD Bank (New York, NY)
- …work experience + 7+ years of experience **Preferred Skills:** + **Certified Regulatory Compliance Manager (CRCM)** + **Prior testing , audit or business ... team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Business Oversight Manager provides second line oversight and support… more
- TD Bank (New York, NY)
- …culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on the ... Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s)...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine scope of reviews; build detailed ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …will manage ongoing Compliance risk coverage planning that will support the Compliance Monitoring & Testing (M&T) program. Additionally, this role will be ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes data review and analysis… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Testing Compliance Officer to assist the Compliance Officers to ensure the Bank's loan, deposit products and services maintain ... new and existing consumer and small-business products and services. 13. Conducts compliance monitoring/ testing reviews and risk assessments of key regulations as… more
- S&P Global (New York, NY)
- …the Role:** **Grade Level (for internal use):** 12 **S&P Global Corporate** ** Manager , First Line Technology Controls Testing ** **The Team:** Digital Solutions ... Corporate Platforms, as well as with Enterprise Risk and Compliance , and Audit. + Lead efforts in defining and...Lead efforts in defining and documenting a comprehensive controls testing and monitoring methodology. + Lead the inherent risk… more
- American Express (New York, NY)
- …degree required; advanced degree (including JD) or Certified Regulatory Compliance Manager ("CRCM") preferred **Qualifications** Salary Range: $90,000.00 ... capabilities that support the CRR and Enhanced Due Diligence ("EDD") programs. **Role of Manager , GFCC Controls & Compliance ** As GFCC embarks on a modernization… more
- TD Bank (New York, NY)
- …limited to, customer identification and due diligence, enhanced due diligence, training and compliance testing + Delivers relevant subject matter expertise and ... described in the US Compliance Operating Framework (COF) including: Compliance -wide frameworks, guidelines and standards for testing , monitoring, risk… more
- Capital One (New York, NY)
- …and reviews on controls over applicable AML regulations + Active involvement with compliance testing and third-party compliance + Assist in capturing, ... Anti-Money Laundering (AML) + Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM), Association of Certified Financial Crime… more
- American Express (New York, NY)
- …(eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)). + Interest and/or experience with data ... Role:** Our Internal Audit group is seeking an Audit Manager to assess compliance , operational, data, and...Knowledge of Compliance risk management processes including compliance risk assessment, testing and monitoring, training,… more
- Deloitte (New York, NY)
- Are you a process-oriented thinker with experience in international tax compliance ? Do phrases like "best practices," "leading edge technology," and "maximum ... efficiency" pique your interest? Do you enjoy providing international compliance and process improvement advice to US and foreign...International Tax practice. What you'll do As a Tax Manager , you will work within an engagement team and… more
- American Express (New York, NY)
- …Degree of above required. **Preferred Qualifications** + JD or Certified Regulatory Compliance Manager (CRCM) designation. + Experience working in a large ... Defense subject-matter expert team responsible for administering a comprehensive regulatory compliance program for the American Express Fair Lending Program Office… more
- TD Bank (New York, NY)
- … Business Oversight Manager - Marketing and Data Regulations is the primary compliance manager for the Marketing US line of business, leading review of brand ... of experience **Desired Skills & Experience:** + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD)...Abusive Acts or Practices (UDAAP) regulations + Experience with compliance testing and monitoring frameworks + Exposure… more
- Sanofi Group (Morristown, NJ)
- **Job Title:** Compliance Operations and Project Manager **Location** : Morristown, NJ Cambridge, MA **About the Job** Ready to push the limits of what's ... make an impact on millions around the world. The Compliance Operations and Project Manager is responsible...genetic information (including the refusal to submit to genetic testing ) or any other characteristic protected by law. \#GD-SA… more
- American Express (New York, NY)
- …SME and G&L Sales, GCS Marketing, Controls Management, Internal Audit, Independent Compliance Testing team, General Counsel's Organization, and Global Privacy ... marketing, sales campaigns, sales support servicing, and related business-owned collateral and testing compendiums. + Assess regulatory compliance risk via the… more
- Robert Half (New York, NY)
- JOB REQUISITION New York Risk & Compliance - Regulatory Manager LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION Protiviti Inc. seeks Manager , ... in New York, NY: Job Duties: Implement risk and compliance strategies to enhance the efficiency and profitability of...ALM, liquidity risk capital, ERM, insurance models, CCAR, stress testing , AML FRTB, CECL, Basel II/III, and Solvency 2… more
- DoorDash (New York, NY)
- …experienced program manager to help us jumpstart our legal compliance program. This high-visibility, high-impact role will require close partnerships with legal, ... of offerings and products. About the Role As a compliance -focused program manager , you will help build,...while enabling business objectives. + Lead initiatives to automate compliance processes such as risk assessments, control testing… more
- Amazon (New York, NY)
- Description Amazon is looking for a Senior Trade Compliance Program Manager (PM) to build import and export risk management solutions for growing international ... - Oversee the rollout of controls and audits, including testing and measuring their effectiveness. - Build flexible and...the team This position reports to the Americas Trade Compliance Operations Sr Manager in the Global… more