- TD Bank (New York, NY)
- …Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to develop and build ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...a global Surveillance QA program. The Surveillance Quality Assurance Manager will contribute to and help lead a specialized… more
- TD Bank (New York, NY)
- …on the trade surveillance portfolio and related initiatives. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... Compliance Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a comprehensive Trade Surveillance… more
- City National Bank (New York, NY)
- …long-term goals. *WHAT IS THE OPPORTUNITY?* The VP - Investment Analytics and Trade Monitoring will establish and develop the Compliance Trade Oversight ... INVESTMENT ANALYTICS & TRADE MONITORING MANAGER *ABOUT US* City...individual investment guideline requirements. *WHAT WILL YOU DO?* * Trade Oversight Program: Develop Compliance Trade… more
- JPMorgan Chase (Jersey City, NJ)
- …impact by delivering high-quality products that resonate with clients. As a Product Manager in Trade and Working Capital- Structured Working Capital, you are ... with cross-functional teams to deliver high-quality products that exceed customer expectations. ** Trade & Working Capital (TWC)** is a division of Payments. For more… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , US Markets Compliance Advisory to join our ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...investment banking space, preferably in an advisory capacity. The Vice President will assist in the management… more
- HSBC (New York, NY)
- …balance growth and increased profitability from the program deployed. As our **Assistant Vice President , Supplier Engagement Manager ** , you will: + ... our communities and the planet we all share. Structured Trade is a strategic focus for Global Trade...computer and IT skills, including all Microsoft packages In compliance with applicable laws, HSBC is committed to employing… more
- JPMorgan Chase (New York, NY)
- Global Custody Product Management is seeking a Vice President -level US Custody Product Manager to oversee all aspects of custody services in the US market. ... local regulators, and act as the lead advocate with market infrastructure and trade representative groups. + Contribute to the service documentation related to the… more
- JPMorgan Chase (New York, NY)
- …mitigation to manage continuous changes in the regulatory landscape. As a Business Control Manager Vice President within the Commercial & Investment Bank, ... background in controls, audit, quality assurance, operational risk management, or compliance ; or equivalent subject matter expertise in a relevant business-related… more
- BMO Financial Group (New York, NY)
- …advisory services to clients around the world. #bmocapitalmarkets We are hiring for a Vice President or Director to join the Interest Rate Derivatives Trading ... transactions and related risk (credit, market, operational, legal / compliance , etc.). + Helps colleagues with the presentation of...Expert. The salary will be USD $250,000.00 for the Vice President level or $275,000 for the… more
- SMBC (Jersey City, NJ)
- …benefits to its employees. **Role Description** SMBC Bank is seeking a highly skilled Vice President , Quantitative Credit Modeling to join our dynamic team in ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...and address feedback from examiners (eg, FRB, OCC) **Regulatory Compliance & Stress Testing** + Lead end-to-end execution of… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This VP Compliance role will be a key member of the TDS US ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... of benefits to its employees. **Role Description** The Third-Party Vendor Relationship Manager plays a role in supporting the CISO Organization by overseeing the… more
- JPMorgan Chase (New York, NY)
- …Foreign Banks and Broker Dealer Payments Sales team! As a Payments Sales Manager within the Financial Institutions Group - Foreign Banks and Broker Dealer segments, ... Product and the Banking coverage officers. + Collaborate with client service, compliance , operations, technology, risk, credit, legal in order to optimize delivery.… more
- SMBC (Jersey City, NJ)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... of benefits to its employees. **Role Description** This **Strategic Sourcing Manager ** is responsible for developing and executing strategic sourcing strategies for… more
- JPMorgan Chase (Jersey City, NJ)
- …timely delivery of high-quality products. + Work closely with design, engineering, compliance , and marketing to drive product decision, trade off assessment, ... impact by delivering high-quality products that resonate with clients. As a Product Manager in SMB Merchant services payments team you are an integral part of… more
- JPMorgan Chase (Jersey City, NJ)
- …team, you will drive the end-to-end client experience. As a Payments Sales Manager (PSM) within the Diversified Industries team, you will be responsible for ... Morgan Payments via appropriate solutions; traditional Treasury Services, Merchant Services, Trade & Working Capital and Commercial Card + Understand the… more
- MUFG (New York, NY)
- …for market research and producing portfolio presentations for management **Policy Compliance ** + Ensure compliance with external regulatory/internal policy and ... Products credit and/or structuring experience, primarily covering Flow/Non-Flow ABS or Trade Receivables, with knowledge in Private Credit, Middle Market Loans or… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... right stakeholders at the right time. + Partner with Compliance , Risk, Audit, and Technology teams to ensure program...standards such as BCBS 239, GDPR, or OCC/SEC data compliance expectations. + Prior experience implementing data tools or… more
- JPMorgan Chase (New York, NY)
- …algorithmic trading products + Differentiated liquidity solutions + Pre- and post- trade analytics **Job Description** In this client-facing role, you will have ... and alternative trading systems (ATSs), while collaborating closely with the firm's compliance and business control management teams to ensure adherence to control,… more
- JPMorgan Chase (New York, NY)
- …solutions + Global direct market access and smart order routing + Pre- and post- trade analytics **Job Description** In joining the team, you will be a key player ... as bespoke solutions. + Partner with business analysts, core technology, legal/ compliance , operations, and sales and trading teams to ensure product functionality… more