- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance… more
- Tutor Perini (Newark, NJ)
- …materials, and processes to verify compliance with project specifications and regulatory requirements. + Document and report non -conformities; support the ... our clients make "public works" work. Our corporate integrity, financial strength and outstanding record of performance makes us...Engineer** As a Quality Assurance / Quality Control Engineer reporting to the Quality Control Manager, you will play… more
- FleishmanHillard (New York, NY)
- …relationship management, measurement and analysis. Use of various influencer vetting and reporting tools required. + Strong Passion for Working with Clients within ... has a strong knowledge or experience working across traditional and non -traditional digital platforms (eg, Reddit, Pinterest, Substack etc.). + Content Planning… more
- SMBC (New York, NY)
- …the following: . Continuously monitor and manage existing transactions, such as analyze financial statements (including 13-week cash flow reporting ) and develop ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...the restructuring efforts. Incumbent is also responsible for reserves reporting and account related admin matters. **Role Objectives: Delivery**… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...Corporate Product Team. This is a key leadership role reporting to the Head of Special Credits, responsible for… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- Bank of America (New York, NY)
- Global Markets Non - Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets- Non - Financial - Regulatory - Reporting --GM-NFRR--Operational-Monitoring\_25044238) **Job Description:**… more
- Mizuho Corporate Bank (New York, NY)
- …Finance concentration preferred + 4+ years of work experience preferred at a large financial institution, knowledge of regulatory reporting and controls + ... largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team...part of the recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in… more
- Motion Recruitment Partners (New York, NY)
- …repetitive tasks. + Provide comprehensive Project Management Office (PMO) support across Non - Financial Regulatory Reporting (NFRR) implementations, ... analysis skills within NFRR Security swap cap reporting space. + Experience in Non - Financial Regulatory Reporting (NFRR) or other regulatory … more
- Bank of America (New York, NY)
- …and data providers to improve data quality of regulatory reports, and with Non Financial Regulatory Reporting Interpretation and Technology teams to ... and is responsible for position monitoring and preparation of non - financial regulatory disclosures under the...financial regulatory disclosures under the relevant regulatory reporting laws across multiple regimes (substantial… more
- Raymond James Financial, Inc. (New York, NY)
- … Analyst_ ) plays a key role in supporting the firm's compliance with non - financial regulatory reporting requirements. Leveraging advanced knowledge and ... + Performs other duties and responsibilities as assigned **Knowledge of** : + Non - Financial Regulatory reporting requirements + Financial market… more
- MUFG (New York, NY)
- …Assist with system configuration, setup, and testing + Collaborate with relevant regulatory bodies to understand the application process, reporting requirements, ... gathering the requirements, will be responsible for the FR2004 reporting , will support the Fed's FOMC Operations, and will...or financial institution + Thorough understanding of financial markets, and regulatory requirements + Excellent… more
- New York State Civil Service (New York, NY)
- …HELP No Agency Financial Services, Department of Title Assistant Chief Regulatory Unit (Director Financial Services Programs 2, SG-33) Occupational Category ... Employment Type Full-Time Appointment Type Contingent Permanent Jurisdictional Class Non -competitive Class Travel Percentage 10% Workweek Mon-Fri Hours Per Week… more
- Synchrony (New York, NY)
- …. Produce timely and accurate analysis to serve key stakeholders in SEC and Regulatory Reporting groups. Assist in the preparation & analysis of SEC periodic ... Help drive process improvements and increased controllership within the SEC and Regulatory Reporting processes. **_Our Way of Working_** **_We're proud to… more
- TD Bank (New York, NY)
- …area and business + Contact for business management, dealing with non -routine information + Manages/assists with regulatory reviews including inquiries, ... Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory… more
- CIBC (New York, NY)
- …Financial Markets, Financial Modeling, Global Market, Investments, Management Reporting , Market Trading, Regulatory Environment, Researching At CIBC, we ... Equity Derivatives, Delta1, ETF create/redeem. + Assist with surveillance of various regulatory reporting obligations, including: CAT, Nasdaq TRF, LOPR +… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- Mount Sinai Health System (New York, NY)
- …Review Board (IRB) review and who prepare and submit documents needed for regulatory and safety reporting to sponsors and other agencies. The Senior ... **Job Description** A Senior Regulatory Compliance Coordinator position is currently available within...and personnel, assist in budget development by identifying research non -billables, and coordinate start-up meetings for new protocols. The… more
- Scotiabank (New York, NY)
- …(Regulation QQ), and support with implementation of any required changes based on regulatory reporting standards and guidelines. + Assist with the US Liquidity ... to the overall success of the US Treasury team by supporting regulatory compliance, enhancing liquidity reporting and analytics, and executing strategic… more
