- Bank of America (Jersey City, NJ)
- Global Financial Crimes Compliance (GFCC)...years' experience with Fraud, AML, Risk , or Compliance experience and/or knowledge of financial ... the liaison to Law Enforcement as required. The Global Financial Crimes Compliance (GFCC) Investigator...and/or law enforcement. This role may partner with GFC Risk Management, front line units or other stakeholders to… more
- S&P Global (New York, NY)
- …to senior management and the Board of Directors on the operation and progress of Global Financial Crimes Compliance risk management efforts. + Maintain a ... Head of Global Financial Crimes Compliance Program Office within S&P Global Enterprise Risk...appropriate, and execute risk assessments covering Global Financial Crimes Compliance disciplines. +… more
- Bank of America (Jersey City, NJ)
- …appropriately addressed + Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk ... Global Financial Crimes Executives, Financial Crimes Investigators, Compliance and Operational Risk ("C&OR") officers and Control Partners to… more
- Citigroup (New York, NY)
- **Team/Role Overview** The Financial Crimes Risk team is part of the first line Controls & Regulatory Management function and is responsible for ensuring ... proactive, effective, and sustainable financial crimes risk management within...Assess impact of proposed changes to Financial Crimes policies/procedures/guidelines and work with Compliance to… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services, Department of Title Financial Crimes Blockchain Analytics Risk Associate ( Financial Services Specialist 4 ( ... risk (BSA/AML, CIP, OFAC/Sanctions, CTF) in a management, compliance or audit environment.* Developing and implementing financial... Services is seeking candidates for the position of Financial Crimes Blockchain Analytics Risk … more
- TD Bank (New York, NY)
- …critical program initiatives and handling complex/high- risk matters and escalations. The Financial Crimes Risk Management Know Your Customer (KYC) ... who can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager, AML Financial… more
- MetLife (New York, NY)
- …informed of the current status of AML, Sanctions and AB&C activities. * Identify financial crimes compliance training needs and support development of ... supporting the identification and analysis of compliance risk exposure in connection with non- financial ...for various groups. * Manage all aspects of assigned financial crimes compliance assignments (eg,… more
- Capital One (New York, NY)
- …299 Park Avenue (22957), United States of America, New York, New York Audit Director, Financial Crimes Compliance (Hybrid) Capital One's Audit function is a ... of our Audit team. As a member of the Financial Crimes Compliance (FCC) Audit... Compliance Manager (CRCM) + Experience with consumer compliance , privacy and conduct risk management +… more
- Citigroup (New York, NY)
- …& Regulatory Management and is responsible for ensuring proactive, effective and sustainable financial crimes risk management within Treasury & Trade ... Solutions (further only "TTS"). The Financial Crimes Risk Senior Manager...+ Min of 8 years professional experience, preferably in Financial Crimes , Sanctions Compliance or… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes effectively ... (ABC). Financial Crimes Legal advises Financial Crimes Risk Management, members...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Morgan Stanley (New York, NY)
- …and Political Activities Compliance programs. If you are passionate about financial crimes prevention, seeking a rewarding and dynamic career, and focused ... with senior leaders across First Line Financial Crimes , GFC and the Legal and Compliance ...audits, etc. * Decision client matters with significant reputational risk and potential financial crimes … more
- Morgan Stanley (New York, NY)
- …career - a place for people to learn, achieve, and grow. The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line. It is ... risk client types. The WM and US Banks Financial Crimes Risk Team is...Business, Finance, or another related field * Experience managing compliance projects and/or exams *Ability to:* * Take initiative,… more
- Morgan Stanley (New York, NY)
- …and Political Activities Compliance programs. If you are passionate about financial crimes prevention, seeking a rewarding and dynamic career, and focused ... to diversity and inclusion, and giving back. About Global Financial Crimes In Global Financial ...on the implementation and continued maintenance of Enterprise Customer Risk Ranking controls * Stay up to date on… more
- Bank of America (New York, NY)
- Global Financial Crimes Executive - Sanctions Program Manager New York, New York;Washington, District of Columbia; Atlanta, Georgia; Charlotte, North Carolina; ... the development of enterprise-wide money laundering, economic sanctions, and fraud compliance and operational risk practices consistent with applicable laws,… more
- Citigroup (New York, NY)
- …and create a competitive advantage for Citi. The **Senior Principal Engineer in Financial Crimes Technology** is a strategic professional who closely follows ... complexity, optimizing management of systems supporting global functions such as Compliance , Controls, Internal Audit and Risk , and introducing innovative… more
- Bloomberg (New York, NY)
- …globally, including obligations associated with the Company's licenses or license exemptions, financial crimes compliance , employee compliance , data ... our business partners by providing insight on business performance, financial oversight and thought leadership. We are looking for...to join our larger finance team supporting the Legal, Compliance , & Risk organization. In this role,… more
- Bank of America (New York, NY)
- …Line Unit ("FLU") personnel and other internal departments, such as Legal, Operations, Financial Crimes Compliance , and Regulatory Reporting. * Assist with ... are guided by a common purpose to help make financial lives better through the power of every connection....actions to address the root causes that lead to compliance risk issues and/or operational risk… more
- Federal Reserve Bank (New York, NY)
- …institutions to evaluate the quality and effectiveness of BSA/AML compliance risk management practices and controls, including for financial crimes ... Banks. Within the LISCC Governance and Controls Program, the Compliance Risk horizontal team supervises the legal... Risk horizontal team supervises the legal and compliance infrastructures of the largest financial institutions… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this...applicable to respective legal entities. Note: the CRA excludes financial crimes (AML, Sanctions, Fraud, and Bribery)… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes effectively ... the Customer Risk & Due Diligence and Financial Crimes Core Components product areas. This...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more