- Vanguard (Malvern, PA)
- …existing relationships with distributors, advisors, and other intermediaries in the Registered Investment Advisors channel through predominantly electronic and ... telephone communication (75%) as well as some field sales activity (25%) for medium to high value clients...Generates new relationships and broadens existing relationships in the Registered Investment Advisors channel using a combination… more
- Guardian Life (Bethlehem, PA)
- …state insurance laws (inclusive of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, experience at an ... supporting the Law Department's Mission to be a trusted advocate and advisor to drive strategic solutions that advance Guardian's purpose, priorities, and values.… more