- MUFG (Tempe, AZ)
- …and evaluate the effectiveness of the Bank's risk governance, enterprise and operational risk management and control processes. This role includes, but ... impact on risk and/or risk management practices, reporting findings and audit issues...related regulatory agencies. + Experience preferred in enterprise and/or operational risk management . + Experience… more
- MUFG (Tempe, AZ)
- …organizational skills. **Experience/Abilities:** + 5+ years' experience in operational risk management , internal audit , consulting, regulatory or related ... in control testing techniques and documentation + Strong understanding of operational risk management programs and practices, including third party … more
- City National Bank (Phoenix, AZ)
- …* Minimum 7 years of experience in risk management , operational risk management , compliance, or audit * Minimum 5 years of control assessment and ... OVERSIGHT MANAGER II- Payment Systems* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is...ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build effective relationships,… more
- City National Bank (Phoenix, AZ)
- …* Minimum 5 years of experience in risk management , operational risk management , compliance, or audit * Minimum 3 years of control assurance ... and Wealth Management * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is...tools, policies, procedures, and reporting metrics. * Provides 2LOD audit and regulatory exam support * Executes additional departmental… more
- MUFG (Tempe, AZ)
- …: + 6+ yrs experience in third party risk in an operational risk management , internal audit , management consulting or related risk ... will provide more details. **Job Summary** : Reporting to Operational Risk Management (ORM) SLoD...Issue Management + Experience with control testing, audit background a plus + Experience in risk… more
- MUFG (Tempe, AZ)
- … operational risk management , (includes operations, operational risk management , compliance, audit , and third-party risk management ... management , Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated +...+ Bachelor's degree or experience in auditing technology, engineering, risk management , computer science, information systems, or… more
- MUFG (Tempe, AZ)
- …or related field.MBA a plus. + 7 + years' experience in operational risk management , internal audit , consulting, regulatory or related field applicable ... operational risk function + Proven awareness and understanding of operational risk management regulatory requirements. + Advanced knowledge of Risk… more
- American Express (Phoenix, AZ)
- …emerging regulatory changes **Qualifications:** + Experience in operational risk management (eg, within Risk , Internal Audit , or Control ... of risk awareness and proactivity around regulatory matters. The Operational Risk Management (ORM) team facilitates and monitors the implementation of… more
- American Express (Phoenix, AZ)
- … (eg, within Risk and/or Internal Audit function) and critical operational risk management lifecycle activities. + Experience in application system ... Find your place in risk and analytics on #TeamAmex. The Operational Risk Management (ORM) team facilitates and monitors the implementation of effective… more
- American Express (Phoenix, AZ)
- …within Risk and/or Internal Audit function) Understanding of critical operational risk management lifecycle activities + Excellent project ... the first line of defense (1LOD) in GCS Control Management Risk ID, Assessment, Testing and Reporting...teams **Required Qualifications:** + 4 Years experience in operational risk management (eg,… more
- American Express (Phoenix, AZ)
- …lead impactful decisions and projects. **Role Overview:** This role will focus on Audit Management , Regulatory Response Management , and as applicable, ... the role will support the broader GFCC Program Governance team in other Audit Management , Financial Institution Due Diligence, and Product Approval work. **… more
- American Express (Phoenix, AZ)
- …in the areas noted above. + Knowledge of and experience with enterprise / operational risk management processes including regulatory exam management ... regulatory affairs, issues management , new product approval, third-party / vendor risk management , etc. + Relevant audit and professional certifications… more
- American Express (Phoenix, AZ)
- …best practices and experience with data analytics tools and data visualization. + Audit experience assessing/auditing technology risk management or functions ... have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking… more
- American Express (Phoenix, AZ)
- …+ 7 years of relevant internal audit experience within enterprise or operational risk management or relevant areas. + Bachelor's Degree + ... have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking… more
- American Express (Phoenix, AZ)
- …have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking ... services and to influence the way the company manages risk . We are committed to growing our audit...Analyze regulatory and industry cybersecurity requirements and frameworks over risk management , technology, and information security +… more
- Banner Health (Phoenix, AZ)
- …closely with management and cooperatively with other departments (eg Compliance, Risk Management ) and other service providers to ensure the timely completion ... may be audited is significant. These areas range from Banner executives to operational management and staff, to executives and managers with external partners… more
- MUFG (Tempe, AZ)
- …MUFG lines of defense, including second-line Compliance programs, Review Functions, Examination & Audit Management , and Regulatory Exam Management to set and ... Ltd. will report to the Vice President, Americas Issues Management Regulatory & Audit Reporting Coordination ("VP")...years of experience in Financial Services, preferably in Compliance, Risk Management or related areas. + Excellent… more
- Lincoln Financial (Phoenix, AZ)
- …that add value and improve organizational operations by evaluating risk management , control, and governance processes. The Audit Analyst role offers an ... Audit Analyst, you will lead and execute risk -based audits focusing on operational processes and...audit department and the company. * Partner with risk management and other first and second… more
- American Express (Phoenix, AZ)
- …have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking ... services and to influence the way the company manages risk . We are committed to growing our audit...industry best practices + Strong knowledge and experience in risk management and control theory including the… more
- Lincoln Financial (Phoenix, AZ)
- …lieu of Bachelor's) _Nice-to-haves:_ + License/Designations: CPA and/or CFE + Direct vendor management and/or risk management experience + NAIC general ... liaison for the business units by ensuring business engagement, responsiveness to audit requests, issue management , communication management , and … more