- Coinbase (Phoenix, AZ)
- …Controls (ITACs), ensuring comprehensive coverage and assessment of IT-dependent financial reporting and operational processes. A strong understanding ... automation tools. Deep understanding of the crypto, payments, and/or broader financial services industry, including emerging risks, regulatory landscapes, and… more
- ABBTECH Professional Resources, Inc. (Phoenix, AZ)
- … records to ensure accuracy and completeness. + Identify and rectify discrepancies in financial data . ? Report **Filing:** + Prepare and file necessary ... financial reports in compliance with regulatory requirements....Ensure timely submission of all required reports. + Analyze financial data and present insights to clients.… more
- SMBC (Phoenix, AZ)
- … data architecture roadmap, ensuring alignment with business goals and regulatory requirements. + Oversee the full data lifecycle including ingestion, ... being built by a close-knit and fun-loving team of financial services professionals and technology experts who came together...Data Engineer/Architect, AWS, or Azure. + Familiarity with regulatory frameworks such as GDPR and CCPA and their… more
- Caris Life Sciences (Phoenix, AZ)
- …to ensure regulatory documentation is up to date. + Ensures proper regulatory , legal, and financial disclosure documentation are on file in accordance with ... **Position Summary** A Clinical Trial Specialist-Biorepository provides operational and regulatory support for the Caris sponsored studies and collaborative Pharma… more
- Banc of California (Phoenix, AZ)
- …is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and ... assistance and credit approval ensuring compliance with credit policy and regulatory guidance. + Manages, executes, and enforces the Bank's credit policy.… more
- Insight Global (Phoenix, AZ)
- Job Description As a Regulatory Reporting Financial Data Manager you'll be responsible for ensuring the accuracy, completeness, appropriateness and ... is ultimately utilized in the Company's regulatory reporting . You'll oversee and maintaining a high-quality data...and validate financial data . Ensure data quality, consistency, and accuracy across multiple reporting… more
- Bank of America (Phoenix, AZ)
- …matter expertise in financial regulatory reporting or Global Financial Crimes and/ or data quality testing (including but not limited to transaction, ... are guided by a common purpose to help make financial lives better through the power of every connection....Accounting, Business Administration + 5-7 years minimum experience in regulatory reporting , data , compliance, or… more
- MUFG (Tempe, AZ)
- …delivery of Americas core compliance and financial crimes compliance issues data and information for regulatory and Internal Audit engagement requests ... will report to the Vice President, Americas Issues Management Regulatory & Audit Reporting Coordination ("VP") in...to set and manage expectations for the delivery of regulatory and Internal Audit data request engagements.… more
- MUFG (Tempe, AZ)
- …to GFCD, the position will also support Americas Compliance and Core Compliance IM data analysis and reporting activities. The candidate must have excellent ... Management processes and procedures. + Support the IM Operations Regulatory & Audit Reporting Coordination Team to...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- Deloitte (Tempe, AZ)
- …trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting , risk or case management, or data management + Direct ... Financial Services Manager - Regulatory &...transform their organizations. Join our team and use advanced data , AI, and emerging technologies with industry insights to… more
- Edward Jones (Tempe, AZ)
- …Reoccurring responsibilities for this role include supporting the monthly close cycle, financial reporting , setting policies, research, analysis, as well as ... propose solutions to key stakeholders, and drive implementation of solutions. + Understand financial concepts and analyze financial data . + Participate in… more
- Arizona Public Service (Phoenix, AZ)
- …position: + Strong analytical skills to interpret complex regulations and financial data . + Attention to detail for accurate reporting and compliance. + ... Accounting Team is primarily responsible for managing the accounting, reporting and regulatory compliance related to revenue...accounts and reports that are highly complex, and maintains financial reporting systems. 3) Perform a variety… more
- MUFG (Tempe, AZ)
- …products & financial statements and/or strong knowledge of accounting principles. Regulatory reporting experience is a plus. + Proficient in Microsoft suite ... procedures and detective controls. Responds to internal/external inquiries regarding financial and non- financial data reported...and credit analysis is a plus + Experience with regulatory reporting software (eg Adenza's Axiom, Vermeg's… more
- MUFG (Tempe, AZ)
- …the ERM Risk Reporting Director and team to maintain reporting standards, data controls, and continuous process improvements. **Major Responsibilities:** ... and reconciliation of risk data to ensure data integrity and consistency across systems and reporting...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- Raymond James Financial, Inc. (Phoenix, AZ)
- …Analyst_ ) plays a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and ... our compliance operations and ensure accurate trade and account data submissions. **_A fully remote option may be considered...duties and responsibilities as assigned **Knowledge of** : + Non- Financial Regulatory reporting requirements +… more
- Coinbase (Phoenix, AZ)
- …and high-profile position that will play a crucial role in financial reporting and other statutory and regulatory filings. *What You'll Be Doing (ie, ... Reporting to the Chief Accounting Officer, this role will lead the Company's Financial Reporting function and be an integral component of Finance's risk… more
- MUFG (Tempe, AZ)
- …Summary:** Reporting within the Business Transformation team of MUFG's Chief Data Office (CDO), the **Risk Reporting ** **Business Analyst** works closely ... that meet the Organization's needs for accurate and timely reporting . These efforts are aligned with Chief Data...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- CVS Health (Phoenix, AZ)
- …work with a collaborative, close-knit team on pharmacy and member specific claims data including, but not limited to, financial and operational information ... will be responsible for standard and ad-hoc client and regulatory Prompt Pay and Pharmacy Payment Compliance reporting...will continuously improve quality controls and accuracy of reported data , looking for ways to further automate reporting… more
- City National Bank (Phoenix, AZ)
- *CONTROL TESTING / REPORTING LEAD 1LOD* WHAT IS THE OPPORTUNITY? The 1LOD Control Testing/ Reporting Lead is a key strategic and integral role for the overall ... is responsible for (i) with the guidance of Manager Control Testing/ Reporting , responsible for building sustainable processes with appropriate risk mitigation… more
- Edward Jones (Tempe, AZ)
- … Reporting Department leads the firm's external reporting , including ESG reporting , SEC filings, subsidiary financial statements and all other external ... reporting . This role is responsible for developing ESG reporting to ensure compliance with California SB 253 and...ensuring the processes have the right level of controls, data integrity and oversight + Integrally involved in the… more
