- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking an experienced Liquidity Audit Manager with a minimum of 7 years' experience in the banking ... & finance industry to work within the Internal Audit Department. The Audit Manager ...audit professionals. - Effectively communicate with stakeholder and audit senior management to clearly articulate … more
- Tradeweb (New York, NY)
- …+ Supervise and coach team members and monitor their performance against internal audit methodology requirements + Perform manager reviews of audit ... and provide insightful and timely advice and assurance to management + Prepare management update dashboards, emails,...individual goals + Identify opportunities to leverage work across audit reviews, SOX 404, SOC and regulatory … more
- HSBC (New York, NY)
- …HSBC Group's risk framework. The Director of Wealth, Private Banking and Insurance Regulatory Compliance for US is the management leadership role responsible for ... customers in enacting compliance; being aware of, the political, management , regulatory and reputational implications of a...Substansial experience as a regulator, or a senior compliance manager across all areas of Compliance risk within a… more
- SMBC (New York, NY)
- …the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit , and Technology. The Regulatory Governance team collaborates with internal ... and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and...AD- or SMBC-level policies; + New business initiatives + Regulatory findings or recommendations; + Audit findings… more
- HSBC (New York, NY)
- …various functions within the bank + Be actively engaged in all aspect of Audit , Assurance, and regulatory reviews focused on FC Sanctions. These activities ... Sanctions Advisory Manager Brand: HSBC Area of Interest: Risk and...applicable export controls and sanctions regulations + Work with management in the development and enhancement of products to… more
- RGP (New York, NY)
- …and forward thinking. + Lead and manage client engagements focused on risk management , regulatory compliance, and audit remediation across banking, ... an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance... regulatory requirements. + Provide strategic guidance on regulatory change management , helping clients adapt to… more
- Memorial Sloan-Kettering Cancer Center (New York, NY)
- …+ Educate providers and staff on documentation guidelines, coding requirements, and regulatory changes + Participate in clinical validation denials review and value ... and other teams to facilitate accurate clinical documentation + Assists CDI manager with ongoing quality assurance reviews of clinical documentation staff, ad hoc,… more
- Neuberger Berman (New York, NY)
- …This individual will ensure operational processes, governance structures, and risk management practices support both regulatory requirements and business ... experience in financial services, with significant experience in business controls, risk management , audit , or compliance within Wealth Management , Private… more
- Neuberger Berman (New York, NY)
- …documents + Review partnership and fund IRRs on a quarterly basis + Review management fee calculations + Collaborate with audit and tax professionals to support ... fund administrators in recording and reconciling transactions within the portfolio management and accounting systems. Additionally, this position assists with the… more
- Prysmian (Bridgewater, NJ)
- …**Position Summary:** Reporting to the Director of Quality, the Regional Quality Manager is responsible for developing and executing the strategic quality vision ... and other relevant quality standards. + Ensure all plants comply with regulatory , customer, and internal quality requirements. + Lead audits (internal, customer, and… more
- Terumo Medical Corporation (Somerset, NJ)
- …and configurations to protect sensitive access, data and comply with various regulatory requirements (eg GxP, JSOX, etc). This role will conduct regular security ... Design and implement GRC Access Control. + Assist project manager in security governance projects and manage daily security...and check the SAP and GCP Cloud configuration for Audit log and the retention policy associated with it… more
- SMBC (Jersey City, NJ)
- …activity reporting, client screening/sanctions requirements, and risk assessments. + Strong management and leadership skills; experienced manager 10+ years + ... limited to CFE-Certified Fraud Examiner, CPA-Certified Public Accountant, and Certified Regulatory + Compliance Manager -CRCM). Software Systems / Programming… more
- iconectiv (Bridgewater, NJ)
- …protected. Our cloud-based information as a service network and operations management and numbering solutions span trusted communications, digital identity ... management and fraud prevention. For more information, visit www.iconectiv.com...to improve long-term system resilience Ensure support activities meet audit /compliance requirements, including access control, logging, and data handling… more
- American Express (New York, NY)
- …together, you will help us define the future of American Express. ** Manager - Audit & Regulatory Management ** How we serve our customers is constantly ... educates partners with an examiner and regulator mindset. The Audit & Regulatory Management - Manager will play a key role in supporting the Compliance… more
- City National Bank (Jersey City, NJ)
- *SR AUDIT MANAGER - IT REGULATORY ISSUES MANAGEMENT * WHAT IS THE OPPORTUNITY? Responsible for managing complex audits and supervising auditors assigned to ... requirements WHAT WILL YOU DO? * Leads and performs audit testing for complex technology and regulatory ... validation. * Provides periodic feedback to both Internal Audit and management stakeholders on the progress… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... subject matter expertise. + Acts as primary contact with management regarding audit scope, findings and status...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- City National Bank (Jersey City, NJ)
- * AUDIT MANAGER II- ENTERPRISE RISK MANAGEMENT * WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to ... audit results to the Audit Senior Manager / Director and senior management in meetings,...model risk management , business continuity, fraud risk management , and associated regulations, guidance, and regulatory … more
- City National Bank (Jersey City, NJ)
- *SR. AUDIT MANAGER - ENTERPRISE RISK MANAGEMENT * WHAT IS THE OPPORTUNITY? The Sr. Audit Manager position is a leadership role as an auditor-in-charge ... audit programs, analyze results of testing performed, and effectively communicate audit results to the Director and senior management in meetings,… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in ... enhancing our organization's governance and operational excellence! As an Audit Manager within our Asset Management Internal Audit Team, you will execute… more
- JPMorgan Chase (Jersey City, NJ)
- …and shape the future of risk management in a dynamic industry. As an Internal Audit Manager on the Asset Wealth and Management team, you will lead audits ... role that combines leadership, expertise, and innovation? As an Audit Manager , Vice President, you'll be at...Asset & Wealth Management products and risk management , driving excellence and integrity in audit … more
