• Capital One (New York, NY)
    …strategies. Diverse perspectives and experiences are valued as we work to redefine the financial sector. As a Senior Manager Risk Guide Leader supporting EPX, ... Senior Manager , Risk Guide- Enterprise Services Risk Senior ...framework, process hierarchy change management, change control, and risk reporting Ensure independent escalation of risk management gaps, issues,… more
    Talent (11/03/25)
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  • Capital One (New York, NY)
    …assessments and control design in a cloud environment 3 years of Financial Services industry experience, including familiarity with regulatory practices ... perspectives and experiences are valued as we work to redefine the financial sector. Enterprise Services Risk (ES Risk) Directors are experienced and progressive… more
    Talent (11/03/25)
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  • Capital One (New York, NY)
    …network operations and ecosystem related risks, as well as risk management and regulatory expectations for a large financial institution. This role will be ... of our Audit team, with a specific focus on the Discover Financial Services global payments network, platforms, technologies, and related operations (eg,… more
    Talent (11/03/25)
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  • SMBC (New York, NY)
    …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance… more
    DirectEmployers Association (10/09/25)
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  • Memorial Sloan-Kettering Cancer Center (New York, NY)
    …milestones and ensure timely delivery of results and reports. + Contribute to financial tracking, reporting , and operational planning. + Track and manage Travel ... and theranostic applications in cancer care. We are seeking a **Project Manager ** to support the coordination and execution of research and operational initiatives… more
    DirectEmployers Association (10/30/25)
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  • SMBC (New York, NY)
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
    DirectEmployers Association (09/15/25)
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  • SMBC (New York, NY)
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...**Role Description** SMBC is seeking an experienced Liquidity Audit Manager with a minimum of 7 years' experience in… more
    DirectEmployers Association (08/19/25)
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  • SMBC (New York, NY)
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
    DirectEmployers Association (08/20/25)
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  • Banc of California (New York, NY)
    …is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and ... more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The SVP, Credit Manager is responsible for hands on management of all...and credit approval ensuring compliance with credit policy and regulatory guidance. + Manages, executes, and enforces the Bank's… more
    DirectEmployers Association (08/30/25)
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  • Tris Pharma (Monmouth Junction, NJ)
    …assets for timeliness, compliance and accuracyPrepares monthly, quarterly and annual consolidated financial statements; Assists with regulatory reporting , as ... Accepted Accounting Principles (GAAP). She/he also oversees the monthly financial reporting process.ESSENTIAL FUNCTIONS Prepares and/or reviews appropriate… more
    HireLifeScience (09/04/25)
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  • Neuberger Berman (New York, NY)
    …relationships from contracting to implementation. + Lead crucial administrative and regulatory tasks including Cerulli reporting , ADV mailings and proxy ... Account Group (MAG) provides Separately Managed Account (SMA) solutions for financial intermediaries and direct client channels. The team supports the administration… more
    DirectEmployers Association (10/22/25)
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  • Neuberger Berman (New York, NY)
    …+ Serve as a key member of the finance team overseeing accounting and financial reporting for Neuberger Berman's Secondary Funds business + Support accounting ... and financial reporting oversight for Neuberger Berman's broader...management and portfolio managers + Support SEC and other regulatory compliance activities as needed **Qualifications:** + Bachelor's degree… more
    DirectEmployers Association (08/09/25)
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  • Neuberger Berman (New York, NY)
    …+ Member of the finance team responsible for the accounting and financial reporting oversight for Neuberger Berman's Specialty Finance business + ... and portfolio managers + Assist with SEC or other regulatory compliance as required **Qualifications** : + Bachelor's or...Strong understanding of accounting theory and fund accounting and financial reporting + 8 - 12 years… more
    DirectEmployers Association (08/07/25)
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  • SMBC (New York, NY)
    …date for construction loans + Compile performance tracker to monitor operating and financial metrics upon the receipt of relevant reporting items against bank's ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...origination team by collecting key documents, credit files, and reporting items, setting up folder structure for filing these… more
    DirectEmployers Association (08/21/25)
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  • SMBC (New York, NY)
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...the Deputy General Counsel of Americas Division with matrix reporting to practice groups within the Legal Department, which… more
    DirectEmployers Association (09/17/25)
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  • Tradeweb (New York, NY)
    …trading for rates, credit, equities, and money markets. As financial markets become increasingly interconnected, our technology enables efficient, multi-asset ... News & World Report as one of the _Best Financial Services Companies to Work For_ . Tradeweb Markets...including conducting risk assessments, engagement planning, audit execution and reporting ; assisting the annual planning process to deliver the… more
    DirectEmployers Association (10/16/25)
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  • Tutor Perini (New York, NY)
    …Exceptional Talent_** **QA/QC Engineer** As a Quality Assurance / Quality Control Engineer reporting to the Quality Control Manager , you will play a critical ... short, we help our clients make "public works" work. Our corporate integrity, financial strength and outstanding record of performance makes us an at tractive… more
    DirectEmployers Association (10/18/25)
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  • Neuberger Berman (New York, NY)
    …is seeking a Director of Equity Investment Risk to join the New York office, reporting to the Global Head of Investment Risk. This person will oversee key risk ... insights. A successful track record of engaging with portfolio manager and senior executives is essential, as is a...scenarios. **Key Qualifications:** + Minimum of 15 years in financial services with primary focus in asset management. Exposure… more
    DirectEmployers Association (08/06/25)
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  • USAA (New York, NY)
    …experience in all levels of claims investigation or fraud investigation and regulatory reporting requirements. Knowledge of anti-fraud analytics programs as it ... USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We… more
    Appcast IO CPC (11/03/25)
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  • Jobleads-US (Florham Park, NJ)
    …get things done and have fun while doing it! About the Role: The Senior Manager , Total Rewards, is a critical and multifaceted role within our organization. You will ... optimize global payroll processes. Ensure payroll compliance and accurate reporting , maintaining precision and efficiency. Benefits: Oversee the administration of… more
    Appcast IO CPC (10/29/25)
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