- TD Bank (Mount Laurel, NJ)
- …and counsel to all TD business segments and corporate functions. In this Senior Counsel role, you will join a dynamic and collegial team of professionals ... regulations is strongly recommended. + Experience in the investment banking and broker - dealer services sector, including engaging with relevant regulators, an… more
- Vanguard (Malvern, PA)
- …experience with FINRA, SEC, and related regulations, and general knowledge of broker - dealer , retirement, banking and investment advisory businesses. Our "crew" ... and oversight; ensure appropriate policies, procedures and supervisory framework on broad broker - dealer related and market issues. + Monitor, analyze, and… more
- Lincoln Financial (Radnor, PA)
- …#:** 74772 **The Role at a Glance** The Role at a Glance The AVP, Senior Counsel - Life & Annuities, provides legal support to the Lincoln Financial ... in a timely and proactive manner to internal key senior stakeholders + Act as a "thought leader" who...put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of… more
- Lincoln Financial (Radnor, PA)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... a Glance** We're excited to bring on a Legal Counsel - Group Benefits to support our Group Protection...area(s) of responsibility, assess the impact, and collaborate with senior management to incorporate new trends and developments in… more
- Lincoln Financial (Radnor, PA)
- …and respond to questions from diverse audiences including investment advisors, outside counsel , field management, senior leadership, and other stakeholders. * ... general corporate law matters; and providing day-to-day advice and counsel on a broad range of securities and governance...put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of… more
- Lincoln Financial (Radnor, PA)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... product approvals, to include negotiations with regulatory authorities, discussions with outside counsel and/or consulting firms + Ensure that top talent is hired,… more