- First Horizon (Charlotte, NC)
- …private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets , fixed income, and mortgage banking services. First ... Risk Compliance Ensure all transactions adhere to internal governance frameworks, regulatory compliance standards, and company approval processes. Reporting and… more
- Citigroup, Inc. (Charlotte, NC)
- Capital Planning and Management is a division that (i) owns the enterprise-wide capital planning and management processes for Citigroup and its legal entities, ... and (ii) ensures integrity and efficiency of Citigroup and CBNA capital profiles, on both an actual and forecasted basis, across the capital continuum ranging… more
- Jamie Grayem (Rock Hill, SC)
- …the Governing Board, the Medical Staff, and all departments of the facility. Reporting the pertinent activities concerning the facility to the Governing Board at ... controls. Develop, monitor, and control the staffing needs, operations budget, and capital budget. Develop, monitor, and control the purchasing plan to stay within… more
- Insight Global (Fort Mill, SC)
- …https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements -5+ years of financial/ capital markets products experience in the investment ... and generate status reports for senior management -JIRA or SQL experience - regulatory reporting exposure -experience working with technology and the business… more
- Insight Global (Charlotte, NC)
- …Policy: https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements 5+ years of financial/ capital markets products experience in the investment ... banking industry, specifically data analytics experience. JIRA or SQL experience. Regulatory reporting exposure. Testing experience (system processes, etc.).… more
- Citigroup (Charlotte, NC)
- The Global Regulatory and Capital Reporting - Reporting Analytics Change Management and Innovation organization is looking for a dynamic individual to ... which then culminates with instituting common and optimized financial / regulatory reporting processes. Global Regulatory and Capital Reporting -… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Capital Markets Middle Office Analyst will be a part of a small global team who will monitor daily SLATE (SEC Rule ... 10c-1a) controls, as well as other non-financial regulatory reporting regimes, ie, TRACE and Electronic...and achieve goals **Required Qualifications:** + 6+ months of Capital Markets industry experience, or equivalent demonstrated… more
- Capco, a Wipro Company (Charlotte, NC)
- …in one or more of the following areas: + Financial Regulatory Reporting (Liquidity, Prudential Reporting , Capital Planning CCAR/QMMF, International Reg ... financial advisors to the firm. We are experts in capital markets , banking and payments and wealth...+ In-depth experience delivering complex data transformation or global regulatory reporting transformation programs at GSIBs +… more
- Wells Fargo (Charlotte, NC)
- …P&L generation and attribution, trade and position maintenance, exception resolution, regulatory reporting , and project management. This position requires close ... and general ledger reconciliation issues + Provide information to managers and the Capital Markets Middle Office **Required Qualifications:** + 2+ years of … more
- US Bank (Charlotte, NC)
- …the business line's primary risk support function for lines of business within Global Capital Markets (GCM) organization. GCM is a large and critical group ... products, foreign exchange (FX), interest rate products and/or commodities and also regulatory expectations including reporting , sales practices and FX global… more
- Motion Recruitment Partners (Charlotte, NC)
- Capital Markets Business Data Analyst CHARLOTTE, North Carolina **Hybrid** Contract $81.84/hr - $92.22/hr Outstanding long-term contract opportunity! A ... well-known Financial Services Company is looking for a Capital Markets Business Data Analyst in Charlotte,...Markets - Heavy experience working in and supporting regulatory programs + Strong Understanding of risk concepts +… more
- USAA (Charlotte, NC)
- …influence capital strategies by leveraging deep industry knowledge, navigating regulatory frameworks, and collaborating with entities like the Federal Reserve. A ... Consolidated/P&C/Bank/Life Capital Plans and Contingency Funding Plans and associated capital and liquidity metrics for reporting to senior management,… more
- Regions Bank (Charlotte, NC)
- … and communication to the group manager, the appropriate credit officers for Real Estate Capital Markets (RECM) and RAH, and the head of RAH for individual ... law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule...experience in the tax credit industry which may include capital markets , Originations, or housing tax credit… more
- Citigroup (Charlotte, NC)
- Capital Planning and Management is a division that (i) owns the enterprise-wide capital planning and management processes for Citigroup and its legal entities, ... and (ii) ensures integrity and efficiency of Citigroup and CBNA capital profiles, on both an actual and forecasted basis, across the capital continuum ranging… more
- Capital One (Charlotte, NC)
- …Serve as a liaison between the Loan Servicing Team, Asset Management, Closing, Capital Markets , and Origination teams + Ensure compliance with Agency guidelines ... modifications, etc ; Vendor compliance and oversight; Force placement insurance coverage; Regulatory Compliance for Flood Insurance; + Insurance Reporting and… more
- Nuveen Investments (Charlotte, NC)
- …will be responsible for managing the product lifecycle of Nuveen's private capital wealth offerings (BDCs, tender offer funds and other semi-liquid offerings). This ... a highly visible position helping to coordinate and drive a centralized go-to- market strategy across the organization. They will be internally focused subject matter… more
- Deloitte (Charlotte, NC)
- …Financial Services industries: consumer or corporate banking, investment banking or capital markets , investment management, wealth management, trust company, ... applicable industry + Experience in banking, digital assets or capital markets + Ability to travel up...topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting , risk or case management, or… more
- Bank of America (Charlotte, NC)
- …and onboarding process **Required Qualifications:** + 6-10 years of experience in the capital markets industry with knowledge of key Operations functions, trade ... opportunity to become part of the new Industry & Market Solutions Group (IMSG) within Global Markets ...c-suite and Operations functional SMEs. + Familiarity with the capital markets operations ecosystems eg, FMUs, CCPs… more
- PNC (Charlotte, NC)
- … regulatory compliance requirements. + Consults and advises customers, investors, capital markets loan syndications and/or commercial real estate deal teams, ... are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering...Support Analyst Senior within PNC's Midland Loan Servicing Investor Reporting organization, you will be based in office within… more
- Lincoln Financial (Charlotte, NC)
- …focused on setting the parameters of risk management as they relate to the hedging of capital market risks. This is a relatively new team at Lincoln, and we're ... practices. **What you'll be doing** + Build out independent market risk reporting that captures liability attribution,...oversight role is a plus. + Solid understanding of capital markets , derivatives, and insurance products including… more
