- Wells Fargo (Charlotte, NC)
- …career" in the US **About this role:** Wells Fargo is seeking a **F** **ront- Line Regulatory Risk Execution Leader** (Business Execution Senior Manager) in ... role, you will:** + Lead and manage the CIB Front Line Compliance Risk Execution...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory… more
- Bank of America (Charlotte, NC)
- …including control execution, case management, and results reporting + Oversees all operations front line unit responses for regulatory exams, internal ... GT Risk and Regulatory Portfolio Executive -... examiners.The role will require candidate to work across front line units to discuss emerging risks… more
- Wells Fargo (Charlotte, NC)
- **About this role** **: Wells** Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team under the Chief Operating Office (COO) ... business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . **Business** **Overview:** The Business Risk Control and Regulatory Oversight Early Talent… more
- Capital One (Charlotte, NC)
- Principal Risk Associate, Capital Markets Regulatory Onboarding Are you looking for a challenging role that includes the convenience of working virtually at ... Perform due diligence review and validation of onboarding documentation for accuracy and regulatory compliance + Consult Front Office and external customers on… more
- TD Bank (Charlotte, NC)
- …business partners including Treasury, Balance Sheet Management, Front Office, other second- line of defense risk partners, and Internal Audit. + Deliver ... **Work Location** : Charlotte, North Carolina, United States of America **Hours:** 40 ** Line of Business:** Risk Management **Pay Detail:** $170,000 - $200,000… more
- Truist (Charlotte, NC)
- …and internal partners. 5. Review and challenge outcomes of first- line -of-defense risk program execution. 6. Monitor legal, regulatory , compliance and audit ... Shared services provides value to the IR team through streamlining processes for front line facing teammates, identifying / connecting data sources, leveraging… more
- Wells Fargo (Charlotte, NC)
- …of Data Management 2nd Line Oversight is responsible for overseeing the front line 's implementation of the Data Management Policy and Procedures, including ... Management Operational Risk Executive** (Executive Head of Data Management 2nd Line ) is crucial for ensuring the integrity, availability, and security of data… more
- Bank of America (Charlotte, NC)
- …are the responsibility of EFR, including but not limited to independent review and risk assessment of front line owned processes (eg capital calculation, ... from new products and new transactions + Support corporate-wide risk related initiatives, including regulatory change + Enhance the Risk landscape, by… more
- Lincoln Financial (Charlotte, NC)
- …closely with risk managers to monitor risk exposures, assess risk mitigation strategies, and ensure compliance with regulatory requirements. The ideal ... interest rate and market volatility exposure + Work with front -office teams to understand market views, exposures, and trading...or investment banking industry. Experience working in a second line market risk oversight role is a… more
- Wells Fargo (Charlotte, NC)
- …ORBO). The CL ORBO team is responsible for providing independent oversight of front - line operational risk management effectiveness of the Consumer Lending ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- US Bank (Charlotte, NC)
- …of the data used within all CBB customer remediation events. This includes confirmation to front line systems for any data created internally or obtained from an ... the following: - Customer Remediation Support: The Consumer & Business Banking (CBB) Risk Data Team supports issue and business line management with research,… more
- City National Bank (Charlotte, NC)
- …actions are taken when risk appetites are exceeded. * Engage and partner with front line risk functions to provide advice related to development and ... regulatory /enforcement activity and trends for impacts to business line activities. * Provide compliance advice and guidance to...report and validate corrective actions. * Challenge and aggregate front line risk assessments and… more
- Bank of America (Charlotte, NC)
- …trusted advisor to the Compliance and Operational Risk ("C&OR") Officers of the Front Line Units ("FLU") and Control Functions ("CF") for the company and to ... into the identification, aggregation, reporting, remediation and thematic analysis of front line unit/control function-owned issues and control enhancements… more
- Bank of America (Charlotte, NC)
- …pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU) process owners ... support of coverage needs identified by Compliance and Operational Risk officers and/or Front Line ...Accounting, Business Administration + 5-7 years minimum experience in regulatory reporting, data, compliance, or risk functions… more
- USAA (Charlotte, NC)
- …of the adequacy and compliance with policies, procedures, and processes established by the front - line units and Independent Risk Management to ensure ongoing ... risk management and control processes including, legal and regulatory compliance and regulatory readiness, and the...effectiveness of the design, implementation and execution of the line of business processes and risk management… more
- Bank of America (Charlotte, NC)
- …advisor to the Chief Compliance and Operational Risk ("C&OR") Officers of the Front Line Units ("FLU") and Control Functions ("CF") for the company and to ... practices consistent with applicable laws, rules, regulations and regulatory guidance. The GFC Executive I serves as a...and Operational Risk ("C&OR") Officers of the Front Line Units ("FLU") and Control Functions… more
- Wells Fargo (Charlotte, NC)
- …seeking a Senior Quality Assurance Administrator in the Global Payments and Liquidity (GPL) Front Line Risk Execution: Control and Process Monitoring Team. ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Bank of America (Charlotte, NC)
- …maintenance of financial crimes owned policies and standards, and reviews relevant Front Line Units/Control Functions-owned policies and standards to ensure that ... money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include assisting Global Financial Crimes executives… more
- Capco, a Wipro Company (Charlotte, NC)
- …clients. Our collaborative and efficient approach helps clients reduce costs and manage risk and regulatory change while increasing revenues. We are thinkers, ... **What You'll Get to Do:** + Lead complex, cross line of business projects delivering against critical regulatory... front to back knowledge of organizations (eg Front Office, Middle Office, Risk - Operations/Market/Credit,… more
- Bank of America (Charlotte, NC)
- …pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU) process owners ... support of coverage needs identified by Compliance and Operational Risk officers and/or Front Line ...& Experience:** + 5+ years of minimum experience in regulatory reporting, data, compliance, or risk functions… more