- JPMorgan Chase (Charlotte, NC)
- …analytics. Your efforts will directly contribute to reducing the business's residual risk profile and optimizing control frameworks. **Job Responsibilities:** + ... & Controls Execution** (ACE) organization, with responsibility for the oversight and governance of risks and controls associated with...mitigates risk through active engagement, thematic reviews, risk analysis and control deep dives which… more
- City National Bank (Charlotte, NC)
- …to ensure operational risk exposures associated with known control deficiencies are addressed. This includes providing oversight and challenge throughout ... * OPERATIONAL RISK BUSINESS OVERSIGHT ...* OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER II- Payment...Control Assessments, Control Management Activities, Key Risk Indicators, Operational Risk Events,… more
- City National Bank (Charlotte, NC)
- * OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports Banking, Private Banking and Wealth Management* WHAT IS THE OPPORTUNITY? ... Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO)...and challenge remediation initiatives to ensure operational risk exposures associated with known control deficiencies… more
- Wells Fargo (Charlotte, NC)
- **About this role** **: Wells** Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team under the Chief Operating Office ... business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . **Business** **Overview:** The Business Risk Control and Regulatory Oversight … more
- City National Bank (Charlotte, NC)
- …the business/First Line of Defense (1LOD) and help support the development of the Operational Risk Profile, by platform, by region, by legal entity. The role ... *PAYMENTS RISK ADVISORY AND OVERSIGHT MANAGER* WHAT...Risk Assessment to support accurate view of the Operational Risk Profile. ◦ Provide SME review… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Senior AI Risk Oversight Manager provides leadership and drives the successful implementation ... of the AI Risk Oversight Program in the second line-of-defense...of identification, mitigation, validation and monitoring of transverse AI risk (eg, technology, data, operational , compliance, teammate).… more
- TD Bank (Charlotte, NC)
- …adhering to operating standards and processes related to AML/ATF/ Sanctions/ABAC + Provides oversight on risk assessment processes as required + Protects the ... and assesses potential impacts + Maintains a culture of risk management and control , supported by effective...knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with… more
- Bank of America (Charlotte, NC)
- … risk culture, monitoring and reporting on the Line of Business or Enterprise Control Function's Operational Risk Profile + Oversees the assessment of the ... design and effectiveness of the risk and control environment to support Client Operational Services and ensure adherence to enterprise-wide standards +… more
- Regions Bank (Charlotte, NC)
- …logging into the careers section of the system. **Job Description:** At Regions, the Operational Risk Analyst is responsible for advanced operational risk ... to the first line of defense on implementation, execution and monitoring of the operational risk management framework. This position may also serve as a lead… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... Audit Team provides horizontal audit coverage of financial crimes risk across Wells Fargo lines of business. The Financial...or independence + Design and execute tests to verify control effectiveness + Document work papers according to the… more
- Truist (Charlotte, NC)
- …from time to time. 1. Technology Risk Leadership - Provide independent risk oversight (ie second line of defense/LOD2) for Truist Technology through the ... LOD1 assessments - Review and attest to/challenge adequacy of risk assessments (ie Risk & Control...Access Management and Truist Cloud. 12. Third Party Management Risk Oversight - Monitor, assess and challenge… more
- Citigroup (Charlotte, NC)
- …standards **Qualifications** : + 6-10 years of experience in Operational Risk Management, Audit, Compliance or other control function + Understanding of ... allow problem troubleshooting and subject matter experience. + Leads risk and control assessments in line with...culture of responsible finance, contributing to the implementation and oversight of the Control Framework. + Adheres… more
- TD Bank (Charlotte, NC)
- …regulations (eg, Federal Reserve) as well as banking products and services. Additionally, a risk management / internal control mindset to apply and assess ... + Oversees a function of enterprise Compliance Program professionals providing oversight and control related advisory services to Compliance partners… more
- BMO Financial Group (Charlotte, NC)
- …and templates for risk programs and standards as required (eg, Risk Control Self Assessment (RCSA), Sarbanes-Oxley (SOX); business continuity planning ... and procedures, as necessary. + Define accountabilities and responsibilities for Risk Appetite activities including governance, oversight , and challenge. +… more
- Truist (Charlotte, NC)
- … risk tiering, ensuring compliance with regulatory frameworks and providing independent risk oversight to one or more domains. This role involves ... below. Specific activities may change from time to time. 1. Provide independent risk oversight (ie LOD2) for Truist Technology and Truist Business Units… more
- TD Bank (Charlotte, NC)
- …business initiatives and interacting with internal partners such as Legal, Compliance, Privacy, Operational Risk , Regulatory Risk , Fraud, TRMIS and others to ... Scope:** + Actively engages partners including Legal, Compliance, Privacy, Operational Risk , Regulatory Risk , Fraud,...and risks for the business + Supports the annual Risk & Control Self-Assessment process, including preparatory… more
- ManpowerGroup (Charlotte, NC)
- …drafting and oversight . + Conduct risk identification, develop risk measures, and perform control identification, design, and ratings in collaboration ... Risk Control Self-Assessment (RCSA) activities and concepts. + Strong operational , compliance, or audit risk management experience in financial services… more
- TD Bank (Charlotte, NC)
- …FCRM research, evaluation, operational , reporting and/or analytical support in oversight , advisory services and control function to business (FCRM) partners, ... Program Team is responsible for the establishment and ongoing oversight of an effective KYC Program for TD Bank...and evolving regulatory requirements + Maintains a culture of risk management and control , supported by effective… more
- Truist (Charlotte, NC)
- …to support the assigned ERM Program and collaborates with leaders across the Risk Management Organization (RMO), business units, and control functions to support ... and operational objectives. **Preferred Qualifications:** + Advanced Degree or Risk certification program + Prior experience leading a Risk Identification… more
- Truist (Charlotte, NC)
- … risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management). 3. Assist business line leadership ... and governance to the assigned business unit regarding its control environment. 4. Support the business in the development...and Key Risk Indicators (KRIs). 5. Provide risk management support and oversight for change… more