- CIBC (New York, NY)
- …Director - Internal Audit , you'll focus on leading the Commercial Banking / Credit Risk Internal Audit team, conducting audits in areas such as ... Commercial Lending, Commercial Real Estate, and Credit Risk . You will be responsible for...be responsible for the development and execution of a risk based audit plan that addresses the… more
- Citigroup (New York, NY)
- …set is augmented with foreign exchange, derivatives and cash management. The Leveraged Finance Credit Risk Director works closely with the Leveraged Finance ... Credit Risk Manager and the team, Leveraged Finance Underwriting Group... Risk Manager on requests from Senior management, Credit Review/ Audit and regulators. + Assess financings… more
- City National Bank (Jersey City, NJ)
- * DIRECTOR OF AUDIT COMPLIANCE* WHAT IS THE...including any one of operational risk , compliance risk , credit risk , ERM/corporate governance, etc., ... OPPORTUNITY? The Director of Audit for Compliance will support City National...compliance engagements and projects with a focus on compliance risk management practices and regulatory compliance * Audit… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking an Exeuctive Director , Audit Manager on the Financial Crimes Audit Team. The Financial Crimes Audit Team ... provides horizontal audit coverage of financial crimes risk across Wells Fargo lines of business. The Financial...company. They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational,… more
- SMBC (New York, NY)
- …department, particularly covering the credit , market, and liquidity risk related audit activities. The QA Director will ensure that all audit ... employees. **Role Description** SMBC is seeking an experienced Internal Audit QA Director responsible for contributing to...functions. Experience in 1st and 2nd line related to credit , market and/or liquidity risks or external audit… more
- Citigroup (New York, NY)
- …+ **7+ years of experience in a related role and/ with subject matter expert in Market Risk , Credit Risk , Operational Risk , Model Risk ,** **Financial ... focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison...partnerships at all levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP)… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking an experienced Audit Director with a minimum of 15 years of experience working in ... Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices… more
- SMBC (New York, NY)
- … coverage of Front Office and associated support functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ... diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more...years of audit experience in the in Audit , Risk , Business Control, Compliance, Finance in… more
- Mizuho Corporate Bank (New York, NY)
- …are followed, including sector/industry risk limits + Work seamlessly with Credit Risk counterparts to coordinate completion of credit assessment, ... trade management solutions) for existing and prospective clients. A Director is expected to manage and monitor a sizeable...monitor the portfolio + Make recommendations on action/plan to Credit Risk (and senior management, when necessary)… more
- Affinius Capital (New York, NY)
- …debt portfolio. This individual will be responsible for ensuring sound credit risk management practices, developing underwriting standards, and maintaining ... to hire an Executive Director -or- Managing Director to oversee its Credit Investments team...etc. + Maintain thorough documentation of underwriting processes and credit decisions for audit and compliance purposes.… more
- Mizuho Corporate Bank (New York, NY)
- …of financial services operations, finance, liquidity, compliance, conduct, financial crime, technology, credit risk , market risk , regulatory reporting, know ... project management and talent development. Job Description Under the direction of the Director , execute a robust audit program including leading the timely… more
- Scotiabank (New York, NY)
- Director , Head of GBM/GTB AML Risk &...& Markets provides a full range of investment banking, credit and risk management products and services relevant ... together to drive ambition for every future! **Purpose** The Director of AML Risk Assessment and Controls...with regional AML compliance teams, business units, legal, internal audit , and risk management to ensure a… more
- Citigroup (New York, NY)
- …Work in close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit , Finance in order to ensure appropriate governance ... and margin methodology and product platform and establish risk framework guidelines + Negotiate margin and credit... risk framework guidelines + Negotiate margin and credit protection clauses with client, and participate in Best… more
- Citigroup (New York, NY)
- This position is to fill an opening in the Global Market Risk Management team for a Director Level Senior Risk Manager to cover XVA Trading. In addition to ... spectrum of risks for the desk, liaising with other risk functions as necessary, including operational, credit ,...to best practice. + Liaison with regulatory examiners, Internal Audit , and external auditors on critical Risk … more
- Citigroup (Rutherford, NJ)
- …functions partners such as Enterprise Risk Management (ERM), Independent Compliance Risk Management (ICRM), Retail Credit Risk , Operational Risk ... management of systems supporting global functions such as Compliance, Controls, Internal Audit and Risk , and introducing innovative technologies that provide new… more
- MUFG (New York, NY)
- … reporting or risk management role; Prior experience in market or counterparty credit risk reporting preferred + Strong ability to analyze and interpret data ... Managers to support and enhance processes + Participate in audit and regulatory engagements + Work with Risk... audit and regulatory engagements + Work with Risk stripe lead, Technology and Data Officers to build… more
- JPMorgan Chase (Jersey City, NJ)
- … Review Director on team assignments, define project scope, evaluate credit risk controls, communicate with management, review and assess findings, recommend ... Credit Review team within the JPMC Internal Audit Department is responsible for reviewing the credit... quality. Between periodic reviews, you will independently monitor credit risk trends within assigned commercial lending… more
- S&P Global (New York, NY)
- …Role:** **Grade Level (for internal use):** 12 **About the Role:** **Associate Director ** **-** **Internal Audit ** **Review** **O** **fficer** **The** **Role** ... a Review Officer, you will join a team of risk management professionals representing S&P Global's third line of...a range of analytical activities with an emphasis on credit ratings and related activities. You will have significant… more
- Scotiabank (New York, NY)
- …the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and ... Associate Director , Global Capital Markets Documentation, GBM, New York,...terms in trading documentation are executed within the Bank's risk tolerance (including but not limited to credit… more
- Scotiabank (New York, NY)
- …the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and ... Director , US Deputy CISO **Requisition ID:** 225315 **Salary...quarterly reporting for senior management, Internal Controls, GRM, Compliance, Audit , Operational Risk or 1A stakeholders. +… more