- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- SMBC (New York, NY)
- …benefits to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all ... components of the compliance program at an asset management firm in Manhattan,...near future. The CCO will foster a culture of compliance and ensure local regulatory compliance requirements… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... nyu.edu/nyugreen.EOE/AA/Minorities/Females/Vet/Disabled/Sexual Orientation/Gender Identity Share this job (https://uscareers-nyu.icims.com/jobs/14670/ chief -global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need… more
- City of New York (New York, NY)
- …highly motivated and detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful ... MANAGER or ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of...train, lead, and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
- SMBC (Jersey City, NJ)
- … Program Manager will join the Compliance Administrative Office supporting the Chief Compliance Officer (CCO) for the Americas Division, playing a ... Crime Compliance . **Role Objectives** + Provide support to the Chief Compliance Officer in managing departmental strategic initiatives. + Develop and… more
- Citigroup (New York, NY)
- …and interpretation on internal policies and procedures. This role is in support of the Chief Compliance Officer (CCO) of the Futures Commission Merchant and ... Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal… more
- SMBC (New York, NY)
- …for overseeing the management of compliance risk. Advisory is represented by the Chief Compliance Officer as either a member or observer of various ... one of the contacts for regulators such as FINRA, NFA, CFTC and FRB. The Compliance Officer role may manage a coverage area or process with a large amount of… more
- Amalgamated Bank (New York, NY)
- …expertise relative to lending, deposit, and loan servicing regulations. 3. Collaborate with Chief Compliance Officer in executing the Bank's Compliance ... Amalgamated Bank is seeking a Testing Compliance Officer to assist the Compliance Officers to ensure the Bank's loan, deposit products and services maintain … more
- Citigroup (New York, NY)
- …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management ... as appropriate. Based in New York, the Ethics Lead Officer will report to an Ethics Sr Group Manager...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- MTA (New York, NY)
- …- $140,635.31 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: Various- TBD HOURS OF WORK: 9:00 ... to the compliance and integrity program as are delegated by the Chief Compliance Officer or identified compliance personnel. + Guide managers through… more
- NJ Transit (Newark, NJ)
- …other compliance and/or policy and regulatory related activities as directed by the Chief Compliance Officer and/or Deputy Chief Compliance ... the requirements will result in compliance corporate-wide. + Assists Deputy Chief Compliance Officers in assuring compliance by each operating unit with… more
- MTA (New York, NY)
- …- $107,850 HAY POINTS: 519 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: 2 Broadway HOURS OF WORK: 9:00 ... attention. + Manage the analytical and administrative work generated by the Agency Chief Compliance Officer and Compliance Director as part of the… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …implemented by the bank. + Assists the Director of Compliance and BSA/AML ( Chief Compliance Officer ) with document collection for audits and regulatory ... annual review of the Bank's Risk Identification Policy, presenting all edits to the Chief Risk Officer for approval, and then reporting to the Credit… more
- Akumin (Jersey City, NJ)
- The **Manager, Compliance ** will provide continuing support to the Chief Compliance Officer to ensure adherence by all Team Members on healthcare ... or operation of the company's Compliance Program + Support the Chief Compliance Officer in oversight of comprehensive and ancillary projects, ensuring … more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- Danaher Corporation (New York, NY)
- …global healthcare ethics and compliance program. This role will report to the Chief Compliance Officer of Cepheid. This role will partner with Cepheid, ... patient outcomes across a range of settings. As a member of Cepheid Legal and Compliance , you can make an immediate, measurable impact on a global scale, within an… more
- Neuberger Berman (New York, NY)
- …**Responsibilities** : + Provide administrative coordination and compliance support to the Chief Compliance Officer and other senior members of the Legal ... Neuberger Berman's Compliance team is seeking an Administrative Coordinator and Compliance Analyst to support the firm's compliance policies while adherence… more
- Siebert Williams Shank (New York, NY)
- … compliance professional to assist the Compliance team led by the Chief Compliance Officer . The successful candidate will support compliance ... + SIE, Series 7 licenses required + At least 3 years of compliance experience (broker-dealer preferred) + Experience with fixed income products (notably municipal,… more
- City of New York (New York, NY)
- …between program staff, auditors, and other audit stakeholders Your Role Reporting to the Chief Compliance Officer and working closely with other staff ... opportunities for equitable growth. Your Team The newly created Office of Compliance & Risk Management (CRM) centralizes various critical compliance , oversight,… more
- Cushman & Wakefield (New York, NY)
- …accountability within the organization. **Job Description** Key Responsibilities + Collaborate with the Chief Ethics & Compliance Officer to develop the ... **Job Title** Vice President, Global Ethics & Compliance Program **Job Description Summary** We are seeking...We are seeking a dynamic and experienced ethics & compliance leader who will assist in developing, implementing, and… more