- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... Banking business, Sales & Trading, Trade and Order Life Cycle(s), and Compliance / Surveillance Controls is preferable. + Address Data Quality (DQ) issues from… more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;Dallas, Texas; New York, New York; Houston, Texas **Job ... and reporting of capital markets credit risk. The Credit Officer will primarily interface with the traders/marketers and other...the Enterprise Credit organization. Responsibilities: * Within GMC, the Vice President will assist with the credit… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing significant ... compliance risks and controls implemented by the first and...effectiveness testing, transactional access segregation of duties, transactional testing, surveillance systems, and reporting activities + Understanding of rules,… more
- Bank of America (New York, NY)
- …Controls Officer , Communications Review & Enterprise Programs Associate / VP New York, New York **Job Description:** Global Corporate & Investment Banking ... executive-level reporting to senior managers, including preparing metrics, and reporting surveillance results to senior management to identifying potential trends or… more
- Bank of America (New York, NY)
- Sr. Business Controls Officer New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... relating to non-financial risk, including but not limited to compliance with regulatory rules and guidance as well as...has an open role for a Business Controls, at VP the level, to work alongside a global team… more