- New York State Civil Service (New York, NY)
- NY HELP No Agency Court Administration, Office of Title Counsel Series Occupational Category Legal Salary Grade 28 Bargaining Unit None listed Salary Range From ... OFFICE FOR JUSTICE INITIATIVES (OJI) IS RECRUITING FOR ONE (1) POSITION IN THE COUNSEL SERIES . THE POSITION WILL BE FILLED IN ONE OF THE FOLLOWING TITLES AND… more
- Paramount (New York, NY)
- **Overview & Responsibilities:** The Senior Counsel will provide day-to-day business and legal affairs services in connection with licensing, marketing, promotions, ... with well-known designers and specialty brands; and partnerships with retailers. The Senior Counsel will also advise the business group on a wide variety of… more
- Guardian Life (New York, NY)
- …while focusing on the customer. We do this through leveraging a series of core capabilities, which includes accountability, interpersonal effectiveness, ability to ... be part of a collaborative Legal Team? The Litigation Counsel will be responsible for managing all types of...and its subsidiaries. The candidate will provide advice and counsel across the Guardian enterprise on a variety of… more
- Bank of America (New York, NY)
- …clients, prospects, Financial Advisor recruits, vendors, regulators, and outside legal counsel + Requires diversification and experience with Bank of America and ... industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65),… more
- Citigroup (New York, NY)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... able to work without direction. + Required current US FINRA Registration: SIE, Series 6, 63, and 65 OR Series 7 and 66 or equivalent. + Must meet ALL US FINRA… more
- Citigroup (New York, NY)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... both internal and external + Ability to multi-task + FINRA SIE, Series 7, Series 66 required (or obtained within 120 days) **Education:** + Bachelor's/University… more
- Citigroup (New York, NY)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... able to work without direction + Required current US FINRA Registration: SIE, Series 6, 63, and 65 OR Series 7 and 66 or equivalent. + Must meet ALL US FINRA… more
- Citigroup (New York, NY)
- …the tracking of securitization documentation while working with accountants and legal counsel to ensure compliance with company lending practices, the accuracy and ... diligence files used by CMBS investors, NRSROs, accountants, legal counsel , and investment banking teams + Responsible for the...rapidly changing environment in order to meet deadlines + Series 79, 7 and 63 licenses ( to be… more
- Bank of America (New York, NY)
- …client's requirements and release these to clients daily. + Collaborate with outside counsel and Corporate clients on SEC Filings and cleanup of shares for ... capabilities both internally and externally, in the US and globally + Series 7, 63 Registrations Preferred **Contact:** Once you have applied online, please… more
- Citigroup (New York, NY)
- …Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts ... to work with multiple functional groups in a cohesive manner. + FINRA Series 7 and 63 licenses, or ability to obtain **Education:** + Bachelor's/University degree,… more
- TD Bank (New York, NY)
- …rated names. + Review legal documentation and work with outside legal counsel to understand terms and incorporate our requirements. + Monitor assigned portfolio ... & Experience:** + Undergraduate degree in Business (Accounting or Finance) or Mathematics/Economics. + Series 7, 79 and 63 + 5-7 Years of related experience **Who We… more
- Charles Schwab (New York, NY)
- …mitigation, and liquidity needs. As a **Senior Regional Manager** you will coach and counsel a team of 10-12 Wealth Advisors and Associate Wealth Advisors in a ... month condition of employment) + Bachelor's Degree required + Active and valid FINRA Series 7 license required + Active and valid FINRA 66 license required (may… more
- Wells Fargo (New York, NY)
- …of FINRA and SEC rules and regulations + Ability to provide advice and counsel to management on initiatives to improve risk management and internal controls + ... while developing and executing action plans + FINRA registration including FINRA Series 7 (or FINRA recognized equivalents) **Job Expectations:** + Ability to travel… more
- Citigroup (New York, NY)
- …banking, Risk, Legal, Operations) as well as external partners (Clients, Investors, External Counsel ) in the coordination and execution of a deal from launch to ... control issues with transparency. **Qualifications:** + 1-3 years of relevant experience + Series 7, 79 and 63 licenses + Consistently demonstrates clear and concise… more
- Citigroup (New York, NY)
- …+ Reviewing all relevant disclosure documentation with internal and external counsel , + Preparing marketing materials and syndicate marketing messages, + ... to multitask, be collaborative, a team player and service oriented + Series 7, 63 and 79 licenses **Education:** Bachelor's degree/University degree or equivalent… more
- Citigroup (New York, NY)
- …Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts ... to automatically price and trade Spread Product securities. Analyze financial time series data and other data source to extract valuable information for corporate… more
- Citigroup (New York, NY)
- …day-to-day basis, via working with partnering investment banks, outside legal counsel , auditors, and ultimately clients; + Monitor general market conditions, follow ... of simultaneous assignments + Proficiency in Spanish and/or Portuguese preferred + Series 7, 79 and 63 preferred **Education** : + Bachelor's degree/University… more
- Citigroup (New York, NY)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... manage relationships both internal and external; Ability to multi-task + FINRA Securities Licenses: Series 7 and 66 (or 63 & 65) required to obtain within 150 days… more
- Citigroup (New York, NY)
- …+ Assume informal/formal mentorship role within teams, coach/train new recruits and advise/ counsel others in area of specialization + Provide sales assistance by ... transparency. **Qualifications:** + 5-8 years of relevant experience + Required Licensing: Series 7 and 63/66 + Working knowledge of related industry practices and… more
- Citigroup (New York, NY)
- …Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts ... manage relationships both internal and external; Ability to multi-task + FINRA Securities Licenses: Series 7 and 66 (or 63 & 65) required to obtain within 150 days… more