- Nuveen Investments (New York, NY)
- ** Proxy Operations ** The Director of Proxy Operations manages a team responsible for proxy account setup, voting execution, and proxy ... proxy research to portfolio managers and interactions with third party vendors on proxy voting matters. **Key Responsibilities and Duties** + Manages Proxy… more
- JPMorgan Chase (New York, NY)
- …matters, including market abuse, best execution, conflicts of interest, insider trading, proxy voting , use of expert networks, and soft dollar commissions. ... quo and striving to be best-in-class. As a Compliance Risk Management Director within the Compliance, Conduct and Operational Risk (CCOR) organization, you will… more