- SMBC (Jersey City, NJ)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Change Management Officer works with the ... matters related to overseeing timely implementation for SMBC. **Role Objectives** The Regulatory Change Management Officer role works with departments… more
- Citigroup (New York, NY)
- …Objective:** The objective of this role is to support the execution of regulatory interactions across Risk Management , to ensure the organization is responsive, ... agile and well-prepared for unique and demanding regulatory requests. The position will require project ...exams and ad hoc requests related to Enterprise Risk Management , Risk Chief Administrative Officer , Data Analytics… more
- Bloomberg (New York, NY)
- …with our Shared Risk and Compliance team. **What's The Role?** As the Global Exam Management and Regulatory Inquiries Officer , you will work with the Global ... responses. + Maintainregulatory engagement data and prepare and produce management information andreporting on the global regulatory engagement program… more
- Wells Fargo (New York, NY)
- …direction to the business on developing corrective action plans and effectively managing regulatory change + Report findings and make recommendations to ... responsible for supporting the following coverage areas: + Business Aligned Compliance Officer (BACO) for the Strategic Relationship Management Team, and… more
- Wells Fargo (New York, NY)
- …business on developing corrective action plans and effectively managing regulatory change + Prepare and provide management ready communications and reporting ... direction to the business on developing corrective action plans and effectively managing regulatory change + Develop, oversee, and provide expert business and … more
- Bank of America (New York, NY)
- Leasing Credit Sr Officer /Leasing Credit Officer II-Large Corporates Chicago, Illinois;New York, New York; Boston, Massachusetts; Providence, Rhode Island **Job ... finance and the associated products and services. The Leasing Credit Sr. Officer uses this client knowledge to assess the appropriateness of existing solutions… more
- Citigroup (New York, NY)
- …the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management , the Compensation, Performance Management and Culture ... as appropriate. Based in New York, the Ethics Lead Officer will report to an Ethics Sr Group Manager...of a global financial services company in a dynamic regulatory environment. + Determine the handling and assignment of… more
- Amalgamated Bank (New York, NY)
- …to lending, deposit, and loan servicing regulations. 3. Collaborate with Chief Compliance Officer in executing the Bank's Compliance Management System. 4. Assist ... Amalgamated Bank is seeking a Testing Compliance Officer to assist the Compliance Officers to ensure...Organize and execute day-to-day operational Consumer Compliance and Risk Management activities relative to the business line. By joining… more
- TD Bank (New York, NY)
- …firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Education & Experience:** + Bachelors degree ... this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US...detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking aC&I Credit Risk Officer to be responsible for internally supporting the prudent extension of credit originated by the Bank's Commercial ... units, as well as with the C&I Senior Credit Officer ("SCO") and legal counsels. Additionally, in coordination with...are either upgraded or exited. Support robust, ongoing portfolio management efforts, with a primary focus on risk rating… more
- TD Bank (New York, NY)
- …the firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Depth & Scope:** + Works independently as ... the senior officer and may coach and educate others + Individual...detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills… more
- Bank of America (New York, NY)
- …* Monitoring, Surveillance, and Testing * Data and Trend Analysis * Issue Management * Regulatory Compliance * Active Listening Minimum Education Requirement: ... Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;Dallas, Texas; New York, New...have over five years of experience in credit risk management . Product knowledge and credit skills are necessary. The… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is… more
- Bank of America (New York, NY)
- GCIB Business Controls Officer , Communications Review & Enterprise Programs Associate / VP New York, New York **Job Description:** Global Corporate & Investment ... business. Having a deep understanding of the region-specific policies, procedures and regulatory expectations is also desirable. The individuals on this team are… more
- City of New York (New York, NY)
- …systems development, network administration, audio/visual services, business process re-engineering, change management , program management , security ... administration, service desk, computer operations, telecommunications, and document management . The Deputy Chief Technology Officer (DCTO) for Application and… more
- Bloomberg (New York, NY)
- …for Bloomberg's non-regulated products and services. We work to address regulatory and operational issues, ensure compliance with current/developing rules and ... **What's The Role?** As the Risk and Compliance Policy Officer , you will work with the Chief Risk Office...Bloomberg products develops, you will support the firmwide risk management program and have the ability to identify, and… more
- Bank of America (New York, NY)
- …and LOB management . + Conduct ad-hoc portfolio reviews and prepare management information as required. + Contribute to regulatory tasks and deliverables ... Credit Risk Officer Charlotte, North Carolina;New York, New York **Job...(TOH) and Line of Business (LOB) specific reports or regulatory related reporting. Responsible for all aspects of the… more
- Bank of America (New York, NY)
- Sr. Business Controls Officer New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... relating to non-financial risk, including but not limited to compliance with regulatory rules and guidance as well as operational controls in partnership with… more
- Bank of America (New York, NY)
- Senior Trust Officer New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through the ... responsible for managing a book of fiduciary and investment management accounts for high-net-worth clients and beneficiaries involving multi-generational families.… more
- City of New York (New York, NY)
- …systems development, network administration, audio/visual services, business process re-engineering, change management , program management , security ... service management frameworks (eg, ITIL) to optimize service delivery, incident management , problem resolution, and change management processes, focusing… more