- Grant Thornton (New York, NY)
- …technical knowledge on emerging regulations and help organizations leverage efficiencies within the Risk , Regulatory Compliance & Controls Practice - all ... As a Financial Services Internal Audit Senior Associate, you will get the opportunity to... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk … more
- Bloomberg (New York, NY)
- …you will work with the Global Regulatory Engagement Lead, the Chief Risk Office and Global Compliance teams, and key Business colleagues. Your expertise ... to identify, and escalate top and emerging risks to Senior Management and Risk / Compliance... Regulatory Engagement Lead and GlobalHead of Shared Risk and Compliance **You'll Need To Have:**… more
- Amazon (New York, NY)
- …experience and protect Amazon's brand? In this role, you will serve as a Senior Risk Manager leading the global metrics and reporting workstream for Amazon's ... Transportation Risk and Compliance (TRC) team. Key job...to enable compliance improvements, 2) deep dive compliance hot spots and present findings/recommendations to senior… more
- Citigroup (New York, NY)
- …an Independent Risk Management perspective. + Produce thematic summaries to Senior Management on regulatory interactions and developments to provide insight ... role that requires superior problem solving and excellent oral/written communication skills ( Regulatory , Risk , Internal Audit or Compliance background a… more
- JPMorgan Chase (Jersey City, NJ)
- …and evaluate control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance **Required qualifications, ... a Technology Risk & Controls Lead- IT Risk / Information Security / Regulatory Change...ensuring that implemented controls are operating effectively and in compliance with regulatory , legal, and industry standards.… more
- Citigroup (New York, NY)
- …performed. Other job-related duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** Full ... the Board of Directors, the Committees, the Citigroup Chief Risk Officer, the Citigroup Chief Credit Officer, senior...operational processes and procedures and accuracy and timeliness of risk parameters used to determine regulatory capital… more
- JPMorgan Chase (Jersey City, NJ)
- …central to our technological resilience, offering a unique opportunity to shape the firm's tech risk strategy and enhance industry compliance . As a Tech Risk ... expertise in technology- risk disciplines, you will identify, oversee, and mitigate compliance and operational risks in line with the firm's standards. You will… more
- J&J Family of Companies (Raritan, NJ)
- …change the trajectory of health for humanity._ **Position Summary:** The Leader, Technology Regulatory Compliance - Strategy & Risk Assessment is responsible ... Description:** Johnson & Johnson is currently recruiting for a Senior Manager, Strategy & Risk Assessment! This...risk management practices to influence the evolution of Regulatory Compliance programs executed by TRC. +… more
- HSBC (New York, NY)
- …our people, our investors, our communities and the planet we all share. The Regulatory Risk Manager is responsible for supporting the US Corporate and ... Institutional Banking (CIB) business in the management, oversight, and compliance to all regulatory requirements, with a...of FINRA and SWAP Dealer licensed employees. As our Regulatory Risk Manager, FINRA Lead you will:… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Senior Manager, Regulatory Relations Group **Requisition...responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- TD Bank (New York, NY)
- …+ Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of Conduct + Keeps ... FCRM knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of Conduct… more
- TD Bank (New York, NY)
- … & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel ... more specific details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Group...areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Senior Manager, US Liquidity Risk **Requisition...responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Amazon (New York, NY)
- …programs in a rapidly growing and complex global environment. The Senior Risk Manager will work closely with compliance leads and business partners to ... of Transportation (DOT) team is seeking a high performing Senior Risk Manager to support Amazon regulated...in managing our motor carrier authority, understanding and evaluating risk , and enhancing our regulatory compliance… more
- Scotiabank (New York, NY)
- Senior Manager, IT Risk **Requisition ID:**...business controls to meet obligations with respect to operational risk , regulatory compliance risk ... limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook,… more
- MUFG (New York, NY)
- …creation, analysis and reporting of risk metrics and monitoring results to senior management. + Recordkeeping: + Support compliance with CFTC Swap Dealer ... of Job:** The position is within the Global Markets Risk and Controls - Regulatory Risk...and execution of new/existing processes and controls to detect non- compliance issues owned by front office. + Prepare responses… more
- Santander US (New York, NY)
- …and oversight for electronic payments projects, ensuring compliance with regulatory requirements, Payment Systems Risk Policy, Standards, and internal ... Senior Electronic Payments Risk Associate New...managing operational risks associated with digital payments operations, ensuring compliance with regulatory requirements, and contributing to… more
- TD Bank (New York, NY)
- …guidance on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, ... details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial...analysis of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements.… more
- TD Bank (New York, NY)
- …in KYC, EDD, or AML within a financial institution + Demonstrated expertise in high- risk customer reviews and regulatory compliance + Strong analytical, ... provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk … more
- TD Bank (New York, NY)
- …guidance on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, ... details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial...related to customers identified as posing increased financial crime risk , in compliance with the bank's Customer… more