- Scotiabank (New York, NY)
- Director, Regulatory Relations Group **Requisition ID:** 222216 **Salary Range:** 180.000,00 - 301.500,00 _Please note that the Salary Range shown is a guideline ... for every future! **Overview** The incumbent supports with delivery of the Regulatory Relations Group ("RRG") mandate in the United States and is responsible for… more
- Mizuho Corporate Bank (New York, NY)
- …the organization, and implementing necessary changes to ensure ongoing compliance. SummaryThe Regulatory Relations Team is seeking an Assistant Vice President ... About the TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for managing the... Affairs Group is responsible for managing the Bank's regulatory relationships and supervisory engagement across MUSO, ensuring that… more
- Scotiabank (New York, NY)
- Senior Manager, Regulatory Relations Group **Requisition ID:** 219600 **Salary Range:** 117.400,00 - 224.700,00 _Please note that the Salary Range shown is a ... is responsible for supporting and coordinating supervisory exam management, continuous regulatory monitoring interactions, assisting with oversight of regulatory … more
- Mizuho Corporate Bank (New York, NY)
- About the TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for managing the Bank's regulatory relationships and supervisory ... strong relationships with regulators.The group is responsible for managing regulatory examinations, reviews, continuous monitoring, inquiries, firmwide regulatory… more
- Citigroup (New York, NY)
- …including recurring liaison meetings and ad hoc information requests, to strengthen regulatory relations from an Independent Risk Management perspective. + ... across relevant risk segments to ensure a more integrated approach to regulatory relations . + Drive proactive communication with regulators and provide advice to… more
- SMBC (New York, NY)
- …employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's regulatory ... its supervisory and prudential regulators. This role reports to the Head of Regulatory Relations . **Role Objectives** + Serve as the primary Regulatory … more
- SMBC (New York, NY)
- …to its employees. **Role Description** The Regulatory Officer works with the Regulatory Relations team within SMBC's Office of the CEO Department to ... to senior management and key stakeholders. + Contribute to and support Regulatory Relations priorities and strategies including a proactive, strategic and… more
- Citigroup (New York, NY)
- …including recurring liaison meetings and ad hoc information requests, to strengthen regulatory relations from an Independent Risk Management perspective. + ... across relevant risk segments to ensure a more integrated approach to regulatory relations . + Support proactive communication strategies with regulators and… more
- MUFG (New York, NY)
- …generating roles, program management, audit/compliance, managing staff functions + Background in regulatory relations and knowledge of heightened regulatory ... one day. A member of our recruitment team will provide more details. Regulatory Affairs Office (RAO) Coordinator, Assistant Vice President Join a financial group… more
- Equitable (New York, NY)
- …and manage a diverse team, including Directors of State and Federal Government Relations and regulatory affairs professionals. Provide guidance and mentorship to ... Head of Government Relations ( 25000041 ) **Primary Location** : UNITED...Your role is pivotal in crafting and executing legal, regulatory , and policy initiatives that propel Equitable's interests forward.… more
- Scotiabank (New York, NY)
- …(Internal Controls, Compliance, Finance, Risk, Legal, Operations, Information and Technology, Regulatory Relations , Data Governance, etc.) to ensure business ... client relationships and leverage broader Bank relationships, systems and knowledge Regulatory and Controls: + Strengthen and develop the control environment by… more
- Scotiabank (New York, NY)
- …drafted to identify the steps necessary to close the findings. + Coordinate with Regulatory Relations to manage regulatory examinations by evaluating and ... management and US Compliance personnel on relevant compliance issues, the regulatory environment, and Compliance Department initiatives by actively participating in… more
- American Express (New York, NY)
- …within the General Counsel's Organization (GCO) seeks a Program Coordinator, US Regulatory Relations (USRR). As the principal intermediary between the company ... strategic role in driving a cohesive approach to supervision and in cascading key regulatory focus areas to management, and the AXP and AENB Boards. The Program… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... and inquiries with the Central Risk Transformation PMO, and assist in drafting IAG regulatory response as they relate to the Third Line's RT efforts. The Audit… more
- SMBC (New York, NY)
- …more Compliance disciplines (ie, BSA/AML, ABC, AF, Surveillance, Control Room, Testing, Regulatory Relations , etc.) + Skilled in working effectively with ... day-to-day operations. The role requires forming and maintaining effective stakeholder relations across cross-functional teams, the ability to collaborate to align… more
- Bank of America (New York, NY)
- …Procedures, and Guidelines Management + Research + Business Operations Management + Regulatory Relations + Risk Management + Valuation Ethics and Practice ... participating in the annual portfolio reviews. + Must have excellent client relations skills + Advanced communication, marketing and negotiation skills + Ability to… more
- Wells Fargo (Iselin, NJ)
- …execution, business continuity and resiliency, data solutions and services, regulatory relations , customer experience, enterprise shared services, supply ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- Capital One (New York, NY)
- …CRA Strategy and Program Management, the Government and Political Affairs Group, Regulatory Relations , and Strategy and Engagement. Through our teams, we ... management approvals, ensuring alignment with Capital One's risk appetite and regulatory requirements. + Drive innovation and process improvements in underwriting,… more
- Bank of America (New York, NY)
- …related field experience **Skills:** + Controls Management + Organizational Effectiveness + Regulatory Relations + Risk Management + Written Communications + ... Adaptability + Issue Management + Monitoring, Surveillance, and Testing + Oral Communications + Stakeholder Management + Policies, Procedures, and Guidelines Management + Process Management + Process Performance Management + Reporting + Research **Minimum… more
- Capital One (New York, NY)
- …CRA Strategy and Program Management, the Government and Political Affairs Group, Regulatory Relations , and Strategy and Engagement. Through our teams, we ... have unparalleled access to a diverse group of motivated changemakers similarly focused on the ingredients for a more perfect future. Our approach involves focusing on innovation and opportunity related to long term well being for our associates, customers,… more