- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... and limit risk exposure. From day one, you'll be empowered by the greater Regulatory Compliance team to help clients make the moves that will help them achieve… more
- Capital One (Plano, TX)
- …experience + At least 5 years of people management experience + Certified Regulatory Compliance Manager (CRCM) accreditation + Demonstrate ability to ... Plano 5 (31065), United States of America, Plano, Texas Director, Regulatory Compliance Testing The Auto Finance and Fair & Responsible Banking (F&RB)Testing… more
- Wells Fargo (Irving, TX)
- …+ SIE Certifications + CAMS (Certified anti-money laundering specialist) + CRCM (Certified regulatory compliance manager ) + CAFP (Certified AML and Fraud ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Irving, TX)
- …Tableau + Experience in Agile methodology + SIE Certifications + CRCM (Certified regulatory compliance manager ) **Program Date:** Begins summer 2025. ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Capital One (Plano, TX)
- …experience; + CIPP (Certified International Privacy Professional) certification or CRCM (Certified Regulatory Compliance Manager ) certification At this time, ... & Risk (PC&R) team is seeking a Privacy Compliance Manager with a passion for mitigating...departments, and job levels, both inside and outside the Compliance Department; and + Understanding of key regulatory… more
- KPMG (Dallas, TX)
- …or a federal or state banking agency; professional designations, such as Certified Regulatory Compliance Manager (CRCM) or commissioned examiner, are ... **Business Title:** Manager , Consumer Compliance **Requisition Number:** 118206...of recent and applicable work experience in financial services regulatory compliance with a focus on consumer… more
- Capital One (Plano, TX)
- …Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud ... Plano 3 (31063), United States of America, Plano, Texas DART Audit Manager , FCC/ Compliance Audit (Hybrid) **Capital One's Audit function is a dedicated group of… more
- Capital One (Plano, TX)
- …Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud ... 3 (31063), United States of America, Plano, Texas DART Senior Audit Manager . FCC/ Compliance Audit (Hybrid) **Capital One's Audit function is a dedicated group of… more
- Bank of America (Dallas, TX)
- …+ Professional Compliance or Audit Certification desired (eg CRCM (Certified Regulatory Compliance Manager ), CIA (Certified Internal Auditor)) + ... Audit Manager - Consumer Compliance Dallas, Texas;Charlotte,...environment while balancing multiple priorities + Working knowledge of regulatory landscape + Bachelor's Degree or equivalent years experience… more
- US Bank (Irving, TX)
- …at-all from Day One. **Job Description** The Corporate Audit Services Audit Manager supports internal audit leadership, in providing the Audit Committee and senior ... and entities where USB owns a majority (controlling) interest. The Audit Manager supports the assessment of the Company's risk and control environments within… more
- Wells Fargo (Irving, TX)
- …manner to executive leadership and law department partners. + An active Certified Regulatory Compliance Manager (CRCM) designation. **Posting End Date:** 23 ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- KPMG (Dallas, TX)
- …or a federal or state banking agency; professional designations, such as Certified Regulatory Compliance Manager (CRCM) or commissioned examiner is preferred ... Minimum three year of recent experience in financial services regulatory compliance with a focus in consumer... and safety and soundness regulations, (such as a compliance manager and/or officer, auditor, examiner, advisor,… more
- Capital One (Plano, TX)
- …Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), or Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor ... States of America, Plano, Texas DART Experienced Sr. Auditor, FCC/ Corporate Compliance (Hybrid) **Capital One's Audit function is a dedicated group of professionals… more
- Bank of America (Plano, TX)
- …Examiner (CFE) + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), + Audit / Assurance or ... Senior Audit Manager - BSA/AML including Sanctions Charlotte, North Carolina;East...engagement in governance routines, issue remediation / validation, and regulatory engagement + Provides comprehensive assessment of key products;… more
- Bank of America (Dallas, TX)
- …Administration - Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud ... Quality Assurance Manager - AML/GFC Charlotte, North Carolina;New York, New...processes and controls over strategic, credit, market, liquidity, operational, compliance , and reputational risks are adequately designed and functioning… more
- PNC (Dallas, TX)
- …be performed remotely, at the manager 's discretion. The Senior Security Manager will lead a service "Security Policy, Compliance & Maturity". ... and have an opportunity to contribute to the company's success. As a Security Manager Sr within PNC's Technology organization, you will be based in Pittsburgh, PA;… more
- Wells Fargo (Irving, TX)
- …+ Certified Internal Auditor (CIA) + Certified Public Accountant (CPA) + Certified Regulatory Compliance Manager (CRCM) + Certified Information Systems ... regulatory , or audit and or business process. + Knowledge of regulatory compliance requirements in financial industry. + Specialized knowledge or prior … more
- Bank of America (Dallas, TX)
- …Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud ... including OFAC, + Support the execution of sanctions audit as well as regulatory and partner exams by creating presentation materials and providing timely responses… more
- Bank of America (Dallas, TX)
- …+ Professional Compliance or Audit Certification desired (eg CRCM (Certified Regulatory Compliance Manager ), CIA (Certified Internal Auditor) **Skills:** ... testing) **REQUIRED QUALIFICATIONS** + Minimum of 5 years experience in Audit, Compliance , Risk, Business Controls, or other related experience + Experience in fair… more
- JPMorgan Chase (Plano, TX)
- …right candidate demonstrating careful attention to detail. Familiarity with legal inventories and regulatory compliance topics is a bonus, but interest in both ... quo and striving to be best-in-class. As a Project Manager in the Office of Legal Obligations, you will...program status + Grow familiarity with, and interest in, regulatory compliance topics + Grow familiarity with,… more