- Santander US (New York, NY)
- Compliance Officer - Markets Business Line Advisory Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global ... securities laws/regulations; draft, update and implement relevant policies/procedures; Provide regulatory/ compliance training; assist the Business in implementing… more
- Citigroup (New York, NY)
- Serves as a function/ business /product compliance risk officer as a **Senior VP for Equities Independent Compliance Risk Management (ICRM)** responsible ... on the programs. + Serving as a subject matter expert on Citi's Compliance programs. Provides expert guidance on function/ business /product regulations on a… more
- Citigroup (New York, NY)
- Serves as a senior function/ business /product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... procedures. This role is in support of the Chief Compliance Officer (CCO) of the Futures Commission...+ Serving as a subject matter expert on Citi's Compliance programs. Provides expert guidance on function/ business /product… more
- Scotiabank (New York, NY)
- Director, Markets Compliance Officer **Requisition... Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a ... Trading businesses by acting as a team leader for Markets Compliance . **What You'll Do** + Acting.... **What You'll Do** + Acting as a senior compliance officer and Compliance team… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in adhering ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $125,000 - $140,000...The Senior Manager will provide support to the overall Markets Advisory Compliance team helping with large… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Market Risk Senior Officer I for its New York, New York location. Duties: Identify and evaluate market risks associated with the Latin ... experience. 5 years of experience must include: Analyzing global financial markets , market risk, and financial models; Performing statistical analysis… more
- SMBC (New York, NY)
- …the management of compliance risk. Advisory is represented by the Chief Compliance Officer as either a member or observer of various committees such ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...regulators such as FINRA, NFA, CFTC and FRB. The Compliance Officer role may manage a coverage… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $100,000 - $140,000...working with regional testing teams across the globe. This Compliance Officer will also support other aspects… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...procedures. + Develop and execute monitoring and testing of business activities, including the annual compliance program… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is committed to ... Compliance Office provides advice, guidance and support to business units in adhering to regulatory/ compliance requirements...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is committed to ... Compliance Office provides advice, guidance and support to business units in adhering to regulatory/ compliance requirements...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Testing Compliance Officer to assist the Compliance Officers to ensure the Bank's loan, deposit products and services maintain ... deposit, and loan servicing regulations. 3. Collaborate with Chief Compliance Officer in executing the Bank's ...many factors, such as: training, transferrable skills, work experience, business needs and market demands. The base… more
- Citigroup (New York, NY)
- The Treasury Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their ... application in own job and the business . Recognized technical authority for an area...the reporting and analysis of interest rate and other market risks. + Conducts daily, weekly, and or monthly… more
- Bloomberg (New York, NY)
- …Risk and Compliance Shared Services team. **What's The Role?** As the Risk and Compliance Policy Officer , you will work with the Chief Risk Office and Global ... Compliance teams, as well as key business ...especially in Europe, Asia or USA + Familiaritywith financial markets and products including trading platform and operations **If… more
- Bloomberg (New York, NY)
- …with the Global Regulatory Engagement Lead, the Chief Risk Office and Global Compliance teams, and key Business colleagues. Your expertise will be instrumental ... It's up to you to make it happen. **Our Team:** Bloomberg's Risk and Compliance Departments play a critical role in supporting our businesses and operations around… more
- Bank of America (New York, NY)
- …to learn, grow, and make an impact. Join us! **Job Description:** The Global Markets Business Controls Office (BCO) is responsible for the creation, maintenance ... Sr. Business Controls Officer New York, New...from false-positive alerts and to ensure the lines of business are in compliance with applicable rules,… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Global Export and Trade Compliance Officer is responsible for managing and overseeing the university's compliance with US export control ... by 2040. Learn more at nyu.edu/nyugreen. Share this job (https://uscareers-nyu.icims.com/jobs/14454/global-export-and-trade- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the right job?… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... by 2040. Learn more at nyu.edu/nyugreen. Share this job (https://uscareers-nyu.icims.com/jobs/14670/chief-global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the right job?… more
- BMO Financial Group (New York, NY)
- …and surveillance activities to ensure program remains current and aligned with BMO Compliance Program. Work with business /group and internal partners to ensure ... regulatory requirements and developments. Maintain functional and regulatory expertise specific to business group, and refers to Compliance Policies & Procedures… more
- Zurich NA (New York, NY)
- AVP Underwriting Officer OR VP, Senior Underwriting Officer 120961 What can go right when you can grow your career? Now is the time to move forward and make a ... Zurich is currently looking for a Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer to...analyze and underwrite a book of new and renewal business . Underwriters will use the Zurich Way of Underwriting… more