- Interactive Brokers Group, Inc. (Greenwich, CT)
- …Interactive Brokers LLC is looking for a motivated and talented Head of Compliance Testing who is knowledgeable of US securities and/or commodities regulations and ... or law firm. The role involves designing, maintaining and managing a compliance testing program. Responsibilities Managing the firm's annual compliance testing… more
- ManpowerGroup (New York, NY)
- Our client is seeking a Employee Compliance Registrations professional to join their team. As a Employee Compliance Registrations specialist, you ... a proactive mindset, which will align successfully in the organization. **Job Title:** Employee Compliance Registrations **Location:** New York, NY or Jersey… more
- SMBC (New York, NY)
- …+ Compliance Risk Assessment + Communications and Transaction Surveillance + Employee Compliance (ie, Registrations , Outside Business Activities and ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Momentive Performance Materials Inc. (Pearl River, NY)
- …and Personal Care segment, ensuring business continuity and growth through regulatory compliance , product registrations , and customer support. You will lead ... comply with Responsible Care requirements. + Performs forward-looking regulatory and compliance activities and training. Participates as a member of applicable New… more
- ASM Global (New York, NY)
- …entity formations, foreign qualifications, annual reports, DBAs, state and local registrations , permits, and licensing compliance . + Regulatory, financial, and ... of corporate legal functions- including contract management, corporate governance, compliance , legal entity administration, and basic subpoena and litigation… more
- Citigroup (New York, NY)
- …controls: + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate ... role which will be communicated to you + Obtain and maintain all registrations /licenses which are required for your role, within the appropriate timeframe +… more
- Citigroup (New York, NY)
- …controls: + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate ... which will be communicated to you. + Obtain and maintain all registrations /licenses which are required for your role, within the appropriate timeframe.… more
- Neuberger Berman (New York, NY)
- …is looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration information to ensure ... compliance with US regulatory requirements. This role involves supporting new hires and current employees with licensing and registration matters, including working… more
- City of New York (New York, NY)
- …from this posting will be appointed on a provisional basis. As a provisional employee , you will be required to take and pass the next Associate Public Health ... 1. Ensuring assigned facility maintains environmental, health and safety (EHS) compliance , in accordance with Agency policies and guidelines, bureau and division… more
- Warner Bros. Discovery (New York, NY)
- …international, talent, and consumers. + Oversee management of data privacy registrations and compliance documentation across multiple jurisdictions. + Develop ... and technology stakeholders, and manage a range of issues involving consumer, employee , talent, and enterprise data operations. This candidate will work with… more
- Dow Jones (New York, NY)
- …be responsible for prospecting and closing new sponsorship sales and group registrations for events associated with Dow Jones Risk Journal and related publications, ... new sponsorships for content that appears in the Export Compliance Manager Journal. With a drive to pursue revenue...Support + Commuter Transit Program + Subscription Discounts + Employee Referral Program Learn more about all our **US… more
- Robert Half Finance & Accounting (New York, NY)
- …including onboarding new hires and processing terminations. * Handle state tax registrations across multiple states to ensure compliance with local regulations. ... with a strong background in full-cycle payroll processing and multi-state tax compliance . The position requires close collaboration with Human Resources to ensure… more
- Citigroup (New York, NY)
- …Work closely with various functions, such as Business, Technology, Risk, and Compliance to ensure an efficient and safe automated market making system. Utilize ... in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order...be communicated to you + Obtain and maintain all registrations /licenses which are required for your role, within the… more
- Citigroup (New York, NY)
- …+ Coordinate daily with Citi Technology, product business teams, Compliance , and the broader Velocity Organization, representing the data-driven perspective ... analysis. III. Risk & Control + Obtain and maintain all necessary registrations /licenses within the required timeframe. + Implement and maintain strong governance… more
- 32BJ Benefit Funds (New York, NY)
- …+ Ensure models and pipelines incorporate privacy, security, and compliance controls (eg, PII tagging, RBAC, encryption), supporting applicable frameworks ... and lineage. + Experience supporting MDM, metadata management, and compliance requirements. + Experience with orchestration/transformation tools (eg, dbt, Airflow,… more
- Neuberger Berman (New York, NY)
- …operational enablement for the SMA business. Partnering with Portfolio Management, Legal/ Compliance , Technology, Sales, RFPs, and Performance, you will align siloed ... other stakeholders. + Liaise with Portfolio Managers, Legal & Compliance , Technology, Sales and RFP teams as an SMA...Bachelor's degree required. + FINRA Series 7 and 66 registrations a plus. Neuberger Berman is unable to offer… more
- Osmose Utilities Services (New York, NY)
- …milestones, and goals, while being mindful of safety quality, and compliance . Education and/or Experience: High school diploma or general education degree ... profit center and/or type of service. Certificates, Licenses, and/or Registrations : Must possess a valid state driver's license with...Demands: While performing the duties of this job, the employee is regularly required to stand and walk. They… more
- City of New York (New York, NY)
- …Associate will perform a wide variety of duties related to employee and labor relations, including contract administration; grievance and arbitration issues; ... settlements and mediation of disputes on disciplinary and contractual matters; and employee relations concerns. Please note: the candidate that will be selected… more
- Westside Federation for Senior Supportive Housing (New York, NY)
- …Assistant Director of Leasing will report to the Director of Leasing and Compliance and will supervise a Leasing Specialist. The primary responsibility of the ... Housing Connect log tracking, lease package preparation, conducting lease signings, initial rent registrations to HCR, and other tasks as needed + Track and monitor… more
