- CIBC (New York, NY)
- …Line of Business policies, standards, guidelines, and controls. **AUTHORITIES/DECISION RIGHTS** + The Prime Brokerage Market Risk Manager operates with ... which he/she is responsible. **JOB DIMENSIONS** + As a subject matter expert, the Prime Brokerage Market Risk Manager may be called upon to contribute… more
- TD Bank (New York, NY)
- …Description:** **Job Posting Title:** Senior Manager, Product Control - Securities Financing/ Prime Services/ Prime Brokerage The **Wholesale Banking Finance ... This role will liaise with Front Office, Information Technology, Risk , Finance and other control functions and key stakeholders....in the Product Control team supporting the Securities Financing, Prime Services and Prime Brokerage … more
- Citigroup (New York, NY)
- …**Qualifications:** + 6-10 years of relevant experience related to FX Prime Brokerage and or the broader FX market . + Technical and operational understanding ... Job Description The FX Prime Brokerage (FXPB) Product Specialist is...operational capabilities, solving client pain points and improving platform risk and controls. + Define problem statements and prepare… more
- Marex (New York, NY)
- …General front-to-back knowledge of the flow for trading/clearing/operational process of prime services/ brokerage business preferable + Experience in exchange and ... is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the...to resolution, this role requires a close partnership with Prime Services teams and the wider IT group. Marex… more
- Marex (New York, NY)
- …traded futures & options, equity & forex OTC clearing and prime brokerage . Institute, develop and expand Marex's quantitative risk framework to effectively ... Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities… more
- JPMorgan Chase (New York, NY)
- …contact for and partner with colleagues from Markets Trading and Structuring, Prime Brokerage , Investor Client Management, Treasury & Security Services, Legal, ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the...credit agreements + Solid understanding of financial products and market dynamics + Strong interest in client interaction and… more
- Bank of America (New York, NY)
- …in a timely manner -Processing Mandatory and Voluntary Corporate Actions for our Prime Brokerage clients. -Reconciling cash / securities for our clients, ... Market Support Analyst - Asset Services New York,...large scale initiatives to drive operational excellence, reduce the risk profile, and be an integral part of the… more
- Marex (New York, NY)
- …review, and negotiate client-facing contracts supporting multiple business lines including: prime brokerage , ISDA, OTC swaps documentation, securities lending, ... Lending Agreements + Futures & Options Execution and Clearing Agreements + Prime Brokerage Agreements, including related custody agreements + Trade Confirmations… more
- JPMorgan Chase (New York, NY)
- …on optimizing performance for quantitative strategies, in close collaboration with JPM's prime brokerage coverage and sales desks. Our electronic trading ... products are fully integrated with the firm's prime brokerage services, which include leveraged financing and securities lending. In this client-facing role, you… more
- HSBC (New York, NY)
- …quality and risk alignment. + Collaborate with internal stakeholders across prime brokerage , operations, and legal to support new client onboarding and ... including hedge funds, pension funds, and asset managers. + Market and execute equity finance and delta one products,...or a related role within an investment bank or prime brokerage . + Strong understanding of equity… more
- Scotiabank (New York, NY)
- …a large bank. + Direct experience with equity derivatives and synthetic prime brokerage services, including negotiation of Master Confirmation Agreements under ... our clients an important bridge to this key global market for trade and investment flows across the Americas...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- Wells Fargo (New York, NY)
- …Fargo is seeking a Lead Capital Markets Java Software Engineer to join our Prime Brokerage /Equity Finance & Futures (EF&F) Technology group. As a Feature team ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance),… more
- Citigroup (New York, NY)
- …across Global Markets, including: High Touch Cash Sales Trading, Program Trading , Prime Brokerage , Advisory and Derivatives Sales in order to grow Citi's ... in close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance in order to ensure appropriate governance and… more
- Citigroup (New York, NY)
- …the US residential mortgage sector, with particular focus on the non-agency market including credit risk transfer deals, seasoned performing, re-performing and ... non-performing collateral, new origination prime and near prime collateral, HELOC and...principal and agent), and provides whole loan advisory and brokerage services to large institutional clients, including the GSEs.… more
- Citigroup (New York, NY)
- …and Derivatives) where Citi is consistently a dominant top 3 player in the market , Equity (Cash, Derivatives, Prime Brokerage , Futures, Listed Derivs, FXPB) ... & Client booking queries and exception management. + Facilitating risk close out for market transactions, as an invested Structured Products partner and advisor… more
- Citigroup (New York, NY)
- …and Derivatives) where Citi is consistently a dominant top 3 player in the market , Equity (Cash, Derivatives, Prime Brokerage , Futures, Listed Derivs, FXPB) ... to create, explore and be adventurous whilst taking measured risk , adopting safe practices to protect the firm. Data...adopt a proactive approach to identifying opportunities to reduce risk through the continuous evaluation of our controls; to… more