- Scotiabank (New York, NY)
- Director, Regulatory Relations Group **Requisition ID:** 222216 **Salary Range:** 180.000,00 - 301.500,00 _Please note that the Salary Range shown is a guideline ... for every future! **Overview** The incumbent supports with delivery of the Regulatory Relations Group ("RRG") mandate in the United States and is responsible for… more
- Mizuho Corporate Bank (New York, NY)
- …the organization, and implementing necessary changes to ensure ongoing compliance. SummaryThe Regulatory Relations Team is seeking an Assistant Vice President ... About the TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for managing the... Affairs Group is responsible for managing the Bank's regulatory relationships and supervisory engagement across MUSO, ensuring that… more
- Scotiabank (New York, NY)
- Manager, Regulatory Relations Group **Requisition ID:** 219603 **Salary Range:** 90.000,00 - 167.200,00 _Please note that the Salary Range shown is a guideline ... responsible for supporting and coordinating supervisory exam management, continuous regulatory monitoring interactions, and reporting to internal Bank senior… more
- Citigroup (New York, NY)
- …including recurring liaison meetings and ad hoc information requests, to strengthen regulatory relations from an Independent Risk Management perspective. + ... across relevant risk segments to ensure a more integrated approach to regulatory relations . + Drive proactive communication with regulators and provide advice to… more
- SMBC (New York, NY)
- …employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's regulatory ... its supervisory and prudential regulators. This role reports to the Head of Regulatory Relations . **Role Objectives** + Serve as the primary Regulatory … more
- Citigroup (New York, NY)
- …including recurring liaison meetings and ad hoc information requests, to strengthen regulatory relations from an Independent Risk Management perspective. + ... across relevant risk segments to ensure a more integrated approach to regulatory relations . + Support proactive communication strategies with regulators and… more
- American Express (New York, NY)
- …will work closely with Compliance, Regulatory Exam Lifecycle Management, US Regulatory Relations , and Operational Risk stakeholders to ensure timely and ... in a safe, sound, and fully compliant manner with all applicable regulatory expectations. GRC creates and maintains the overall risk management framework, performs… more
- MUFG (New York, NY)
- …generating roles, program management, audit/compliance, managing staff functions + Background in regulatory relations and knowledge of heightened regulatory ... one day. A member of our recruitment team will provide more details. Regulatory Affairs Office (RAO) Coordinator, Assistant Vice President Join a financial group… more
- Equitable (New York, NY)
- …and manage a diverse team, including Directors of State and Federal Government Relations and regulatory affairs professionals. Provide guidance and mentorship to ... Head of Government Relations ( 25000041 ) **Primary Location** : UNITED...Your role is pivotal in crafting and executing legal, regulatory , and policy initiatives that propel Equitable's interests forward.… more
- Bank of America (New York, NY)
- … Regulatory Compliance + Reporting + Business Acumen + Process Management + Regulatory Relations + Scenario Planning and Analysis + Strategic Thinking + ... internal stakeholders on important policy issues and supporting the Government Relations teams in building and maintaining relationships with public officials, trade… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... Express' Internal Audit Methodology, internal policies and standards, and regulatory expectations, while consistently delivering with quality and professionalism. +… more
- Scotiabank (New York, NY)
- …(Internal Controls, Compliance, Finance, Risk, Legal, Operations, Information and Technology, Regulatory Relations , Data Governance, etc.) to ensure business ... client relationships and leverage broader Bank relationships, systems and knowledge Regulatory and Controls: + Strengthen and develop the control environment by… more
- Scotiabank (New York, NY)
- …drafted to identify the steps necessary to close the findings. + Coordinate with Regulatory Relations to manage regulatory examinations by evaluating and ... management and US Compliance personnel on relevant compliance issues, the regulatory environment, and Compliance Department initiatives by actively participating in… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... colleagues and co-sourced resources + Oversee and manage any external reviews and regulatory requests related to QAIP activities and processes + Develop and drive… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... and inquiries with the Central Risk Transformation PMO, and assist in drafting IAG regulatory response as they relate to the Third Line's RT efforts. The Audit… more
- SMBC (New York, NY)
- …more Compliance disciplines (ie, BSA/AML, ABC, AF, Surveillance, Control Room, Testing, Regulatory Relations , etc.) + Skilled in working effectively with ... day-to-day operations. The role requires forming and maintaining effective stakeholder relations across cross-functional teams, the ability to collaborate to align… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... including testing control effectiveness with analytics-based testing + Analyze regulatory and industry cybersecurity requirements and frameworks over risk… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... related to information technology, information security and related processes against regulatory requirements and industry best practices. This is an exceptional… more
- Capital One (New York, NY)
- …CRA Strategy and Program Management, the Government and Political Affairs Group, Regulatory Relations , and Strategy and Engagement. Through our teams, we ... management approvals, ensuring alignment with Capital One's risk appetite and regulatory requirements. + Drive innovation and process improvements in underwriting,… more
- Bank of America (New York, NY)
- …functions across the bank such as talent acquisition, compensation, employee relations , regulatory compliance, performance management, and employee engagement ... management of our company. This includes accounting, financial and regulatory reporting, balance sheet management, financial planning and analysis, treasury,… more