- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... US Compliance Monitoring ...businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... compliance initiatives to help manage regulatory risk. Compliance Monitoring and Testing + Assist with...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage ... a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance … more
- TD Bank (New York, NY)
- …along with the ability to handle multiple assignments at the same time. The Senior Compliance Office provides advice, guidance and support to business units in ... work and statuses to a variety of audiences (including senior management), coordination with other Compliance workstreams...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- BMO Financial Group (New York, NY)
- …training needs and helps develop training based on gaps identified through the compliance monitoring and testing. + Identify enhancements to business group ... assist in the implementation, maintenance and administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring , testing… more
- Arena Investors LP (New York, NY)
- In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's risk management framework. ... This position requires close collaboration with the Chief Risk Officer , where you will provide vital insights and contribute to strategic decision-making processes… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's ... before submission + Provide strategic guidance and regular updates to senior management regarding significant matters being handled, including but not limited… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior VP for Equities Independent Compliance Risk Management (ICRM)** responsible ... a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance … more
- Trexquant Investment (Stamford, CT)
- …pushes the boundaries of quantitative finance. We are seeking a Chief Compliance Officer (CCO) to join our senior leadership team, overseeing compliance ... investment adviser for private funds. + Maintain and enhance compliance frameworks, policies, and monitoring systems. +...risk assessments and report findings to the CEO and senior leadership. + Represent compliance in investor… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... the compliance program at an asset management firm in Manhattan,...manuals, policies, and procedures. + Engage with and advise senior management and staff on all issues concerning US… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... by 2040. Learn more at nyu.edu/nyugreen. Share this job (https://uscareers-nyu.icims.com/jobs/14670/chief-global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the right job?… more
- City of New York (New York, NY)
- …integration, and operational strategy; - Supporting the Senior Program Officer in liaising with nonprofit service providers, monitoring operations and ... predatory practices and strives to create a culture of compliance . Through its community outreach and the work of...Adams Administration's State of the City Address. The Program Officer will work closely with the Senior … more
- City of New York (New York, NY)
- …include, but are not limited to: - Assisting the Senior Program Officer in liaising with nonprofit service providers, monitoring operations and service ... predatory practices and strives to create a culture of compliance . Through its community outreach and the work of...improve their financial health and economic mobility. The Program Officer will report to the Senior Program… more
- MTA (New York, NY)
- Cybersecurity Officer - Manager Cloud Security Job ID: 9705 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... IT CISO Date Posted: Mar 11, 2025 Description JOB TITLE: Cybersecurity Officer - Manager Cloud Security SALARY RANGE: $144,450.00 - $191,000.00 HAY POINTS: 805… more
- City of New York (New York, NY)
- …to financial inclusion, and can effectively manage multiple projects and timelines. The Program Officer will report to a Senior Program Officer , who oversees ... predatory practices and strives to create a culture of compliance . Through its community outreach and the work of...all New Yorkers. OFE is currently seeking a Program Officer to join OFE's Asset Building team, whose primary… more
- CUNY (New York, NY)
- Chief Diversity Officer **POSITION DETAILS** **ABOUT JOHN JAY COLLEGE** John Jay College of Criminal Justice, an internationally recognized leader in educating for ... justice, is a senior college of the City University of New York...access and excellence in higher education. **POSITION OVERVIEW** + Monitoring recruitment, appointment, and retention processes for all faculty… more
- Bank of America (New York, NY)
- GCIB Business Controls Officer , Communications Review & Enterprise Programs Associate / VP New York, New York **Job Description:** Global Corporate & Investment ... controls for electronic communication and other enterprise programs. **RESPONSIBILITIES** **Communication Monitoring ** + Serve as an escalation point for review team… more
- Citizens (New York, NY)
- Description The Chief Consumer Credit Officer is responsible for leading the strategic direction, policy development, and oversight of the consumer credit portfolio, ... or participant of key governance committees including the Credit Policy Committee, Compliance and Operational Risk Committee, ACL Committee, and the Enterprise Risk… more
- Bank of America (New York, NY)
- …and documenting credit risk for a portfolio of clients. Key responsibilities include monitoring changes in credit profiles, compliance with credit agreements as ... Credit Officer - Global Corporate & Investment Banking -...clients and are responsible for structuring, underwriting, negotiating and monitoring financing solutions for their clients associated with syndicated… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Business Development Officer (BDO) to support our Channel Finance. The BDO will partner with coverage teams to deepen ... for approval + Strategically collaborate and consult with peers, colleagues, mid to senior level managers to resolve client issues and achieve business objectives +… more