- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... **Work Location** : New York, New York, United States of America **Hours:** 40...objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... **Work Location** : New York, New York, United States of America **Hours:** 40 **Line... US Compliance Monitoring and Testing Team and Core Compliance… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage ... Risk Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $176,720.00 -… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is ... to handle multiple assignments at the same time. The Senior Compliance Office provides advice, guidance and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is ... more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of… more
- Scotiabank (New York, NY)
- …Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US sales and trading businesses and coordinating with ... In this role, you will provide senior compliance support for the Scotiabank US Sales...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- Citigroup (New York, NY)
- …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management and ... as appropriate. Based in New York, the Ethics Lead Officer will report to an Ethics Sr Group Manager...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Zurich NA (New York, NY)
- AVP Underwriting Officer OR VP, Senior Underwriting Officer 120961 What can go right when you can grow your career? Now is the time to move forward and make ... leading the next evolution of the insurance industry. Join us in building a brighter future for our people,...Zurich is currently looking for a Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer… more
- Santander US (New York, NY)
- Compliance Officer - Markets Business Line Advisory Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global ... brand more widely; Work collaboratively with the Global and US Compliance teams where necessary to ensure...with the ability to effectively influence others and engage senior stakeholders and foster collaboration amongst Compliance ,… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Market Risk Senior Officer I for its New York, New York location. Duties: Identify and evaluate market risks associated with the Latin ... and approve limits risk framework for these desks. Monitor compliance with risk limits/triggers. Ensure limits are properly set...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Bank of America (New York, NY)
- Senior Trust Officer New York, New York...GED / Secondary School or equivalent. **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 ... a successful career with opportunities to learn, grow, and make an impact. Join us ! **Job Description:** This job is responsible for managing a book of fiduciary and… more
- American Red Cross (Greenwich, CT)
- …Career is a Force for Good!** **The American Red Cross is currently seeking a Senior Corporate Regional Philanthropy Officer to support New York City and the ... be part of the world's largest humanitarian network?_** **Join us -Where your Career is a Force for Good!** **Job...officer to join our development team as a Senior Regional Philanthropy Officer . The ideal candidate… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior VP for Equities Independent Compliance Risk Management (ICRM)** responsible ... Risk Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $176,720.00 -… more
- City of New York (New York, NY)
- …Agreement between NYCHA, the Department of Housing & Urban Development (HUD), and the US District Court, Southern District of New York (SDNY), NYCHA has been working ... Plan in collaboration with the Federal Monitor and sets forth various compliance related targets for NYCHA across major operational areas. The Office of… more
- SMBC (New York, NY)
- …SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of ... of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's… more
- City of New York (New York, NY)
- …detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful candidate will have ... ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked...train, lead, and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
- Mastercard (Harrison, NY)
- …control framework. Key Responsibilities: 1. Report and work closely with the MTS Chief Compliance Officer to determine the effectiveness of the Compliance ... greatest potential._ **Title and Summary** VP, Mastercard Transaction Services, US BSA/AML Officer MTS Overview: Mastercard Transaction...Compliance areas and report quarterly to the MTS US Board on the status of the Compliance… more
- Bloomberg (New York, NY)
- …program and have the ability to identify, and escalate top and emerging risks to Senior Management and Risk / Compliance Management. **We'll Trust You To:** + ... quality and accuracy we're known for. It's what keeps us inventing and reinventing, all the time. Our culture...to make it happen. **Our Team:** Bloomberg's Risk and Compliance Departments play a critical role in supporting our… more