- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Testing Compliance Officer to assist the Compliance Officers to ensure the Bank's loan, deposit products and services ... relative to lending, deposit, and loan servicing regulations. 3. Collaborate with Chief Compliance Officer in executing the Bank's Compliance Management… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine… more
- NatWest Markets (Stamford, CT)
- …**Swap Dealer Testing VP (2LOD)** Reporting to the Senior Monitoring and Testing Compliance Assurance Officer this role is responsible for assessing ... compliance risks and controls within the Swap Dealer testing program. The candidate will be part of an...program. The candidate will be part of an effective Compliance Assurance testing program and will be… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing plan + Determine scope of reviews; build detailed review steps; ... globally + Assist in identifying areas for enhanced Monitoring, Testing or training Core Compliance + Develop...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... more specific details for this role. **Job Description:** This Compliance Officer is a key member of...Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute… more
- Scotiabank (New York, NY)
- Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180.000,00 - 301.500,00 _Please note that the Salary Range shown is a guideline ... . **What You'll Do** + Acting as a senior compliance officer and Compliance team... compliance -related issues identified in internal audits and Compliance Testing reviews. + Playing a key… more
- Citigroup (New York, NY)
- …on internal policies and procedures. This role is in support of the Chief Compliance Officer (CCO) of the Futures Commission Merchant and covers the FDC ... Serves as a senior function/business/product compliance risk officer for Independent ...inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is committed to providing fair ... this role. **Job Description:** **Preferred Qualifications:** TD Securities' Regulatory Compliance Management Framework (RCM) is implementing new programs and… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... rules, regulations, and procedures. + Develop and execute monitoring and testing of business activities, including the annual compliance program review,… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior VP for Equities Independent Compliance Risk Management (ICRM)** responsible for ... inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance... testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM… more
- Bloomberg (New York, NY)
- …It's up to you to make it happen. **Our Team:** Bloomberg's Risk and Compliance Departments play a critical role in supporting our businesses and operations around ... pro bono program. The Chief Risk Office and Global Legal and Compliance teams provide coverage of Bloomberg's regulated entities and products, including support… more
- BMO Financial Group (New York, NY)
- …Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program remains current and aligned ... compliance controls. + Perform and/or effectively challenge monitoring and testing activities to ensure regulatory compliance controls are operating and… more
- City of New York (New York, NY)
- …to enhance community safety and decrease recidivism. We are seeking an ADA Compliance Specialist with expertise in web development to ensure our digital products ... and evaluations of websites, applications, and digital content to ensure compliance with MOPD and ADA requirements. -Collaborate with developers, designers, and… more
- Charles B. Wang Community Health Center (Manhattan, NY)
- Full-Time Chief Information Officer Reports to: Chief Executive Officer 168 Centre Street Manhattan, New York, 10013 United States About the Organization: ... and service to the community. Position Summary: The Chief Information Officer (CIO) provides strategic and operational leadership for information technology,… more
- MTA (New York, NY)
- Cybersecurity Officer - Manager Cloud Security Job ID: 9705 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... IT CISO Date Posted: Mar 11, 2025 Description JOB TITLE: Cybersecurity Officer - Manager Cloud Security SALARY RANGE: $144,450.00 - $191,000.00 HAY POINTS: 805… more
- City of New York (New York, NY)
- …computer operations, telecommunications, and document management. The Deputy Chief Technology Officer (DCTO) for Application and Development is a critical leadership ... limited to the following: Strategic Leadership: Collaborate with the Chief Technology Officer (CTO) and other senior leaders to define and execute the organization's… more
- MTA (New York, NY)
- …and regulatory training to support Metro-North operational needs and regulatory compliance , including initial and refresher training, testing , qualifications, ... Chief Operations Training Officer Job ID: 11797 Business Unit: Metro-North Railroad...timely, and accurate recordkeeping and reporting of training and testing events, in compliance with all Metro-North,… more
- MTA (White Plains, NY)
- Training Officer - Maintenance of Way (MofW) Job ID: 11382 Business Unit: Metro-North Railroad Location: White Plains, NY, United States Regular/Temporary: Regular ... Training Date Posted: Apr 14, 2025 Description POSTING NO. 11382 JOB TITLE: Training Officer - Track DEPT/DIV: Maintenance of Way (M of W) WORK LOCATION: North White… more
- Citigroup (New York, NY)
- …on issues such as model analytics and reports. Collaborate in the development and testing of new analytical software to ensure compliance with user requirements, ... Citibank, NA seeks a Model/Analysis/Validation Senior Officer for its New York, NY location. Duties:...a platform for executing Credit Loss Models for stress testing on Citi's Wholesale portfolio. Create frameworks for advanced… more
- Bank of America (New York, NY)
- …LOB supervisors and senior management/COOs and other support functions (eg, Compliance , Enterprise Independent Testing (EIT), Risk, Operations and Technology, ... Sr. Business Controls Officer New York, New York **Job Description:** At...relating to non-financial risk, including but not limited to compliance with regulatory rules and guidance as well as… more