- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... Change Management + Compliance Alerts and other Communications Governance and Reporting : The Regulatory Governance Team is responsible for producing management… more
- SMBC (New York, NY)
- …not limited to: + Serving as Head Office liaison and coordinating Head Office reporting . + Managing Regulatory Relations policies, standards and procedures . + ... a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Relations and Public Policy Group ("RRPP") is dedicated to managing… more
- SMBC (New York, NY)
- …will transform and drive transparency in SMBC Americas Division's senior management and regulatory reporting on forecasts and actuals. The VP will work with ... driving execution of semi-annual strategic planning and monthly management reporting , quarterly Board and regulatory reporting and ad hoc reporting … more
- Neuberger Berman (New York, NY)
- …managed accounts (SMAs). + Extensive experience with trade management workflows, regulatory reporting , incident oversight, and operational KPIs/SLAs; ability to ... resolve front-to-back issues impacting execution, risk, performance attribution and reporting . The role centralizes Aladdin problem-solving, builds operating playbooks,… more
- Neuberger Berman (New York, NY)
- …applications, updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete ... day-to-day processing of registration information to ensure compliance with US regulatory requirements. This role involves supporting new hires and current employees… more
- NatWest Markets (Stamford, CT)
- …and regions. Delivering high quality and consistent financial, statutory, regulatory and management reporting outputs.You'llcomply withrelevant policies and ... Associate,you'llbe responsible foroverseeing the daily P&L and monthly balance sheet reporting within NatWest Marketsoperatingin the United States. This will help… more
- Formation Bio (New York, NY)
- …evaluation to pre-close. Coordinate cross-functional workstreams (Clinical, CMC, Regulatory , Nonclinical, QA, Commercial, Finance, Legal/IP). Maintain trackers, RAID ... frameworks for diligence and integration. Enhance Smartsheet-based dashboards, workflows, and reporting tools for portfolio governance. Identify and implement AI and… more
- Legend Biotech USA, Inc. (New York, NY)
- …and conductPerforms all administrative functions required for the position, including reporting call activity and customer information into the appropriate call ... reporting system in a timely manner, submitting expenses, etcReports...with Corporate, PhRMA, and OIG guidelinesStrict compliance with all regulatory agencies, state, and federal law is requiredAdheres to… more
- Yale New Haven Health (Old Greenwich, CT)
- …NP/PA ensures appropriate documentation within the accordance of hospital and regulatory requirements and protects information of all forms, whether computer-based, ... to patient care. * Ensures compliance with patient related healthcare regulatory requirements, standards and recommendations. 5. Professional Development * The NP/PA… more
- Yale New Haven Health (Old Greenwich, CT)
- …NP/PA ensures appropriate documentation within the accordance of hospital and regulatory requirements and protects information of all forms, whether computer-based, ... to patient care. * Ensures compliance with patient related healthcare regulatory requirements, standards and recommendations. 5. Professional Development * The NP/PA… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Relations and Public Policy Group ("RRPP") is dedicated to managing ... supervisory engagements and advising on governmental and regulatory strategy in support of SMBC's enterprise goals and...and timely data and documentation to support updates and reporting to senior management and key stakeholders. + Contribute… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Relations and Public Policy Group ("RRPP") is dedicated to managing ... supervisory engagements and advising on governmental and regulatory strategy in support of SMBC's enterprise goals and business strategies. The Regulatory … more
- Neuberger Berman (New York, NY)
- …relationships from contracting to implementation. + Lead crucial administrative and regulatory tasks including Cerulli reporting , ADV mailings and proxy ... manner. + Ability to synthesize data from multiple systems and provide actionable reporting . + Strategic thinker with a hands-on approach; able to align siloed… more
- Fusion Medical Staffing (New York, NY)
- …standards Conduct comprehensive assessments of patients' conditions, documenting changes and reporting concerns to the care team Prepare patients for diagnostic ... Adhere to hospital safety protocols, infection control guidelines, and regulatory standards Required Essential Skills: Critical thinking, service excellence, and… more
- Fusion Medical Staffing (New York, NY)
- …standards Conduct comprehensive assessments of patients' conditions, documenting changes and reporting concerns to the care team Prepare patients for diagnostic ... to home Adhere to hospital safety protocols, infection control guidelines, and regulatory standards The ability to read, write, and communicate in the English… more
- NatWest Markets (Stamford, CT)
- …enhance visibility of tail risks,accomplishedthrough use of risk engine and reporting systems, trade booking systems and stress systems. Communicate risk management ... effective and improved risk management capabilities. This includes the building of automated reporting tools / new stress scenarios / working with other functions to… more
- Henkel (Stamford, CT)
- …optimization (MOQ, Incoterms, Lead Time). + Ensure consistent global documentation and reporting on supply disruptions and defined supply resilience KPIs in the ... certificates, and traceability records. + Partner with cross-functional teams (Quality, Regulatory , and Supply Chain) to resolve supplier non-conformances and ensure… more
- United Nations Federal Credit Union (New York, NY)
- …manage, and optimize data pipelines, providing the foundation for accurate reporting Develop high-impact visual presentations that connect data trends to business ... Pricing Committee, ALCO, Board of Directors, and other various regulatory agencies Prepare presentations (including organizing and coordinating content),… more
- Jet Aviation (White Plains, NY)
- …role supporting the open sharing of information on all safety issues and reporting all safety hazards and concerns + Responsible for making an immediate report ... Aviation as one company internally and externally with industry groups, regulatory bodies and the General Dynamics network. **Main Responsibilities Cont.** **Desired… more
- SMBC (New York, NY)
- …drive efforts related to Liquidity Strategy across the Combined US Operations (CUSO). Reporting to the head of Liquidity Strategy, the candidate will be expected to ... underlying analyses and meeting materials for senior management committees and regulatory communications on spot and forward-looking strategies + Develop strong… more
