- Edward Jones (Tempe, AZ)
- …(FIF), Bond Dealer Association (BDA), and internally with Regulatory Affairs, Legal, Compliance , Trading , and other internal business partners. + Develop, ... To meet our goal, the Fixed Income Best Execution Manager is responsible for managing the Best Execution policies...lead the industry and reinforce the firm's culture of compliance . Expert management of order routing, automated trading… more
- Coinbase (Phoenix, AZ)
- …Markets, trusted custody solutions, and dedicated crypto prime brokerage. As a Product Manager on Coinbase Institutional, you will play a critical role in developing ... our objectives in the global cryptoeconomy, set the standard of institutional trading and financing, and build a more innovative financial system. You will… more
- Coinbase (Phoenix, AZ)
- …Providing senior compliance oversight to all aspects of CCM, including trading , reporting, policies and procedures and training. * Coordinate closely with cross ... and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional Product Group to develop effective … more
- Arizona Public Service (Phoenix, AZ)
- Manager Resource Acquisition Apply now " Date: Oct 25, 2025 Location: PHOENIX, AZ, US, 85004-3903 Company: APS Arizona Public Service generates reliable, affordable ... vision of creating a sustainable energy future for Arizona. Summary The Manager Resource Acquisition oversees the negotiation and management of the Company's… more
- LEGOLAND (Tempe, AZ)
- …and seasonal sales strategies. + Oversee stock flow and timing to optimize key trading periods and maintain IP compliance . + Ensure operational excellence in ... right up and lead the fun! As our Retail Manager - Cluster, you'll oversee Retail operations at Sea...identify trends, recommend improvements, and celebrate wins. + Maintain compliance with all internal audits, Health & Safety standards,… more
- Deloitte (Tempe, AZ)
- …or supporting systems related to any of the following topics: trading , operations, lending, core banking platforms, compliance monitoring, regulatory ... Financial Services Manager - Regulatory & Financial Risk Our Deloitte...Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements with enhancing… more
- Raymond James Financial, Inc. (Phoenix, AZ)
- …Position Report (LOPR), etc.) + Collaborates with other business units (Brokerage Operations, Trading , Compliance , IT, and Legal) + Assists and provides input in ... regulatory reporting, specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data submissions. **_A… more
- Love's Travel Stops & Country Stores (Phoenix, AZ)
- …the team to identify ways to improve effectiveness; partner with the Terminal Manager to implement improvements. + Ensure compliance with operating procedures to ... Travel Stops and Country Stores, Musket Corporation specializes in commodity supply, trading , and logistics across North America and provides expertise on both the… more
- Bank of America (Phoenix, AZ)
- …learn, grow, and make an impact. Join us! The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or more lines of ... facts of the investigation to assist in identifying potential operational or compliance risks, and completing Suspicious Activity Reports (SAR) in a timely and… more
- US Bank (Tempe, AZ)
- …crucial in maintaining and improving dataset integrity, ensuring regulatory compliance , and improving operational efficiency. Essential Functions Data Integration ... and unstructured data from multiple systems such as accounting software, trading platforms, financial databases, and market feeds. Database Design and Optimization:… more
- Bank of America (Chandler, AZ)
- …+ Business Acumen + Customer and Client Focus + Issue Management + Regulatory Compliance + Active Listening + Oral Communications + Problem Solving + Risk Management ... + Trading + Adaptability + Attention to Detail + Valuation...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Bank of America (Chandler, AZ)
- …+ Customer and Client Focus + Issue Management + Oral Communications + Regulatory Compliance + Active Listening + Adaptability + Problem Solving + Risk Management + ... Attention to Detail + Business Acumen + Trading + Valuation Ethics and Practice Standards **Minimum Education...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more