- Capital One (New York, NY)
- Director , Head of Surveillance As the Director , Head of Surveillance , part of Capital One's Compliance organization you will manage Capital One's ... Electronic Communications Surveillance Program and Trade Surveillance for Capital...be regularly worked. Sales Territory: $181,800 - $207,500 for Director , Risk Management McLean, VA: $200,100 - $228,400 for… more
- SMBC (Jersey City, NJ)
- …employees. **Role Description** SMBC's Compliance Department is seeking a highly skilled Executive Director , Head of Communications Surveillance to lead and ... framework across the Americas. This role reports directly to the Managing Director , Head of Surveillance , Control Room, and Conflicts of Interest and is… more
- TD Bank (New York, NY)
- … framework across trade and communications monitoring. The incumbent will report to the Director of Surveillance Quality Assurance and will be part of the ... Team. The SIU in turn reports to the Global Head of Surveillance . This incumbent will ensure...Surveillance Quality Assurance Manager will work with the Director of Surveillance Quality Assurance to: +… more
- SitusAMC (New York, NY)
- …team covering the US region. The successful candidate will report to the SLF Global Head of CRE based in London. The primary responsibility is to lead and manage a ... a specific focus on credit terms. + Maintain continuous Surveillance and oversight responsibilities of existing book, noting any...**Key Accountabilities** + Work closely with the Non-US Regional Head to support the Head of SLF… more
- TD Bank (New York, NY)
- …this role. **Job Description:** Reporting to the MD, Business Management, Strategy & Surveillance , you will represent the Global Head of Electronic trading with ... of business strategy. As an extension of the Global Head of Electronic trading, you will act as a...fully consider end-to-end perspectives globally. + Partner with the Director of colleague experience is appropriately captured as part… more
- Wells Fargo (New York, NY)
- …and Investment Banking (CIB) Markets COO division is seeking an Executive Director to join the CIB Markets Business Aligned Supervisory Support (BASS) team. ... Regulation W. The successful candidate will report to the Head of BASS and will work closely with the...business and wider organization including but not limited to surveillance , conflicts of interest, and compliance with regulations, including… more
- RWJBarnabas Health (New Brunswick, NJ)
- …Job Overview:Manages the area of responsibilities under the direction of the Laboratory Director and Medical Director with the guidance of the Chairman of ... implements corrective action. + May conduct periodic quality control and safety surveillance . Assists with the purchase of Proficiency Surveys to meet the… more