- TD Bank (New York, NY)
- …+ Assist with regulatory and audit requests. + Provide backup to general AML compliance functions such as surveillance reviews, section 312 reviews and ... exception reports when needed. + Participate in the annual enterprise-wide AML /BSA/Sanctions/ABAC risk assessment process. + Conduct targeted AML /OFAC training,… more
- Bank of America (New York, NY)
- …clearly to non-technical stakeholders **Desired Qualifications:** + Knowledge of anti-money laundering ( AML ) and related AML legislation + SQL or Python and ... and knowledge + Data Analysis **Skills:** + Critical Thinking + Monitoring, Surveillance , and Testing + Regulatory Compliance + Risk Management + Policies,… more
- MUFG (New York, NY)
- …laws and regulations across anti-bribery and corruption (ABC); anti-money laundering ( AML ); benchmark rates; financial crimes (eg, violations of sanctions and Office ... UK); know your customer (KYC) laws, rules, and regulations; surveillance (transactions); Market Abuse Regulation (EU); and sustainability, including Environmental,… more
- Bank of America (New York, NY)
- …industry frameworks, such as MAR, MiFID II, Dodd-Frank, FATF, and local AML /CTF requirements applicable to capital markets. + Conceptual understanding of ... surveillance and financial crime detection models, including trade surveillance , communications monitoring, and transaction monitoring systems - ability to… more
- Mizuho Corporate Bank (New York, NY)
- …of compliance systems, including transaction monitoring, case management, and surveillance . + Regulatory Compliance: Ensure that all compliance technology solutions ... management a plus. + Compliance Knowledge: In-depth understanding of AML , sanctions screening, restricted data, employee trading monitoring, electronic communication… more
- Bank of America (New York, NY)
- …between Alternative Investments and fund managers/administrators including review of AML documents **Qualifications:** * 2-5+ years of general financial services ... * Customer and Client Focus * Financial Forecasting and Modeling * Monitoring, Surveillance , and Testing * Risk Management * Causation Analysis * Client Management *… more