- Wells Fargo (New York, NY)
- …career" in the US **About this role:** Wells Fargo is seeking a **F** **ront- Line Regulatory Risk Execution Leader** (Business Execution Senior Manager) in ... role, you will:** + Lead and manage the CIB Front Line Compliance Risk Execution...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory… more
- MUFG (New York, NY)
- …due diligence / and documentation terms is a strong plus. + Experience in a Second line Risk function at a financial institution is a plus. + Strong written and ... and approvals serving as the primary contact with the Front Office Business and Risk /Underwriting teams. This...or Counterparty Credit in either a first (Business or Risk ) or second line ( Risk )… more
- MUFG (New York, NY)
- …in control testing techniques and documentation + Strong knowledge of operational risk regulatory expectations and industry practices + Demonstrated ability to ... the operational risk framework in effectively managing risk as the bank's first line of...organizational skills. **Experience/Abilities:** + 5+ years' experience in operational risk management, internal audit, consulting, regulatory or… more
- Bank of America (New York, NY)
- …applicable + Provides oversight of risk requests, breach remediation's and providing risk effective challenges for front line units + Oversees ... accordance with the bank's risk appetite and risk limits identified, as well as regulatory ...expertise of structured products and capital markets to guide front line units through transaction life cycle,… more
- Bank of America (New York, NY)
- …are the responsibility of EFR, including but not limited to independent review and risk assessment of front line owned processes (eg capital calculation, ... CCAR Capital Plan and Recovery and Resolution Plans), capital risk appetite limits, Line of Business capital...new transactions + Deliver effective review and challenge of front - line owned processes that generate or impact… more
- Scotiabank (New York, NY)
- …drive a strong global AML risk culture, ensuring that regional teams and front - line business leaders understand and integrate AML risk management into ... the development, execution, and continuous refinement of the GBM/GTB AML risk assessment framework, ensuring alignment with international regulatory requirements… more
- TD Bank (New York, NY)
- …business partners including Treasury, Balance Sheet Management, Front Office, other second- line of defense risk partners, and Internal and External Auditors ... Charlotte, North Carolina, United States of America **Hours:** 40 ** Line of Business:** Risk Management **Pay Detail:**...suitability to business evolution + Assists with local market risk regulatory issues + Develops a thorough… more
- Citigroup (Rutherford, NJ)
- …+ Identify the technical risk and dependencies for the ERDL platform on Front line business units (FLUs), business and technology teams and drive mitigation ... solve business problems + Extensive experience working closely with cross functional partners in risk management, technology and Front Line Units + Track… more
- Citigroup (Rutherford, NJ)
- …solve business problems + Extensive experience working closely with cross functional partners in risk management, technology and Front Line Units + Track ... years of managerial experience + Substantial experience in Financial Services Risk Management, including regulatory remediation initiatives; Experience working… more
- Citigroup (New York, NY)
- **Description** : The Global Markets In-Business Risk (IBR) is a Front Office 1st Line of Defense team responsible for market risk across asset classes ... capital framework to allow effective optimization and allocation of risk . + Build front to back holistic...risk appetite ratio. + Work closely with independent risk teams (2nd Line of Defense) in… more
- Citigroup (New York, NY)
- **NAM/LATAM Equities Asset Class Lead** The E-Trading Risk Management (ETRM) Team provides Second Line of Defence (2LOD) oversight of all E-Trading activities ... of metrics to measure the effectiveness of the First Line of Defence's (1LOD) implementation of the E-Trading framework...**Qualifications:** + 10+ years of related E-Trading experience in front office or risk management capacity +… more
- CIBC (New York, NY)
- …executives on relevant matters. + **Meetings** - Attend client meetings with front - line relationship managers as appropriate. + **Advise** - Provide constructive ... be doing** As the Executive Director II, Corporate Credit Risk , you will form an integral part of the...addition, Corporate Credit will provide advice and counsel to Line of Business partners in fulfillment of the corporate… more
- Bank of America (New York, NY)
- …established by the company + Manages risk requests, breach remediations and providing risk effective challenges for front line units + Develops risk ... us! **Job Description:** This job is responsible for providing risk oversight and advice to the Line ...+ Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation + Trading Strategy **Shift:**… more
- Bank of America (New York, NY)
- …applicable + Provides oversight of risk requests, breach remediations and providing risk effective challenges for front line units + Oversees development ... EFR Global Markets Risk Sr Manager - IRR Charlotte, North Carolina;Jersey...accordance with the bank's risk appetite and risk limits identified, as well as regulatory … more
- Santander US (New York, NY)
- …the department. **Essential Functions/Responsibility Statements:** + Setting of appropriate internal credit risk ratings and regulatory risk ratings on ... alongside 1st Line of Defense ("1LOD"), providing appropriate challenge around risk ratings / credit analysis / financial projection models while making a… more
- SitusAMC (New York, NY)
- …for the assessment, approval, monitoring, review, and challenge of SLF transactions globally. In line with hybrid nature of the underlying risk , the team draws ... operations, and functional services across the Group. **About Global Risk ** The Global Risk function is responsible...whilst ensuring that the team continues to fully support Front Office relationship and sales staff. + Prepare credit… more
- SMBC (Jersey City, NJ)
- …and Key Reporting Indicator (KRI) process in close collaboration with front line units to validate consistency with sound risk management standards, internal ... role will support the review and completion of Finance wide operational risk management activities, including assistance with the internal controls over financial… more
- City National Bank (New York, NY)
- …actions are taken when risk appetites are exceeded. * Engage and partner with front line risk functions to provide advice related to development and ... regulatory /enforcement activity and trends for impacts to business line activities. * Provide compliance advice and guidance to...report and validate corrective actions. * Challenge and aggregate front line risk assessments and… more
- Wells Fargo (New York, NY)
- …legal and regulatory and Corporate Policy requirements + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions + ... issues, deficiencies or regulatory matters regarding compliance risk management + Oversee the Front ...regarding compliance risk management + Oversee the Front Line 's execution and challenges appropriately on… more
- Wells Fargo (New York, NY)
- …legal and regulatory and Corporate Policy requirements + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions + ... issues, deficiencies or regulatory matters regarding compliance risk management + Oversee the Front ...regarding compliance risk management + Oversee the Front Line 's execution and challenges appropriately on… more