- JPMorgan Chase (Jersey City, NJ)
- …services, and play a pivotal role in shaping our control environment. As a Legal Entity Control Manager , you'll have the opportunity to collaborate ... senior stakeholders and drive compliance initiatives that impact our business worldwide. As a Legal Entity Control Manager within the JPMS LLC Control… more
- Citigroup (New York, NY)
- …to direct audit activities that support a subset of a product line, function, or legal entity at the global or regional level, in accordance with IA standards, ... to maintain these standards. + In situations where this role is the designated Legal Entity Chief Audit Executive, their responsibility towards the legal … more
- American Express (New York, NY)
- …including in SEC, Federal Reserve and other statutory filings, earnings announcements and legal entity financial statement disclosures. **How will you make an ... new or changing business activities. We focus on developing financial control and risk governance processes, proactively identifying process efficiencies, and… more
- JPMorgan Chase (Brooklyn, NY)
- …effective project management support. **Job responsibilities** + Support the Cross Functional, Legal Entity Strategy and Risk Change Management agenda, including ... Investment Bank (CIB) Governance and Program Management, where we ensure a sound control environment and provide program management for CIB Finance and Risk across… more
- Wells Fargo (New York, NY)
- …Committee, International Management Committee, International Operating Committee, International Risk & Control Committee, regional legal entity & Board ... Conduct Authority Senior Manager Regime; * Expertise with legal entity structures within US and European companies, including the underlying regulatory… more
- SMBC (New York, NY)
- …across CUSO Market Risk and other risk stripes under the Swap-Dealer and Broker-Dealer legal entity CRO umbrella. - Track and manage regulatory, audit, and ... reviews, and ad-hoc requests. - Support interactions with internal audit and control departments for monitoring and testing activities. - Support regulatory exams… more
- Neuberger Berman (New York, NY)
- …teams throughout the firms operating platform. **Responsibilities:** + Work closely with legal entity controllers to ensure that accounting policies are properly ... President role will report to the Head of Financial Control and will be responsible for a broad array...key stakeholders + Assist in preparation and review of legal entity financial statements and high-quality financial… more
- SMBC (New York, NY)
- …expertise in US securities, laws and regulations. + Proactively engage with Compliance, Legal and other control function colleagues to enhance the overall ... Regulatory Engagements: The Regulatory Governance Team supports SMBC's Broker-dealer entity in managing regulatory exams and responding to regulatory inquiries… more